Chris Holman welcomes Nicholas J. Stock II, ASSOCIATE, Grand Rapids, Foster Swift Collins & Smith PC Attorneys with a half dozen locations across Michigan
Topic: New Federal Registration Exemption for M&A Brokers of Eligible Businesses
The Securities Exchange Act of 1934 has recently been amended to exempt “M&A brokers” from registering with the Securities Exchange Commission (SEC) -
When? How? Why?
How much different is this from how M&A brokers have tentatively relied on a 2014 no-action letter in recent years?
What does the new amendment enable qualifying brokers to do?
Please explain this New Federal Exemption?
What are the implications?
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