Shows
Untangled - Simplifying Corporate ComplianceHow to Avoid FOMO and Use Data Effectively in your Monitoring...We all know that "data analytics" and "big data" are supposed to help us with our monitoring but in reality how easy is that to achieve? What do we need to think about to make the data work for us and not have us be slaves to our data?Today's episode helps us to work through how we might begin to build a monitoring programme which makes the best use of the data available to us and actually bring value and not just cost.So listen further to hear about how data analytics can be s...
2023-03-2116 min
Untangled - Simplifying Corporate ComplianceCompliance Monitoring: is this effort worthwhile?In our latest episode of Untangled, Alex, Stephanie and Jim tackle Compliance monitoring. What is it? What’s the point? Who should do it? In this episode, we consider a monitoring program’s purpose, discuss the value of ‘Live’ monitoring, and consider ways to deliver additional value beyond pure transactional monitoring approaches. Listen in and let us know your thoughts by joining the discussion on our LinkedIn page. This Episode host:Alex Davison – Uses a human approach to build a culture of ethics and compliance within his business teams and is on the hunt for...
2023-01-2915 min
Untangled - Simplifying Corporate ComplianceThird Party Compliance Risk - How to Shift The Blame?Our latest episode of Untangled is on Third Party Due Diligence. Is it all about finding the partner of your dreams (and not being fooled by their nice Tinder profiles) or is it just about getting perfect paperwork and a bit of a "wink wink"? Listen to this episode to form an opinion and hear some practical tips for your programme.This Episode host:Alex Davison – Uses a human approach to build a culture of ethics and compliance within his business teams and is on the hunt for the ‘universality’ of compliance disciplines. Alex has over 16 years...
2022-12-0516 min
Untangled - Simplifying Corporate ComplianceHow to plan for a compliance investigation on a Friday afternoon?It's Friday afternoon and you receive an e-mail grenade through the whistleblowing hotline, what do you? In this episode of Untangled we provide practical advice to plan for a compliance investigation, whenever you receive the report.What should be included in an investigation plan and who should be involved? How do you gain organisational support and trust in the process?Should you set time limits for investigations?Find out in this episode.This Episode host:Alex Davison – Uses a human approach to build a culture of ethics and compliance within his business tea...
2022-11-2120 min
Untangled - Simplifying Corporate Compliance"Speak Up Culture": can we move past dated "hotlines" and tacky posters?Welcome back to Untangled, the podcast that takes the complex world of compliance and simplifies it.The topic for today chat is "speak up culture" - probably the most forgotten element that has largely been about checking a regulatory box for years. When ‘speak up’ programs were first implemented, the most popular method of capturing incident reports from employees was a literal telephone hotline, and many companies still utilize that (one may argue archaic) terminology and philosophy. So the question I would pose to my contributors today - what's your best tip to helping build a true...
2022-11-0717 minUntangled - Simplifying Corporate ComplianceCompliance Training - Effective, Practical, Boring, Useless?We're letting you in to a little-known secret on this week's episode... Compliance training doesn't have to be dull! There, we said it. In fact, the less dull you make it the more people might learn! So, this week we discuss what might help to get people to take away, and be able to apply, learning from our training sessions. We're also talking about what you might measure, and how you can measure it, to see what is working and where we can improve!Join us in this conversation and share your com...
2022-10-2418 minUntangled - Simplifying Corporate CompliancePolicies - How to make them Exciting to Read?What is your reaction when you hear that a new policy has been released? Chances are you are not overwhelmed with anticipation, desperate to read it as if it were the next Harry Potter. Well, I don’t think we’re ever going to get to that point, but in today’s podcast we chat about how you can make your policies more digestible and effective whether they are written in English, Emojis or Hieroglyphics!Join us in this conversation and share your comments and views in our LinkedIn group.This Episode host:Stephani...
2022-10-0916 minUntangled - Simplifying Corporate ComplianceCan you Measure Compliance Programme Effectiveness?Untangled, the podcast that takes the complex world of compliance and simplifies it.We thought the easiest topic to start Season 2 would be about measuring compliance programme effectiveness. Can you do it? Should you do it? How to do it? Does it even make sense to do it?Join us in this conversation and share your comments and views in our LinkedIn group.This Episode host:Andriy Kirmach – enjoys building compliance programmes from the ground up as well as structuring and restructuring compliance frameworks, teams and business processes. Andriy brings 7 years of legal c...
2022-09-2616 min
Untangled - Simplifying Corporate ComplianceSeason 2 IntroductionSo one year later, we finally managed to create Untangled - Season 2, the podcast that takes the complex world of compliance and simplifies it. Tune in for new episodes starting next Monday and find out if Alex has actually killed a puppy, what's Stephanie's experience with Tinder, and whether AI technology fully consumed Jim and he now lives in a compliance metaverse.Untangled Team:Stephanie Wingrove – passionate about creating compliance programmes that centre on ethical values, empowerment and accountability. Stephanie has over twenty years of experience in the pharmaceutical industry, in R&D, QA and...
2022-09-2305 minUntangled - Simplifying Corporate ComplianceIs "Playing By The Rules" Always Good For Business?Some say that rules are there to be broken, others that they get in the way of progress. In Compliance, we’re often seen as the gatekeeper of the rules and a can sometimes be labelled as barriers to success - burdening businesses with bureaucracy and unnecessary controls. With that in mind, we take a look today at whether ‘playing by the rules’ is good for business and if there is ever a time when breaking the rules may be the right thing to do. Host: James (Jim) Swift – curious by nature, Jim enjoys solving problems and identi...
2021-09-1535 minUntangled - Simplifying Corporate ComplianceCan Compliance Programme be Designed to Empower People?Rules, rules, rules... Policies, SOPs, manuals and guardrails... This is how we often perceive compliance - daunting and uninspiring. And that is because many programmes are created as such (perhaps for all the right reasons?).But is that possible to design and build a compliance programme that empowers people?, lets them make decisions?, and even make mistakes? Can compliance managers foster the culture of collaboration and shared vision?Join us for Episode 8 of the Untangled, and comment if you agree or disagree with what Podcast Contributors have to say on this subject matter.Ho...
2021-09-0630 minUntangled - Simplifying Corporate ComplianceHow can compliance professionals leverage technology?As we go through the 4th industrial revolution, how can compliance professionals leverage new digital opportunities? Listen to this episode to hear some practical examples for how technology has been used by compliance professionals in the past and what may be coming in the near future. Also discover Jim's next business venture, Andriy's dystopian prediction for e-mail software and Stephanie's fondest computer model. Host:Alex Davison – Uses a human approach to build a culture of ethics and compliance within his business teams and is on the hunt for the ‘universality’ of compliance disciplines. Alex has over 15 years...
2021-08-2924 minUntangled - Simplifying Corporate Compliance"It Wasn't Me!" - Is There Always Someone to Blame for Rule-Breaking?Some Compliance & Ethics professionals might like to think of themselves as superheroes, flying in to save the day and rescue the company from the dastardly plans of everyday corporate villainy. In reality, episodes of wrong-doing are rarely so cut and dried and there is a lot that we can all learn from misconduct.In this episode we look at how to best handle investigations and misconduct to avoid a blame culture and truly understand why things go wrong,Host:Stephanie Wingrove – passionate about creating compliance programmes that centre on ethical values, empowerment and accountability. Step...
2021-08-2333 minUntangled - Simplifying Corporate ComplianceWhy Don't People Like Compliance Officers?They are often dubbed as "business blockers", "NO! people", and "worse than lawyers". They rarely have a popular table at a company's Christmas party. They walk down the corridor and other people start speaking quieter or leave the coffee area.And if you end up with a compliance officer in a casual setting - what would you talk about? Can you share all those fun stories about your customer meetings? Should you mention that you just completed the Code of Conduct training? Is it ok to joke about T&E limits on drinks?In Episode 5 we wi...
2021-07-1923 minUntangled - Simplifying Corporate ComplianceWhy Don't People Speak Up?Have you seen Erin Brokovich? Ever watched Line of Duty? Then you may be wondering yourself why anyone would ever "blow the whistle". In this episode, Jim, Alex and Stephanie discuss the whys and wherefores as to how to create a culture within an organisation where people are happy to raise concerns. Host:James (Jim) Swift – curious by nature, Jim enjoys solving problems and identifying opportunities for improvement to compliance programs and organisational culture. Jim has over 15 years' experience leading investigations and, more recently, compliance monitoring, analytics and risk management programs. His LinkedIn profile: https://www.linkedi...
2021-07-1234 minUntangled - Simplifying Corporate ComplianceWhy is Compliance Important to You?Are some people destined to become compliance managers? Or is it a job where many end up by accident? Let’s talk about why we like working in compliance, why this role is important for the business, and what skills make a great compliance manager.Join us for Episode 3 of the Untangled, discover personal journeys of the Podcast Contributors, and please share your stories in comments.Host:· Andriy Kirmach – enjoys building compliance programmes from the ground up as well as structuring and restructuring compliance frameworks, teams and business processes. Andriy brings 7 years of legal con...
2021-07-0530 minUntangled - Simplifying Corporate ComplianceWhy Does Compliance Training Suck?Your heart sinks, you just received an automated email informing you that it’s time for some mandatory compliance training. Why must you suffer through this? What did you do wrong? Never mind, perhaps you'll just be able to click "start" and then go and get a cup of tea whilst it plays in the background...Despite best efforts, we all, including compliance professionals, dislike the majority of compliance training that we are subject to. In this episode of Untangled, Stephanie asks the team to share the good, the bad and the ugly of compliance training and to su...
2021-06-2827 minUntangled - Simplifying Corporate ComplianceWhat Is The Compliance Function All About?Alex is having an existential crisis - he's worked in Compliance & Ethics in the pharmaceutical sector for years but woke up this morning and suddenly wondered why. In this episode of Untangled, Stephanie and Andriy help Alex to regain his confidence that his chosen career path is not a mistake and that as a function, there really is a lot that the Compliance team can do to help companies to succeed.Join the discussion by following us on LinkedIn at Untangled https://www.linkedin.com/groups/8973647/Episode Host: Alex Davison – uses a human app...
2021-06-0625 min