For over 30 years Kathryn Swain has been advising Hedge funds, family offices, CEOs, professional sports franchise owners as well as royal and presidential families in her roles as professional trader, manager and Investment Advisor Representative (IAR).
At age 21, Kathryn began her career at Merrill Lynch in Baltimore while working full time and finishing her undergraduate degree by night. By 25, she moved to San Francisco taking on the role of lead trader on a two billion dollar equity and option trading desk for Charles Schwab. After stints in management, operations and finally as a featured professional speaker, she became head of marketing at her first RIA, Osborne Partners Capital Management.
Over the next 15 years, Kathryn embraced her role in the registered investment advisory business becoming one of the top advisors in Northern California, eventually overseeing more than $350 million in client assets and ultimately achieving her career goal of joining Goldman Sachs in an executive role.
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