Join Oyster experts as they provide real-world insight into the shifting CAT and CAIS landscape, including:
- The current regulatory focus on removing PII information from CAIS reporting
- Implementation uncertainty - where FINRA guidance falls short
- Member firms grappling with the scope of PII removal at account and customer levels
- Blue sheets and CAIS - redundant reporting and integration challenges
- CAT reporting's critical role in market surveillance during volatile trading periods
- How the multi-year phased implementation approach provides a potential model for future regulations
CRC-Oyster: Compliance Risk Concepts / Oyster Consulting
