Description

Going public through a DESPAC puts companies under a spotlight most leaders underestimate.

In this episode, we sit  down with Jon Uretzky, founding partner of PULP Law Firm, one of the most recognized securities litigation firms in the microcap and small-cap markets.

Jon explains why DESPAC transactions attract disproportionate regulatory and shareholder scrutiny, how SEC actions trigger cascading class-action lawsuits, and why FINRA’s Corporate Actions department can quietly derail post-DESPAC plans. This conversation gives leaders an unfiltered look at what actually happens after the deal closes.

Key topics include:

• Why DESPACs face elevated litigation risk
• How SEC inquiries turn into shareholder lawsuits
• The danger of “obey the law” injunctions without waivers
• FINRA Corporate Actions and post-DESPAC delays
• Why cap table cleanup matters before going public
• How D&O insurance protects directors and officers
• What strong legal defense really looks like in public markets

If you are a founder, executive, or board member considering a DESPAC, this episode delivers critical insight you cannot afford to ignore.

Subscribe for more conversations on public-company discipline and DESPAC readiness.

YouTube Channel: https://www.youtube.com/@thedespacpodcast

THE DESPAC PODCAST STANDARD LEGAL DISCLAIMER

The DESPAC Podcast is for informational purposes only. The views and opinions expressed by the host and guests are their own and do not represent the views of Smooth Stone Capital, its affiliates, or any sponsoring organization.

Nothing in this podcast should be interpreted as legal advice, investment advice, tax advice, or a recommendation to pursue or avoid any transaction. Discussions may reference SPACs, DESPAC transactions, securities regulations, or public-company readiness frameworks. These conversations are educational in nature and should not be relied upon when making financial or strategic decisions.

Listeners should consult qualified legal, financial, and tax professionals before acting on any information discussed in this podcast. Any examples or scenarios mentioned are illustrative and may not reflect current market conditions or regulatory requirements.

Participation by a guest does not constitute an endorsement of any company, strategy, product, or service. References to specific firms or individuals are for context only.

Smooth Stone Capital and the DESPAC Podcast disclaim all liability arising from the use of or reliance on the information presented.