In this episode, Oyster CEO Buddy Doyle, and Consultants Bob Tuch and Bill Reilly discuss the Regulation Best Interest (Reg BI) Conflicts of Interest Obligation, including:
Reg BI requirements touch on many, many aspects of Broker-Dealer and RIA businesses. Oyster can help your firm navigate the rule and make sure your firm is compliant and ready for the implementation deadline.
CRC-Oyster: Compliance Risk Concepts / Oyster Consulting
