Description

There has been a shift in how regulators are approaching regulation of BaaS and FinTech’s.  As enforcement actions continue to increase, having a well prepared compliance program in place is important now more than ever.

In today’s COMPLY Podcast episode, I am joined by Ethan Singleton, Principal at FS Vector where we will chat about:

• Regulation in a new age of fintechs
• How banks and fintechs can apply what they have learned from regulatory actions
• How to know when the time is right to get out of spreadsheets and into a technology solution
• The cost of not having a monitoring process in place (and it's not just monetary)

Show Notes:

• Marketing Compliance Enforcement Actions Stats & Themes: 2H 2023: https://bit.ly/3uJGVKK
• Why Banks are Investing in Marketing Compliance Technology Blog: https://bit.ly/3w9Lgr1
• Learn more about FS Vector: https://fsvector.com/
• Connect with Ethan Singleton: https://www.linkedin.com/in/ethan-singleton-esq/
• Connect with me, Rhonda: https://www.linkedin.com/in/rhonda-mcgill/