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Showing episodes and shows of
Charles Garnar
Shows
Legal Speak
Live from the GCC MidWest with Meredith Ritchie
Two Major ALM Conferences back-to-back … they said it couldn’t be done. Legal Speak believed it … and went there to see it for themselves. For over 20 years, the General Counsel Conference Midwest has been the premier event in the industry. Delivering key insights and practical solutions that today's general counsel need to manage and better leverage C-Suite relationships, successfully overcome a litigation crisis and do more with fewer resources just to name a few. For the 2nd year, Legal Speak was there live to bring you interviews with interesting attendees as well as moderators and speakers from various p...
2025-05-02
12 min
Legal Speak
Live from the GCC MidWest with Donna Haddad
Two Major ALM Conferences back-to-back … they said it couldn’t be done. Legal Speak believed it … and went there to see it for themselves. For over 20 years, the General Counsel Conference Midwest has been the premier event in the industry. Delivering key insights and practical solutions that today's general counsel need to manage and better leverage C-Suite relationships, successfully overcome a litigation crisis and do more with fewer resources just to name a few. For the 2nd year, Legal Speak was there live to bring you interviews with interesting attendees as well as moderators and speakers from various p...
2025-05-02
11 min
Legal Speak
Live from the Gc MidWest with Patricia Bradley
Two Major ALM Conferences back-to-back … they said it couldn’t be done. Legal Speak believed it … and went there to see it for themselves. For over 20 years, the General Counsel Conference Midwest has been the premier event in the industry. Delivering key insights and practical solutions that today's general counsel need to manage and better leverage C-Suite relationships, successfully overcome a litigation crisis and do more with fewer resources just to name a few. For the 2nd year, Legal Speak was there live to bring you interviews with interesting attendees as well as moderators and speakers from various p...
2025-05-02
11 min
Legal Speak
Live from the GCC MidWest with John Meyer
Two Major ALM Conferences back-to-back … they said it couldn’t be done. Legal Speak believed it … and went there to see it for themselves. For over 20 years, the General Counsel Conference Midwest has been the premier event in the industry. Delivering key insights and practical solutions that today's general counsel need to manage and better leverage C-Suite relationships, successfully overcome a litigation crisis and do more with fewer resources just to name a few. For the 2nd year, Legal Speak was there live to bring you interviews with interesting attendees as well as moderators and speakers from various p...
2025-04-30
11 min
Legal Speak
Live from the GCC MidWest with Carolyn Burbrink
Two Major ALM Conferences back-to-back … they said it couldn’t be done. Legal Speak believed it … and went there to see it for themselves. For over 20 years, the General Counsel Conference Midwest has been the premier event in the industry. Delivering key insights and practical solutions that today's general counsel need to manage and better leverage C-Suite relationships, successfully overcome a litigation crisis and do more with fewer resources just to name a few. For the 2nd year, Legal Speak was there live to bring you interviews with interesting attendees as well as moderators and speakers from various p...
2025-04-30
12 min
Legal Speak
Live from the GCC MidWest with Julie Chapman
Two Major ALM Conferences back-to-back … they said it couldn’t be done. Legal Speak believed it … and went there to see it for themselves. For over 20 years, the General Counsel Conference Midwest has been the premier event in the industry. Delivering key insights and practical solutions that today's general counsel need to manage and better leverage C-Suite relationships, successfully overcome a litigation crisis and do more with fewer resources just to name a few. For the 2nd year, Legal Speak was there live to bring you interviews with interesting attendees as well as moderators and speakers from various p...
2025-04-28
09 min
Legal Speak
Live from the GCC MidWest with Jennifer Abernathy
Two Major ALM Conferences back-to-back … they said it couldn’t be done. Legal Speak believed it … and went there to see it for themselves. For over 20 years, the General Counsel Conference Midwest has been the premier event in the industry. Delivering key insights and practical solutions that today's general counsel need to manage and better leverage C-Suite relationships, successfully overcome a litigation crisis and do more with fewer resources just to name a few. For the 2nd year, Legal Speak was there live to bring you interviews with interesting attendees as well as moderators and speakers from various p...
2025-04-28
11 min
Legal Speak
Live from the GCC MidWest with Kiley Kio
Two Major ALM Conferences back-to-back … they said it couldn’t be done. Legal Speak believed it … and went there to see it for themselves. For over 20 years, the General Counsel Conference Midwest has been the premier event in the industry. Delivering key insights and practical solutions that today's general counsel need to manage and better leverage C-Suite relationships, successfully overcome a litigation crisis and do more with fewer resources just to name a few. For the 2nd year, Legal Speak was there live to bring you interviews with interesting attendees as well as moderators and speakers from various p...
2025-04-25
08 min
Legal Speak
Live from the GCC MidWest with Elizabeth Barton
Two Major ALM Conferences back-to-back … they said it couldn’t be done. Legal Speak believed it … and went there to see it for themselves. For over 20 years, the General Counsel Conference Midwest has been the premier event in the industry. Delivering key insights and practical solutions that today's general counsel need to manage and better leverage C-Suite relationships, successfully overcome a litigation crisis and do more with fewer resources just to name a few. For the 2nd year, Legal Speak was there live to bring you interviews with interesting attendees as well as moderators and speakers from various p...
2025-04-25
09 min
Legal Speak
Live from the GCC MidWest with Emily Dillingham
Two Major ALM Conferences back-to-back … they said it couldn’t be done. Legal Speak believed it … and went there to see it for themselves. For over 20 years, the General Counsel Conference Midwest has been the premier event in the industry. Delivering key insights and practical solutions that today's general counsel need to manage and better leverage C-Suite relationships, successfully overcome a litigation crisis and do more with fewer resources just to name a few. For the 2nd year, Legal Speak was there live to bring you interviews with interesting attendees as well as moderators and speakers from various p...
2025-04-23
10 min
Legal Speak
Live from the GCC MidWest with Dustin McDaniel & Liz Murrill
Two Major ALM Conferences back-to-back … they said it couldn’t be done. Legal Speak believed it … and went there to see it for themselves. For over 20 years, the General Counsel Conference Midwest has been the premier event in the industry. Delivering key insights and practical solutions that today's general counsel need to manage and better leverage C-Suite relationships, successfully overcome a litigation crisis and do more with fewer resources just to name a few. For the 2nd year, Legal Speak was there live to bring you interviews with interesting attendees as well as moderators and speakers from various p...
2025-04-23
09 min
Legal Speak
Live from the GCC MidWest with Katrice Miller
Two Major ALM Conferences back-to-back … they said it couldn’t be done. Legal Speak believed it … and went there to see it for themselves. For over 20 years, the General Counsel Conference Midwest has been the premier event in the industry. Delivering key insights and practical solutions that today's general counsel need to manage and better leverage C-Suite relationships, successfully overcome a litigation crisis and do more with fewer resources just to name a few. For the 2nd year, Legal Speak was there live to bring you interviews with interesting attendees as well as moderators and speakers from various p...
2025-04-21
10 min
Legal Speak
Live from the GCC MidWest with Justin Johnson
Two Major ALM Conferences back-to-back … they said it couldn’t be done. Legal Speak believed it … and went there to see it for themselves. For over 20 years, the General Counsel Conference Midwest has been the premier event in the industry. Delivering key insights and practical solutions that today's general counsel need to manage and better leverage C-Suite relationships, successfully overcome a litigation crisis and do more with fewer resources just to name a few. For the 2nd year, Legal Speak was there live to bring you interviews with interesting attendees as well as moderators and speakers from various p...
2025-04-21
11 min
Legal Speak
Live from LegalWeek with Sean Fitzpatrick
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Sean Fitzpatrick, the CEO of LexisNexis. Hosts: Cedra Mayfi...
2025-04-18
09 min
Legal Speak
Live from LegalWeek with Ashley Picker Dubin
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Ashley Picker Dubin, Counsel at Day Pitney. Hosts: Cedra...
2025-04-18
09 min
Legal Speak
Live from LegalWeek with Ken Gary & Erin Harrison
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Limelight's two founding partners, CEO Ken Gary and CSO Erin Harrison. Ho...
2025-04-16
12 min
Legal Speak
Live from LegalWeek with Christian Geyer
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Christian Geyer, the Founder and CEO of Actfore. Hosts...
2025-04-16
07 min
Legal Speak
Live from LegalWeek with Adina Storch
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Adina Storch, Senior Vice President, General Counsel & Corporate Secretary at the Global Indu...
2025-04-14
15 min
Legal Speak
Live from LegalWeek with Anastasia Boyko
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Anastasia Boyko, a Legal Futurist at Filevine. Hosts: Cedra...
2025-04-14
11 min
Legal Speak
Live from LegalWeek with Thai Trower
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Thai Trower, Vice President & the BSA Officer at Marqeta. Hos...
2025-04-11
07 min
Legal Speak
Live from LegalWeek with John Vincenzo & Anthony Diaz
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Exterro's John Vincenzo, the Chief Marketing Officer, and Anthony Diaz, the Chief Info...
2025-04-11
10 min
Legal Speak
Live from LegalWeek with Eleanor Lightbody
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Eleanor Lightbody, the CEO of Luminance. Hosts: Cedra Mayfi...
2025-04-09
10 min
Legal Speak
Live from LegalWeek with Mitra Hooman
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Mitra Hooman, the Founder & CEO of Access2Justice. Hosts...
2025-04-09
11 min
Legal Speak
Live from LegalWeek with Chris Kruse
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Chris Kruse, Chief Revenue Officer of OPEXUS + Casepoint. Hosts: Cedra Mayf...
2025-04-07
10 min
Legal Speak
Live from LegalWeek with Raj Chandrasekar
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Raj Chandrasekar, the Chief Innovation & Technology Officer at Consilio. Hosts: Cedr...
2025-04-07
09 min
Legal Speak
Live from LegalWeek with Emily Collins
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Emily Collins, a Senior Information Governance Attorney at Southwest Airlines. Hosts...
2025-04-04
07 min
Legal Speak
Live from LegalWeek with Subroto Mukerji
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Subroto Mukerji, the CEO of Integreon. Hosts: Cedra Mayfield & Patrick Smit...
2025-04-04
10 min
Legal Speak
Live from LegalWeek with Matt Rasmussen
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Matt Rasmussen, the CEO of ModeOne, Hosts: Cedra Mayfield & Patrick Smith...
2025-04-03
08 min
Legal Speak
Live from LegalWeek with Abdi Shayesteh
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Abdi Shayesteh, the Founder & CEO of AltaClaro. Hosts: Cedra...
2025-04-03
12 min
Legal Speak
Live from LegalWeek with Joey Seeber & David Greetham
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Level Legal's CEO, Joey Seeber, and their Vice President of Digital Forensics, David...
2025-04-02
11 min
Legal Speak
Live from LegalWeek with Sophia Contreras Schwartz
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Sophia Contreras Schwartz, General Counsel at Nextdoor. Hosts: Cedra...
2025-04-02
13 min
Legal Speak
Live from LegalWeek with Christopher Wall
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Christopher Wall, Data Protection Officer at HaystackID. Hosts: Cedra Mayfield & Patr...
2025-04-01
07 min
Legal Speak
Live from LegalWeek with Monette Smith
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Monette Smith, the Director of Technology & Consulting Services at Alston & Bird. Hos...
2025-04-01
07 min
Legal Speak
Live from LegalWeek It's the 400th Episode Spectacular!
Hold on to your hats - we've finally made it. Welcome to the 400th Episode Spectacular - recorded live at the LegalWeek Leaders in Tech Law Awards show. This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with some of the industry's biggest names - including this special celebratory show. We put toge...
2025-03-28
43 min
Legal Speak
Live from LegalWeek with Joshua Upin
Just when you thought you couldn't get your fill of Legal Tech ... we're back !! This year's LegalWeek conference, hosted by ALM Media and Law.com, was held in New York City from March 24th through March 27th. More than 6,000 of the biggest names in the industry gathered at the New York Hilton Midtown for the four-day conference. And yes ... Legal Speak was there conducting live interviews with the best and brightest. In this episode, hosts Patrick Smith and Cedra Mayfield sat down with Josh Upin, a partner at Royer Cooper Cohen & Braunfeld. Hosts: Cedr...
2025-03-28
09 min
Legal Speak
LegalWeek Sneak Peek: The State of AI In the Legal Industry
This year's Legal Week conference hosted by ALM Media and Law.com kicks off in New York City on Monday, March 24. When more than 6,000 of the biggest names in the industry gather at the New York Hilton Midtown for the four-day conference, Legal Speak will be there, too, conducting live interviews! Ahead of the conference, Legal Speak is giving its listeners a sneak peak at the panel entitled, "The State of AI in the Legal Industry." In this week's Legal Speak episode, co-hosts Cedra Mayfield and Patrick Smith chat with panel Moderator Jeff Reihl, Chief Technology Officer at...
2025-03-21
14 min
CLE Center Experts
Live from the GCC East with Carol Goodman & Katie Dugan
It has returned! More than just a legal event, the General Counsel Conference East empowers today’s legal leaders for growth, innovation, and excellence. Designed specifically for general counsel, legal executives, and industry professionals, the GCC East is the premier gathering that offers unique opportunities for learning, networking, and professional development. With a description like that, how could the CLE Center's Sister Podcast Legal Speak not be there doing live episodes with speakers and moderators from the amazing panels.… especially when it’s right up the street from the home office at the luxurious Marriott Marquis in Times Squ...
2025-03-18
09 min
Legal Speak
Legal Speak's "Sidebar with Saul" Part V: Strange Days of Trump Trial Culminate in Historic Verdict"
It's time for a Legal Speak Spotlight ... where we turn back the clock and revisit a previous episode you may have missed. And considering how much the current administration is in the news cycle, this still feels timely. In this week's Legal Speak episode, ALM litigation reporter Emily Saul joins hosts Cedra Mayfield and Patrick Smith for a roundup discussion of the first criminal trial for President Trump. This was the final in the ongoing series "Sidebar with Saul". Emily was one of the small handful of reporters with access to the trial. Hosts: Cedra May...
2025-03-14
23 min
CLE Center Experts
Live from the GCC East with Bill Tanenbaum
It has returned! More than just a legal event, the General Counsel Conference East empowers today’s legal leaders for growth, innovation, and excellence. Designed specifically for general counsel, legal executives, and industry professionals, the GCC East is the premier gathering that offers unique opportunities for learning, networking, and professional development. With a description like that, how could the CLE Center's Sister Podcast Legal Speak not be there doing live episodes with speakers and moderators from the amazing panels.… especially when it’s right up the street from the home office at the luxurious Marriott Marquis in Times Squ...
2025-03-11
15 min
Legal Speak
Trump v. Big Law: Vivia Chen Believes the Industry Needs to Fight Back
The Trump administration has used legally questionable but economically credible threats to cow Big Law. Will it push back? Hosts: Cedra Mayfield & Patrick Smith Guest: Vivia Chen Producer: Charles Garnar
2025-03-07
19 min
CLE Center Experts
Live from the GCC East with Virginia Griffith
It has returned! More than just a legal event, the General Counsel Conference East empowers today’s legal leaders for growth, innovation, and excellence. Designed specifically for general counsel, legal executives, and industry professionals, the GCC East is the premier gathering that offers unique opportunities for learning, networking, and professional development. With a description like that, how could the CLE Center's Sister Podcast Legal Speak not be there doing live episodes with speakers and moderators from the amazing panels.… especially when it’s right up the street from the home office at the luxurious Marriott Marquis in Times Squ...
2025-03-04
10 min
Legal Speak
Race Against the Clock: Lawyers Secure Asylum Win Amid Trump Transition
In this week's Legal Speak episode, New York City-based Glenn Agre Bergman & Fuentes associate attorney Samantha Bennett details how she and several fellow associates secured asylum status for a pro bono client as time ticked down to President Trump and his administration resuming federal office. Hosts: Cedra Mayfield & Patrick Smith Guest: Samantha Bennett Producer: Charles Garnar
2025-02-28
20 min
CLE Center Experts
Live from the GCC East with Julie Cantor
It has returned! More than just a legal event, the General Counsel Conference East empowers today’s legal leaders for growth, innovation, and excellence. Designed specifically for general counsel, legal executives, and industry professionals, the GCC East is the premier gathering that offers unique opportunities for learning, networking, and professional development. With a description like that, how could the CLE Center's Sister Podcast Legal Speak not be there doing live episodes with speakers and moderators from the amazing panels.… especially when it’s right up the street from the home office at the luxurious Marriott Marquis in Times Squ...
2025-02-25
09 min
Legal Speak
Making Black History: Florida Bar President-Elect Rosalyn Sia Baker-Barnes Charters New Territory
In this week's Legal Speak episode, Searcy Denney Scarola Barnhart & Shipley Shareholder Rosalyn "Sia" Baker-Barnes opens up about her journey toward becoming the first Black woman to serve as President of the Florida Bar Association. Hosts: Cedra Mayfield & Patrick Smith Reporter: Lisa Willis Guest: Rosalyn Baker-Barnes Producer: Charles Garnar
2025-02-21
20 min
CLE Center Experts
The CLE Dudes Holiday Special!
Ho Ho Ho! Just because it's the holiday season doesn't mean you"ll have to open your presents and drink your Egg Nog without your weekly fix from the CLE Center. Charles is joined by his CLE Partner-in-Crime Juan Gomez for a few laughs and a preview of what's ahead in the new year. Plus, we'll announce details on how to get a discount on your CLE for a limited time. Happy Holidays! Here's a little present for you. Get 25% off our unlimited Premium Subscription! Use promo code EXPERTS25 at checkout. Use the links below. https://www.law.com...
2024-12-24
05 min
Legal Speak
Live from the GCC MidWest with John Albright
For over 20 years, General Counsel Conference Midwest has been the premier event in the industry by delivering key insights and practical solutions that today's general counsel need to manage and better leverage C-Suite relationships, successfully overcome a litigation crisis, do more with fewer resources, and MUCH MORE. But this year, the conference is experiencing a first … Legal Speak Live! Hosts Cedra Mayfield and Patrick Smith are bringing you interviews with moderators and speakers from various panels at this year’s event in Chicago. In this episode, Patrick is joined by John Albright, the Chief Legal Officer at Hub International.
2024-04-26
12 min
Legal Speak
Live from the GCC MidWest with Mike Andolina
For over 20 years, General Counsel Conference Midwest has been the premier event in the industry by delivering key insights and practical solutions that today's general counsel need to manage and better leverage C-Suite relationships, successfully overcome a litigation crisis, do more with fewer resources, and MUCH MORE. But this year, the conference is experiencing a first … Legal Speak Live! Hosts Cedra Mayfield and Patrick Smith are bringing you interviews with moderators and speakers from various panels at this year’s event in Chicago. In this episode, Patrick is joined by Mike Andolina, a Partner at White & Case.
2024-04-26
11 min
Meet the Luminaries
Why Advisors Must Mix Automation and Personalization
It's critical "because people don’t like phoniness. There’s a real hunger for authenticity and being human,” says Snappy Kraken's Angel Gonzalez.
2023-06-05
13 min
Meet the Luminaries
Why Advisors Must Mix Automation and Personalization
It's critical "because people don’t like phoniness. There’s a real hunger for authenticity and being human,” says Snappy Kraken's Angel Gonzalez.
2023-06-05
13 min
Meet the Luminaries
Luminaries Podcast with David Lillis of Raymond James
As for Raymond James’s achievement as a LUMNIARIRES finalist, he calls that recognition “motivating. It gives me incentive and drive to continue to improve and evolve in delivering technology education to advisors.”
2023-04-11
10 min
Meet the Luminaries
Why Leaders Need to Work on Cultural Competencies: LUMINARIES Podcast
Attracting diversity to a financial advisor team is easy; keeping it is more difficult, argues Caron Group's Ana Trujillo Limon.
2023-02-17
14 min
Meet the Luminaries
How to Wow and Hire Young Talent: LUMINARIES Podcast
Schwab Advisor Services' Lisa Salvi says young adults want to see a clear path to a rewarding career and business ownership.
2023-01-31
16 min
Meet the Luminaries
LUMINARIES Podcast: Leadership Lessons From Shirl Penney
At Dynasty Financial Partners, "You have to think in-depth. But you have to be dynamic in your management style as well,” the CEO explains. To hear Penney discuss his leadership philosophy and a mix of industry issues, please listen to this insightful podcast.
2022-10-19
13 min
Meet the Luminaries
How Advisors Can Get a 'Leg Up' Today: Gabe Garcia
He says mentors like Mark Tibergien have taught him how to go beyond business metrics and "elevate the profession.”
2022-04-12
09 min
Meet the Luminaries
How to Attract Next-Gen Talent: Kate Healy
The industry veteran and LUMINARIES judge says younger individuals just “don’t seem to know about financial planning.”
2022-03-01
11 min
Meet the Luminaries
Why the Industry Needs to Change Now: Jamie Hopkins
Clients are asking more and more about Bitcoin and other digital assets, for instance, the Carson Group executive says in an interview.
2022-01-19
12 min
Meet the Luminaries
How Being Tuned Into Psychology Pays Off in Finance: Cambridge's Amy Webber
In the podcast interview, the Cambridge president and CEO discusses a number of pressing advisor issues.
2021-12-17
19 min
Meet the Luminaries
Edelman Speaks Out on What's Next for Advisors, Retirees
The industry VIP shares his views on everything from Bitcoin to robotic dogs that can help Alzheimer’s patients and their caregivers.
2021-12-01
20 min
Meet the Luminaries
Commissions Will Be Gone Within a Decade: American Portfolio’s Dolber
The industry veteran and LUMINARIES 2021 winner also says subscription-based services are on the rise.
2021-11-17
12 min
Meet the Luminaries
Meet the LUMINARIES
Top advisors, executives and other financial professionals share their stories of how they are driving the industry forward with ThinkAdvisor's Contributing Editor Jane Wollman Rusoff.
2021-09-28
21 min
Human Capital with Melanie Waddell
LUMINARIES: Leadership Lessons From Mark Tibergien
For today’s conversation, we’re taking a different approach in order to highlight ThinkAdvisor’s new industry recognition program: The LUMINARIES, which is recognizing top advisors, broker-dealers, RIAs, asset managers and other firms, as well as their outstanding programs, products and services. The 2021 finalists of this groundbreaking program will be announced soon online at ThinkAdvisor.com. They’ll also be featured in print in Investment Advisor magazine’s September and November issues. The Luminaries awards shine a spotlight on excellence in four key areas by telling the stories of those leading the industry forward in: Divers...
2021-08-05
23 min
Human Capital with Melanie Waddell
Human Capital: FSI's Bellaire Sounds Off on DOL Withdrawal of Independent Contractor Rule
In this episode of Human Capital we talk with David Bellaire, general counsel for the Financial Services Institute in Washington, about FSI’s lawsuit against the Labor Department for withdrawing its independent contractor rule. FSI filed a lawsuit on May 13 against the Labor Department for withdrawing its final independent contractor rule and is now actively lobbying Senators about a legislative remedy. “I think that there is a deeply held view in the Biden administration that all workers are benefited by being employees rather than independent contractors -- that the protections provided to them are greater and the...
2021-05-21
21 min
Human Capital with Melanie Waddell
Human Capital: Ed Slott on Why Raising RMD Age Is 'Useless'
In this episode of Human Capital, Ed Slott of Ed Slott & Co. relays important tax advice related to potential changes to the stepped-up basis and estate tax, and also warns that the potential boosting of the required minimum distribution age to 75 is likely “useless,” and that lawmakers may actually be “creating a bigger problem” with such a change. Slott also zeros in on how rollover advice is a central aspect of both the Labor Department’s new fiduciary prohibited transaction exemption as well as the SEC’s Regulation Best Interest, and warns that advisors need to up their game o...
2021-04-23
26 min
Human Capital with Melanie Waddell
Human Capital: Susan Schroeder Says Reg BI Enforcement Actions Loom
In this episode of Human Capital we talk with Susan Schroeder, former chief of the Financial Industry Regulatory Authority’s enforcement division, who’s now a partner at WilmerHale and vice chair of its Securities & Financial Services Department. Schroeder sees enforcement actions related to Regulation Best Interest compliance “coming soon” — likely this year. Listen is as Schroeder also weighs in on what Gary Gensler’s likely arrival as SEC chairman means for Reg BI. Schroeder also talks about the likelihood of enforcement actions related to Form CRS and more.
2021-03-19
19 min
Human Capital with Melanie Waddell
Human Capital: Skip Schweiss on Reshaping FPA's Value Proposition
In this episode of Human Capital, we catch up with Skip Schweiss, the 2021 president of the Financial Planning Association. Schweiss, former president of TD Ameritrade Trust Company and managing director of advisor advocacy for TD Ameritrade Institutional, talks about FPA’s priorities, including boosting FPA’s membership. “…FPA will continue to deliver content that can not only keep a planner’s skills sharp and evolving with the times and with trends but also to provide them that continuing education credit. We just know and acknowledge we aren’t the only game in town anymore and that cannot be...
2021-02-16
21 min
Human Capital with Melanie Waddell
Human Capital: Ed Slott on Why Taxes Are Heading ‘Through the Roof’
In this episode of Human Capital, we talk with IRA and tax specialist Ed Slott of Ed Slott & Co. about his upcoming book, “The New Retirement Savings Time Bomb,” to be released in March. What’s it about? “The big message is to control the taxes,” Slott says. “We’ve had lots of tax law changes, but every time something happens it seems to effect retirement accounts more than anything else and that’s where most people have most of their savings for retirement – an IRA or 401(k). “The reason those accounts are most affected is the w...
2020-12-04
21 min
Human Capital with Melanie Waddell
Human Capital: IAA's Karen Bar on SEC Rules Nearing the Finish Line
In this episode of Human Capital, we talk with Karen Barr, president and CEO of the Investment Adviser Association in Washington, about the growing ranks of RIAs as well as important rule updates that are due to be released by the Securities and Exchange Commission. Barr weighs in on the much-anticipated changes to the SEC’s custody rule. “We understand that there’s now a dedicated team in the Division of Investment Management that’s actively working to update” the custody rule. “We recommended a complete review and rethink of the rule.” Listen in as Barr als...
2020-11-13
16 min
Human Capital with Melanie Waddell
Human Capital — ‘Secure 2.0’: Why Now? With Ex-PBGC Director Millard
In this episode of Human Capital, we talk with Charles Millard, the former director of the Pension Benefit Guaranty Corp., who’s now a senior advisor to asset management firm Amundi Pioneer. He discusses why House Ways and Means Committee Chairman Richard Neal, D-Mass., and Kevin Brady, R-Texas, introduced their big bipartisan Securing a Strong Retirement Act of 2020 just a week before the election. “There’s a continuing resolution funding the government that only goes through Dec. 11, so there will be some kind of lame duck session.” Millard addresses the bill’s chances of passage during the l...
2020-10-30
17 min
Human Capital with Melanie Waddell
Human Capital: Michael Kitces on Fiduciary Fight and Why He’s ‘Extremely Nervous’ About Schwab Deal
In this episode of Human Capital, we talk with popular blogger and financial planner Michael Kitces about XY Planning Network’s recent decision to not pursue a Supreme Court challenge to the appeals court ruling that upheld the Securities and Exchange Commission’s Regulation Best Interest. Says Kitces, who’s also co-founder of XYPN, “The judges said outright in the ruling that RIAs would be put at a competitive disadvantage compared to the status quo as a result of Regulation Best Interest.” Now, says Kitces, XY Planning Network will shift its focus to pushing for state fidu...
2020-10-16
22 min
Human Capital with Melanie Waddell
Human Capital: Ron Rhoades Unpacks Reg BI Unknowns
In this episode of Human Capital, we talk with Ron Rhoades, director of the Personal Financial Planning Program and assistant professor of finance in the Gordon Ford College of Business at Western Kentucky University, who was recently awarded the Tamar Frankel Fiduciary prize by the Institute for the Fiduciary Standard. Rhoades unpacks some big questions that he says have yet to be answered concerning the Securities and Exchange Commission’s Regulation Best Interest: “Is it going to improve the standard of conduct for brokers?...There’s a lot that we don’t know about Reg BI.” With Reg B...
2020-10-05
27 min
Human Capital with Melanie Waddell
Human Capital: Ed Slott on Why Retirement Plans Are Sitting Ducks
In this episode, we check in with IRA and tax specialist Ed Slott of Ed Slott & Co., on what the recent debt and deficit numbers reported by the Congressional Budget Office mean for retirement plan participants. The CBO numbers, according to Slott, show that the three-legged retirement planning stool is shaky, and for clients with a 401(k) plan or IRA, “these plans have not yet been taxed so they’re sitting ducks for future higher taxes, and that’s exactly what’s going to happen” because of the deficit and debt numbers. Slott maintains: “There’s no way taxes...
2020-09-18
23 min
Human Capital with Melanie Waddell
Human Capital: Attorney Morgan Dissects SEC Accredited Investor Rule Changes
In this episode of Human Capital, we talk with Nick Morgan, a partner at the global defense firm Paul Hastings in Los Angeles, about the Securities and Exchange Commission’s recent changes to the accredited investor definition. Morgan, former Senior Trial Counsel in the SEC’s Enforcement Division, explains the “fundamental” change under the updated definition that includes qualifications and certifications. Morgan explains why the changes are coming now, and opines that while the private markets “are not the Wild West,” the changes can present potential risks.
2020-09-04
18 min
Human Capital with Melanie Waddell
Human Capital: SEI's Anderson Sizes Up Likely Changes to SEC's Form CRS
In this episode of Human Capital, we talk with John Anderson, managing director and head of practice management solutions for Independent Advisor Solutions at SEI Investments, about the potential changes coming to the Securities and Exchange Commission’s Form CRS, the customer relationship summary, which was adopted under the agency’s advice-standards package. Listen in as Anderson also weighs in on why he sees the SEC’s Regulation Best Interest as “evolutionary,” and “a small step in what will be many steps to drive the industry towards a true fiduciary rule.” Anderson also provides feedback on the SEC’s re...
2020-08-19
20 min
Human Capital with Melanie Waddell
Human Capital: Brad Campbell Details Oddities in DOL Fiduciary Rule
In this episode of Human Capital, we talk with Brad Campbell, former assistant secretary of the Labor Department’s Employee Benefits Security Administration, who’s now a partner at FaegreDrinker in Washington. Campbell weighs in on Labor’s controversial fiduciary prohibited transaction exemption to align with the Securities and Exchange Commission’s Regulation Best Interest, and clarifies a couple “unusual items” that were included in Labor’s plan. Comment letters continued to flood in just before the Aug. 6 comment period on Labor’s controversial plan ended Thursday, Aug. 6. Campbell also talks about an "emerging issue"...
2020-08-07
22 min
Human Capital with Melanie Waddell
Human Capital: Hearsay's New Compliance Strategist Talks Social Media Maneuvering
In this episode of Human Capital, we talk with Iain Duke-Richardet, compliance strategy principal at Hearsay Systems. Duke-Richardet, an original member of the Financial Industry Regulatory Authority’s Social Media Task Force, joined Hearsay Systems in late June from Accenture. He has also served in senior compliance roles at RBC Capital Markets, Lehman Brothers, Barclays Capital and Goldman Sachs. Says Duke-Richardet: “As a former compliance officer at a large global bank, I have seen firsthand that regulatory compliance is one of the most challenging aspects of digital transformation for financial services organizations.” Pushed forwar...
2020-07-24
22 min
Human Capital with Melanie Waddell
Human Capital: Drew Bowden Drills Down on ‘Lack of Consistency’ in Regs
In this episode of Human Capital, we talk with Drew Bowden, general counsel for Jackson National Life Insurance Co., who recently became board chair for the Insured Retirement Institute. Bowden, who also served as director of the Securities and Exchange Commission’s exam division, talks about the current regulatory environment in the retirement and annuity spaces, as well as how the pandemic is affecting consumers’ retirement savings. Listen in as Bowden also talks about Regulation Best Interest, the Labor Department’s new prohibited transaction exemption to align with Reg BI, as well as his concer...
2020-07-10
17 min
Human Capital with Melanie Waddell
Human Capital: Phyllis Borzi Concerned About Fiduciary Rule, Reg BI Alignment
In episode No. 18 of ThinkAdvisor's Human Capital podcast, we talk with the former assistant secretary of the Labor Department’s EBSA during the Obama administration. Listen in as Borzi also talks about the current political turmoil surrounding SEC Chairman Jay Clayton, as well as the trouble spots the SEC faces in enforcing Reg BI, which takes effect on June 30. A vocal critic of Reg BI, Borzi says implementation of the rule will be critical as it “leaves a lot of ambiguity.”
2020-06-26
31 min
Human Capital with Melanie Waddell
Human Capital: John Reed Stark Identifies Lurking Cybersecurity Risks
In episode No. 17 of Human Capital, we talk with cybersecurity expert John Reed Stark, president of John Reed Consulting, who founded the SEC’s Office of Internet Enforcement. Stark talks about why the cybersecurity challenges are exacerbated by the COVID-19 work-from-home environment, with ransomware attacks, phishing and business email schemes also on the rise. He also warns, “There are legions of soldiers waking up every morning with the sole desire to attack U.S. systems and exfiltrate important data.”
2020-06-12
20 min
Human Capital with Melanie Waddell
Human Capital: IAA’s Neil Simon on Top Issues Percolating at SEC, the Hill
In episode No. 16 of Human Capital, we talk with Neil Simon, VP of government relations for the Investment Adviser Association, about IAA’s efforts to restore, and expand, the deductibility of fees on professional investment and financial planning advice that was repealed with the sweeping tax overhaul enacted in 2017. Simon also weighs in on the pending lawsuit against the SEC’s Regulation Best Interest as well as when the SEC’s open democratic seat may likely be filled.
2020-05-29
17 min
Human Capital with Melanie Waddell
Human Capital: Ex-SEC Lawyer Lundy Warns of Sweep of Advisor PPP Loans
In episode No. 15 of Human Capital, we talk with James Lundy, a former attorney at the Securities and Exchange Commission who’s now a partner at Faegre Drinker. Listen is as Lundy explains why he believes it’s likely the SEC’s exam division will conduct a sweep of advisors’ use of Paycheck Protection Program loans. Lundy also provides a status check on firms’ compliance with the SEC’s Regulation Best Interest and Form CR.
2020-05-15
18 min
Human Capital with Melanie Waddell
Human Capital: Andy Friedman on Next Stimulus Bill’s Potential Tax Provisions
In this episode of Human Capital, we talk with Andy Friedman, founder and principal of The Washington Update. Listen in as Friedman talks about the timing of the next stimulus bill, which is being dubbed CARES 2, and details which tax provisions could likely make it into the package. Friedman also talks about what’s “heating up” in U.S.-China relations and where he sees President Trump’s battle with governors in reopening the economy ultimately ending up.
2020-05-01
20 min
Human Capital with Melanie Waddell
Human Capital: NASAA’s Gerold Outlines COVID-19 Frauds, Enforcement Measures
In episode No. 13 of Human Capital, we talk with Christopher Gerold, president of NASAA and chief of the New Jersey Bureau of Securities, about the relief put in place by state securities regulators because of the coronavirus pandemic.
2020-04-17
18 min
Human Capital with Melanie Waddell
Human Capital: ERISA Expert Fred Reish on Market Volatility, Stimulus Plan
In episode No. 12 of ThinkAdvisor’s Human Capital podcast, we talk with popular ERISA attorney Fred Reish of Faegre Drinker Biddle & Reath about the legal requirements and best practices that plan fiduciaries and advisors should be adhering to during the market volatility. Reish also details provisions on enhanced participant loans, special Coronavirus distributions and RMDs under the recently passed stimulus bill, Coronavirus Aid, Relief and Economic Security (CARES) Act.
2020-04-03
20 min
Human Capital with Melanie Waddell
Human Capital: FrontLine Compliance's Lynch Details Regulatory Relief in Light of Coronavirus
In this episode of Human Capital, we talk with Amy Lynch, president and founder of FrontLine Compliance, on the regulatory relief put in place by the SEC as well as FINRA the coronavirus outbreak upends the markets.
2020-03-20
16 min
Human Capital with Melanie Waddell
ARA's Wielobob Details DOL/IRS To-Do List Post Secure Act
In this episode of Human Capital, we talk with Allison Wielobob, general counsel at the American Retirement Association, who’s also a former Labor Department attorney and legislation counsel for the Joint Committee on Taxation. Listen in as Wielobob talks about why the idea of a Financial Transaction Tax is rearing its head again, as well as what ARA would like to see included in House Ways and Means Committee Chairman Richard Neal’s upcoming “Secure Act 2.0” legislative package.
2020-03-06
23 min
Human Capital with Melanie Waddell
Human Capital: Stradley Ronon's Gerstein Dissects State Fiduciary Rule Race
In episode #9 of our Human Capital podcast, George Michael Gerstein tell us the latest on where the states’ fiduciary rules stand.
2020-02-20
22 min
Human Capital with Melanie Waddell
Human Capital: Ed Slott Tackles Thorniest Secure Act Provisions
In episode #7 of our Human Capital podcast, Slott jumps into the stretch IRA changes, and why the law sets up an “emergency estate planning revision.”
2020-02-04
24 min
Human Capital with Melanie Waddell
Human Capital: ACA’s Di Florio on How Tech Is Crucial Tool in Regulators’ Arsenal
Di Florio, a former director of the Securities and Exchange Commission’s Office of Compliance Inspections and Examinations details how regulators’ increasing use of regtech is transforming their supervisory relationships and exam experience with broker-dealers and advisors. Listen in as di Florio also talks about how regulators are deploying technology and data analytics to identify needles in the regulatory haystack and also how the transition from the London Interbank Offered Rate, or Libor, poses a significant compliance risk.
2020-01-24
24 min
Human Capital with Melanie Waddell
Brian Hamburger Details Most Critical Aspects of SEC's 2020 Exam
In this episode of ThinkAdvisor’s Human Capital podcast, Brian Hamburger, CEO of MarketCounsel, digs into SEC's exam letter and other enforcement issues.
2020-01-10
23 min
Human Capital with Melanie Waddell
Investor Advocate Barbara Roper Doesn't Mince Words on SEC Rules
In this episode of ThinkAdvisor’s Human Capital podcast, we caught up with Barbara Roper, director of investor protection for the Consumer Federation of America, as she was preparing for CFA’s annual financial services conference, being held in Washington on Dec. 5th and 6th. Roper, who’s also a member of the Securities and Exchange Commission’s Investor Advisory Committee, is no shrinking violet when it comes to criticizing SEC rulemakings and their potentially harmful effects on investors. Listen in as Roper details her concerns about the SEC’s planned expansion of the accredited...
2019-12-05
20 min
CLE Center Experts
Career Insights from the 2019 WIPL Conference featuring Cass Sanford (Part 4 of 4)
In this episode, we present an excerpt from our sister podcast, Legal Speak, hosted by Law.com's Leigh Jones and Vanessa Blum, as they interview thought leaders in the legal industry. In the final part of a four-part series recorded at our annual Women, Influence, Power in Law Conference, Cass Sanford of OTC Markets Group, gives her insight on the challenges faced by women in law and career advice to others facing similar situations. If you are interested in hearing more from Legal Speak you can visit their podcast page. To hear more from Cass Sa...
2019-11-22
08 min
CLE Center Experts
Career Insights from the 2019 WIPL Conference featuring Lauren Fisher (Part 3 of 4)
In this episode, we present an excerpt from our sister podcast, Legal Speak, hosted by Law.com's Leigh Jones and Vanessa Blum, as they interview thought leaders in the legal industry. In this third of a four-part series recorded at our annual Women, Influence, Power in Law Conference, Lauren Fisher of Vox Media gives her insight on the challenges faced by women in law, and career advice to others facing similar situations. If you are interested in hearing more from Legal Speak you can visit their podcast page To hear more from Lauren Fisher, you ca...
2019-11-22
08 min
CLE Center Experts
Career Insights from the 2019 WIPL Conference featuring Leah Yadegar (Part 2 of 4)
In this episode, we present an excerpt from our sister podcast, Legal Speak, hosted by Law.com's Leigh Jones and Vanessa Blum, as they interview thought leaders in the legal industry. In this second of a four-part series recorded at our annual Women, Influence, Power in Law Conference, Leah Yadegar of the LRW Group gives her insight on the challenges faced by women in law, and career advice to others facing similar situations. If you are interested in hearing more from Legal Speak you can visit their podcast page To hear more from Leah Yadegar, yo...
2019-11-21
09 min
CLE Center Experts
Career Insights from the 2019 WIPL Conference featuring Roma Khan (Part 1 of 4)
In this episode, we present an excerpt from our sister podcast, Legal Speak, hosted by Law.com's Leigh Jones and Vanessa Blum, as they interview thought leaders in the legal industry. In this first of a four-part series recorded at our annual Women, Influence, Power in Law Conference, Roma Khan of Montway Auto Transports gives her insight on the challenges faced by women in law, and career advice to others facing similar situations. If you are interested in hearing more from Legal Speak you can visit their podcast page To hear more from Roma Khan, y...
2019-11-21
06 min
Human Capital with Melanie Waddell
Compliance Guru Todd Cipperman Breaks Down the SEC’s New Ad Rule
In this episode of ThinkAdvisor’s Human Capital podcast, we talk with Todd Cipperman, founding principal of Cipperman Compliance Services, a go-to expert on all things compliance-related for advisors, broker-dealers and mutual funds. Cipperman details how a new rule proposal by the SEC to modernize its sorely outdated advertising rule will dramatically alter advisor marketing practices, as well as the SEC’s “aggressive” enforcement direction and the agency’s recent “out of the blue” sweep of registered funds.
2019-11-14
21 min
CLE Center Experts
Preview of "The Cyborgs are Coming... The Cyborgs are Coming" with Stuart Teicher
In this episode, we talk to Stuart Teicher, The CLE Performer, known for his engaging, informative and entertaining CLE programs about his latest CLE Ethics offering "The Cyborgs are Coming... the Cyborgs are Coming!!". Listen to learn a little about the program and about The CLE Performer himself! To check Stuart Teicher's blog and courses available on law.com/clecenter/ visit his Provider Profile
2019-10-31
07 min
Human Capital with Melanie Waddell
Human Capital: Norm Champ, Ex-SEC IM Director, Takes on Financial Literacy
Episode #3 of ThinkAdvisor’s Human Capital podcast catches up with Norm Champ, partner in the Investment Funds Group at Kirkland & Ellis. Champ discusses the pending economic crisis, as well as issues warnings on sky high personal debt levels, the financial literacy crisis, student debt and how policy makers can help fix these issues.
2019-10-30
18 min
Human Capital with Melanie Waddell
Ric Edelman on Social Security Crisis, SEC’s Crypto Fail
Episode #2 of Human Capital’s podcast catches up with Ric Edelman, founder of Edelman Financial Engines. Edelman discusses how he’s redoubling his efforts to make sure lawmakers shore up Social Security, as well as what steps the Securities and Exchange Commission must take to tame the Wild West cryptocurrency environment.
2019-10-16
22 min
CLE Center Experts
Legalized Marijuana and the Insurance Industry
The legalization of marijuana will touch every line of insurance: property & casualty, commercial general liability, workers’ compensation, directors & officers liability, cyber, product liability, health and life insurance at the very least. Providing coverage to these new enterprises can be a new area of business for insurers, but it’s also a potential minefield. Employers are facing many questions and the answers are hazy at best. In this episode of CLECenter Experts, Patricia Harman, Editor-in-Chief of Claims Magazine, interviews Ian Stewart, Partner at Wilson Elser Moskowitz Edelman & Dicker to discuss the impact of legalized marijuana on the insurance indu...
2019-10-03
17 min
Human Capital with Melanie Waddell
Human Capital Pilot
The Human Capital podcast brings you the latest on the people who are helping to shape the financial services regulatory landscape, be they lawmakers, attorneys, industry officials or lobbyists. We'll get inside views from the movers and shakers on how various policy matters are impacting the advisory industry. Hosted by Melanie Waddell, Washington Bureau Chief for Investment Adviosor Magazine and ThinkAdvisor.com, this bi-weekly podcast complements the weekly Human Capital briefing.
2019-10-02
22 min