The Expert Interview Series is a segment of the COMPLY Podcast where we shine a spotlight on the industry leaders who are truly making a difference in the marketing compliance landscape. These boots-on-the-ground professionals work tirelessly to protect consumers while navigating the complex regulatory environment.
We’ll chat with these compliance experts as they share their real-world experiences, expertise, and practical insights. By hearing from those who are actively engaged in compliance, you'll gain valuable perspectives and actionable strategies to apply in your own work.
In this episode, I'm joined by Jim Downing, Chief Compliance Officer at JLL Securities and author of "The Fundamentals of Compliance." With a compliance career that began at FINRA, Jim has held leadership positions at major firms including JPMorgan Chase and BMO Harris.
We discuss:
About COMPLY: The Marketing Compliance Podcast
The state of marketing compliance and regulation is evolving faster than ever. On the COMPLY Podcast, we sit down with the biggest names in marketing, compliance, regulations, and innovation as they share their playbooks to help you take your compliance practice to the next level.
This podcast is for informational and educational purposes only and does not constitute legal advice; consult your own compliance or legal counsel.
