Enpo puts the pressure on to demonstrate how a financial advisor would react to being asked a series of questions before being hired.
We will be answering these questions:
- Does it concern you when a client brings a list of initial questions?
LIST OF QUESTIONS:
- How are you compensated?
- Do you have any minimums or quotas that you have to meet?
- What licenses, registrations and/or designations do you hold?
- Are you a fiduciary in all transactions?
- Can you review your U4 or any other relevant disciplinary history with me?
- Do you provide comprehensive financial planning or do you perform elements of it?
Referenced Article: https://myfinancialcoach.com/portfolio/aapl-seven-things-to-know-before-hiring-a-financial-planner/
