Shows
Off Road with Frank FerraroHow Conferences Turn Into Capital — A Conversation with NIBA Chairman Jim HockSend a textIn this episode of Off Road with Frank Ferraro, Frank and co-host Andrea Cataneo sit down with industry veteran Jim Hock, Chairman of the National Investment Banking Association (NIBA) and Founder of Hanover International. With more than 50 years of experience advising emerging growth companies, Jim shares practical insights on what separates companies that successfully raise capital from those that struggle. The discussion covers the importance of preparation, transparency, conference strategy, and why companies should “act public” even when they’re private. Jim also explains how disciplined planning, persistence, and stro...
2026-02-2329 min
Off Road with Frank FerraroWhere Deals Actually Happen: Seth Farbman on Transfer Agents, Networking & NIBASend a text On this episode of Off Road with Frank Ferraro, Frank and Andrea Cataneo sit down with capital markets veteran Seth Farbman — CEO, board member, and one of the most respected operators in the small-cap ecosystem. If you’ve ever wondered: 👉 Who actually manages your cap table? 👉 Who protects shareholders behind the scenes? 👉 And where real deals get done (not just pitched)? This conversation pulls back the curtain. Seth explains why transfer agents are the “glue” of the public markets
2026-02-1215 min
Off Road with Frank FerraroEmily Foshee on NIBA: The Capital Markets Conference That Actually WorksSend a text In this episode of Off Road, Frank Ferraro and co-host Andrea Cataneo sit down with Emily Foshee, Executive Director of the National Investment Banking Association (NIBA) — the nonprofit organization that has quietly powered small-cap and growth company capital formation for nearly 50 years. If you’re a CEO, founder, or public company executive trying to raise capital, meet investment bankers, or connect with real investors, this conversation breaks down where those relationships actually happen. Not empty conference rooms. Not rand...
2026-02-0924 min
Reforge Your Life with Joe RiveraEp 54: Breaking Barriers: Andrea Cataneo on Leadership, Gratitude, and Reinventing Success in BusinessWhat if your toughest moments—being broke, lost, or stuck—were actually just the first chapter of your comeback story? This week on Reforge Your Life, host Joe Rivera sits down with the indomitable Andrea Cataneo, a pioneering capital markets lawyer, executive producer of The Heart of Influence, and living proof that disruption is the key to true growth.Andrea shares her incredible journey from reading law school textbooks by flashlight as a single mother, to building a multimillion-dollar legal practice from her basement, to breaking barriers in a male...
2025-12-0447 min
Off Road with Frank FerraroFrom Wall Street to Waste Solutions: David Bernard on Equities, Bioplastics, and the Future of SustainabilitySend a text 📝 Episode Summary: Today on Off Road with Frank Ferraro, we sit down with David Bernard, a visionary leader who’s spent decades at the crossroads of finance and innovation. As the former CEO of Equities.com, David transformed how small and micro-cap companies connect with capital markets. Now, as President of Next Gen Bioplastics, he's on a mission to disrupt a different space: the global plastics industry. In this powerful episode, David opens up about his pivot from capital markets to climate action...
2025-08-0628 min
Off Road with Frank FerraroBeyond AI: Andrea Cataneo on Actualized Intelligence and the Future of LawSend a text 📌 Show Notes: Today on Off Road with Frank Ferraro, we take a bold leap into the intersection of law, leadership, and intelligent technology. Our guest, powerhouse securities attorney and dealmaker Andrea Cataneo, unpacks a revolutionary concept that goes beyond traditional AI — Actualized Intelligence. This isn't just automation or chatbots — it's a human-optimized framework that delivers real-time feedback, identifies blind spots, and elevates performance inside law firms, businesses, and boardrooms. From her work at Callagy Law to her cutting-edge role with Unblinded...
2025-07-2511 min
Basing House PodcastBasing House Mix Series 020 - Marco (Vibrations)With Vibrations set to take place at Basing House on Friday 7th March, Marco has put together this tasty mix that explores deep industrial progressive house, builds into lighter melodic sounds, and just for good measure, a few little cheeky surprises are thrown in along the way.
Tickets: https://ra.co/events/2079593
Track List:
1. Silver Stone (Original Mix) - Digital Mess, Mindo
2. Magnantar (Original Mix) - Hakan Ozurun
3. Magallenic Cloud (Dowden Remix) - Steve Slight
4. State of Trance (Original Mix) - Guy J
5. Revizor (Original Mix) - Jiminy Hop
6. The Sound of Violence Rework - Kamilo Sanclemente
7. Distant Blips (Dowden...
2025-01-291h 49
Off Road with Frank FerraroThe Integration of Investor Relations and Public Relations with CORE IR Founder/President Scott GordonSend a text The Integration of Investor Relations and Public RelationsEpisode Title: Uniting Investor Relations and Public Relations: A Conversation with CORE IR Founder/President Scott GordonEpisode Summary: In this episode of Off Road, we sit down with Scott Gordon, Founder/President at CORE IR, to discuss the seamless integration of Investor Relations (IR) and Public Relations (PR). Scott shares insights on how to position CEOs as thought leaders, manage crises effectively, and leverage digital strategies to amplify a company’s message. Whether you’re navig...
2025-01-2026 min
Off Road with Frank Ferraro"Revolutionizing Healthcare: Transforming Lives Through AI-Powered Innovation": Mike Maunu, CEO of Oxygen4LifeSend a textShow NotesEpisode Title: Transforming Healthcare: Mike Maunu, CEO of Oxygen4LifeEpisode Summary:In this episode of Off Road with Frank Ferraro, we dive into the world of healthcare innovation with Mike Maunu, President and CEO of Oxygen4Life. Co-hosted by Andrea Cataneo, the conversation explores Mike's impressive career, from building a nine-figure direct sales company in the nutritional space to his current focus on advancing therapy to enhance health, vitality, and well-being.Mike shares his journey into crowdfunding, the pivotal role...
2025-01-1521 min
Off Road with Frank FerraroEquity Crowdfunding and the Introduction to the 15c-211 Process.Send a textIn this episode of Off Road with Frank Ferraro, Frank teams up with securities attorney Andrea Cataneo to dive deep into the evolving world of equity crowdfunding and its critical intersection with market making. Together, they explore the steps companies take beyond initial fundraising to achieve liquidity through the 15c2-11 filing, which is required to get listed and traded.Frank shares his early experiences as a Wall Street market maker, detailing the historical evolution of trading and regulatory compliance. Andrea provides expert insights on the legal and ethical considerations that guide...
2025-01-1216 min
Off Road with Frank FerraroPost Equity Crowdfunding and the 15c-211 processSend us a textEpisode Summary:In this episode of Off Road with Frank Ferraro, Frank teams up with securities attorney Andrea Cataneo to dive deep into the evolving world of equity crowdfunding and its critical intersection with market making. Together, they explore the steps companies take beyond initial fundraising to achieve liquidity through the 15c2-11 filing, which is required to get listed and traded.Frank shares his early experiences as a Wall Street market maker, detailing the historical evolution of trading and regulatory compliance. Andrea provides expert insights on the...
2025-01-1022 min
#WarriorWomen in Business PodcastWarrior Women in Business Podcast 67: Andrea CataneoGo from basement thinking to complete mastery of your business, your career and your mental toughness with a true Warrior woman guest, Andrea Cataneo, General Counsel and Executive Producer 11/4 LIVE with Host Jasmine Sandler.
Jasmine, our lead warrior woman, was a former guest of Andrea's on her own show she produces UNBLINDED and when Jasmine saw how powerful and positive Andrea was in bringing together business leaders in an active form she invited Andrea to be on the WWIB to share her wisdom!
Andrea Cataneo, with 25+ years as a corporate and securities attorney and over 200 capital markets deals, is the...
2024-11-121h 03
Silver Disobedience® Perception Dynamics™ with Dian Griesel: How People Think, Lead & Create SuccessFinding the Heart of Influence with Andrea Cataneo, Esq., Executive ProducerAndrea Cataneo is an accomplished executive producer and legal expert with a diverse professional background. She serves as the Executive Producer of Heart of Influence, a platform aimed at amplifying voices and inspiring change
through dynamic storytelling and networking events. In her role as General Counsel at Unblinded, Andrea oversees legal strategy, compliance, and provides insights that drive organizational growth. With a passion for influence and the
power of connection, she is dedicated to building impactful relationships and creating meaningful experiences that elevate both individuals and communities. Andrea’s multifaceted expertise combines her legal acumen with a creative, results-driven ap...
2024-11-1155 min
Off Road with Frank FerraroOff Road w Frank Ferraro & Andrea Cataneo - A Chat with Side Channel (SDCH) Brian Haugli and Learn about Cyber Security and More...!Send a textIn this episode Frank and Andrea introduce Brian Haugli and learn what's going on in the cyber security industry. SideChannel, Inc. (OTCQB:SDCH) is a leading provider of cybersecurity services and technology to emerging and middle market companies. They offer services such as the creation and management of comprehensive cybersecurity programs, tailored to various industries.Come be a part of our investment community at corporateroadshow.comSupport the show Thanks for listening to Off-Road with Frank Ferraro. Subscribe for new conversations on capital markets, innovation, and the f...
2024-01-1529 min
Off Road with Frank FerraroOff Road w Frank Ferraro Interview w/ Andrea Cataneo-What do the Capital Markets and Celebrity Branding have in common?Send a textIn this podcast episode Frank and Andrea talk about how companies can enter the markets and utilize different rule for results.Support the show Thanks for listening to Off-Road with Frank Ferraro. Subscribe for new conversations on capital markets, innovation, and the future of business.
2024-01-0915 min
Off Road with Frank FerraroOff Road w Frank Ferraro & Andrea Cataneo - Are the Capital Markets right for you?Send a textIn this podcast Frank and Andrea talk about how and why companies access the capital markets. Learn from industry leaders some of the in's and out's about the process and if its for you. Support the show Thanks for listening to Off-Road with Frank Ferraro. Subscribe for new conversations on capital markets, innovation, and the future of business.
2024-01-0819 min
Off Road with Frank FerraroOff Road w Frank Ferraro Interview w Andrea CataneoSend a textIn this informal meet up, Frank chats with Deal Maker / Securities Attorney Andrea Cataneo. They talk about some new upcoming financial podcasts as well as Andrea latest venture. Support the show Thanks for listening to Off-Road with Frank Ferraro. Subscribe for new conversations on capital markets, innovation, and the future of business.
2024-01-0709 min
Davos in the Desert Podcast SeriesMultiple Paths to Going Public with Andrea CataneoThis highly informative session discusses which companies should and should not seek to become publicly traded. It also imparts insight into the costs of going public and remaining public. A variety of paths a private company can take to become a public company are thoroughly explored. The following are among the issues discussed during this session:
How much revenue are companies required to generate in order to go public?
Are accountants required to review their publicly traded clients’ quarterly financial statements?
What is the minimum number of shareholders required to become an OTC company?
What are the advantages an...
2023-07-2254 min
2023-04-1210 min
Good News To Go: Health & WellnessWhat is Peace to Andrea Cataneo? Lawyer, Good Samaritan & Family Believerfor more info, go to http://pausetheworldforpeace.org/2023/03/07/what-is-peace-to-andrea-cataneo-lawyer-good-samaritan-family-believer/#andreacataneo #lawyer #goodsamaritan #familybeliever
2023-03-0742 min
Good News To Go: Peace, Love & HOPEWhat Does Peace Mean to Andrea Cataneo?find out...for more info, go to http://pausetheworldforpeace.org/2023/03/07/what-is-peace-to-andrea-cataneo-lawyer-good-samaritan-family-believer/#whatdoespeacemeantoyou #peace #andreacataneo
2023-03-0705 min
The DEAL FLOW ShowSPAC’s, Uplisting, IPO’s, Reg A+, and More With Andrea CataneoAndrea Cataneo is a partner at Mitchell Silberberg & Knupp LLP where she is a member of the Business Transactions Practice Group. Her practice focuses on preparing companies for capital raises, structuring financing, and taking companies public. She serves on the Board of Directors of the National Investment Banking Association (NIBA) and is a frequent panelist at capital markets, health and wellness, and cannabis-focused conferences.
In this interview, Andrea goes into a lot of detail on a very hot topic, the Special Purpose Acquisition Company (SPAC). She talks about the advantages of SPAC’S and why investors love them so much. Sh...
2020-11-0243 min
The DEAL FLOW ShowSPAC’s, Uplisting, IPO’s, Reg A+, and More With Andrea CataneoAndrea Cataneo is a partner at Mitchell Silberberg & Knupp LLP where she is a member of the Business Transactions Practice Group. Her practice focuses on preparing companies for capital raises, structuring financing, and taking companies public. She serves on the Board of Directors of the National Investment Banking Association (NIBA) and is a frequent panelist at capital markets, health and wellness, and cannabis-focused conferences.
In this interview, Andrea goes into a lot of detail on a very hot topic, the Special Purpose Acquisition Company (SPAC). She talks about the advantages of SPAC’S and why investors love them so much. Sh...
2020-11-0243 min