In the inaugural episode of Asset Management Corner, former senior SEC officials Andrew Dean and Chris Mulligan dive into the sweeping changes underway at the SEC. From new leadership and shifting exam priorities to upcoming rules and enforcement trends, this episode offers expert insights into what compliance officers, fund managers, and legal professionals should expect in the months ahead. Andrew and Chris also preview the podcast's format, share predictions on guidance vs. rulemaking, and offer practical takeaways on how to stay prepared amid regulatory change.
