Description

Here are precautions we can take to avoid ponzi schemes and not become victim to investment fraud.

In this episode you’ll learn:

• What are sources to determine the background of individuals and firms who are selling investment products and advice.
• What is the difference between registered investment advisors, registered investment companies and registered securities.
• How to analyze performance and fees to make sure they are acceptable before we invest.
• Why we need to be more wary if securities are not registered.

Thanks to LinkedIn and Sleep Number for sponsoring the episode.

For show notes and more information on this episode click here.

• [0:17] Personal stories surrounding fraudulent investment schemes.
• [2:38] The importance of authentic registration.
• [4:28] Who you are working with, and what are they promising?
• [6:34] Registered securities and registered investment companies.
• [8:41] Disclosing information properly when being compensated.
• [12:07] Deciphering performance claims.
• [16:37] Understanding what the fees are paying for.
• [18:37] Precautions to implement against fraud.

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