Shows
The Mind Of George ShowData Over Drama: Why Every Business Problem Is a Data Problem with Collin GravesIn this powerful and no-fluff conversation, George welcomes data-driven entrepreneur and Air Force veteran Collin Graves to unpack the truth about why “Data Over Drama” is the lifeblood of any successful business. With nearly two decades of experience and a portfolio of companies under his belt, Collin breaks down what data really is, why it matters, and how entrepreneurs can (and must) build a relationship with it—before they’re forced to.This episode is a masterclass in how to think like a visionary while operating with intention, precision, and sustainability. If you’re serious about scali...2025-07-041h 11
Locked On Raptors - Daily Podcast On The Toronto RaptorsWhy Collin Murray-Boyles Was The BEST Player Available at No. 9The Toronto Raptors like to pick the best player available in the draft. Why do they believe Collin Murray-Boyles is THAT guy? Vivek Jacob is joined by Raptors Republic's Samson Folk to discuss.What makes CMB better than Khaman Maluach, Carter Bryant, and Thomas Sorber? Vivek and Samson discuss that and then move on to CMB's defensive fit next to Scottie Barnes. Finally, they tackle the report that Khaman Maluach would have been Masai Ujiri's choice.Support Us By Supporting Our Sponsors!Monarch MoneyTake control of your finances with Monarch Money...2025-07-0137 min
Locked On Hornets - Daily Podcast On The Charlotte HornetsIs Collin Sexton a STARTER Next Season? | Hornets Interested in DeAndre Ayton? | Updates on Okogie and MannHornets fans are still buzzing after the team acquired Collin Sexton, and we’re here to unpack every angle of the deal. In this episode, we explore why this might be the most exciting “build-up” trade Charlotte has made in over a decade—and how it fits into Jeff Peterson’s new vision for the franchise. We weigh the pros and cons of starting Sexton next to LaMelo Ball and discuss whether Charles Lee can maximize this high-powered but defensively questionable backcourt.The deadline for Josh Okogie is here, and we debate if his wing defense is too import...2025-06-3038 min
Locked On NBA Draft with No CeilingsCHAOS! Barlowe Brothers React to 2025 NBA Draft Surprises..Egor Demin No.8?! Hansen Yang to PortlandLive from Barclays Center, Rafael Barlowe and James Barlowe react to the first round of the 2025 NBA Draft in a special episode of the Locked On NBA Big Board Podcast. The Barlowe brothers break down the night’s biggest surprises, including Egor Demin going No. 8 and Hanson Yang being selected at No. 16. They dive deep into the Brooklyn Nets’ five picks and offer quick reactions to each lottery selection—from Cooper Flagg to Khaman Maluach, VJ Edgecombe, and Collin Murray-Boyles. They also weigh in on Utah’s selection of Ace Bailey at No. 5, before closing the episode with a split opinion...2025-06-2626 minLocked On Hornets - Daily Podcast On The Charlotte HornetsSURPRISE Draft Targets for the Charlotte Hornets | Would Jeff Peterson Have Drafted LaMelo Ball?After last year’s surprise selection of Tidjane Salaun, the Locked On Hornets crew is making sure they don’t miss another rising prospect. Doug and Walker dive deep into the Hornets’ draft “blind spots,” spotlighting under-discussed players like Carter Bryant, Collin Murray-Boyles, and Thomas Satoor. They explore how these names fit into a potential trade-back scenario that could land Charlotte multiple first-rounders.Is Carter Bryant the defensive-minded wing this roster needs? Could Collin Murray-Boyles offer Draymond Green-like versatility down the line? And what’s the deal with Thomas Satoor’s upside as a defensive anchor? The hosts also rev...2025-06-2037 minLocked On NBA Draft with No CeilingsFirst Wave of 2025 NBA Green Room Invites Revealed — Who Made It and Who Got Snubbed?In the latest episode of Locked On NBA Big Board, Rafael & James Barlowe break down the NBA’s first wave of 13 Green Room invites ahead of the 2025 NBA Draft, offering sharp analysis on both surprise selections and notable omissions. They spotlight invitees Asa Newell, Carter Bryant, and Egor Demin, diving into a lively debate on whether those inclusions were truly surprising—or if their differing scouting evaluations explain the split opinions. The Barlowe brothers also discuss Collin Murray-Boyles and Jase Richardson as snubs who they felt had strong cases to be in the initial group. From there, they...2025-06-1132 minLocked On Raptors - Daily Podcast On The Toronto RaptorsCollin Murray-Boyles is a WONDERFUL prospect... and an awful fit with the Raptors | Would Rasheer Fleming or Carter Bryant make sense?The Toronto Raptors could have their pick of a handful of interesting forwards with the 9th-overall pick in next month's NBA Draft. In Episode 1875, Sean Woodley goes solo to dive into the games of South Carolina's Collin Murray-Boyles, St. Joe's Rasheer Fleming and Arizona's Carter Bryant to see how each of their games might fit in with the Raptors. Off the top, Sean details why Collin Murray-Boyles is one of his favourite overall prospects in this draft, and why his biggest weakness probably means he'd be set up to fail if the Raptors were to draft him. Next, Sean...2025-05-2734 min
Camp Dynasty"Sleeper Court" - 2025 Dynasty Rookie SleepersAll rise - Sleeper Court is back in session. Counselors Austin and Collin are joined by Judge Caleb Schmitz in the court of dynasty law, where 10 2025 dynasty rookies will be sentenced as "sleepers" or "JAGs."(00:00) - Intro(03:38) - Kyle Williams(12:46) - Elic Ayomanor(22:50) - Devin Neal(33:07) - DJ Giddens(44:46) - Damien Martinez(52:54) - Pat Bryant(01:02:19) - Xavier Restrepo(01:12:07) - Isaac TeSlaa(01:20:56) - Kyle Monangai(01:28:12) - Oronde Gadsden II---Camp Dynasty is your 24/7...2025-05-201h 40Locked On Raptors - Daily Podcast On The Toronto RaptorsNBA DRAFT: Pick ONE for the Raptors | Jakucionis, Demin or Richardson? Essengue, Bryant or Murray-Boyles? Queen, Maluach or Newell? w/ Vivek JacobWould Kasparas Jakucionis, Egor Demin or Jase Richardson be an ideal guard for the Toronto Raptors at ninth overall? What about Noa Essengue, Carter Bryant or Collin Murray-Boyles on the wings? Or Khaman Maluach, Derik Queen or Asa Newell in the front ourt? In Episode 1870, it's time for draft-themed, brand-new, classic Locked On Raptors Stupid Little Game called PICK ONE, where Sean Woodley and Vivek Jacob pit three prospects the Toronto Raptors could consider at 9th-overall against one another and pick the ideal fit! Off the top, they get into why Jakucionis is both of their choices in the...2025-05-2032 min
Hustle and GrindCollin HayworthRyan and Noah sit down with collin hayworth of Hayworth handmadeShout out and huge thanks to our sponsorswww.ameribrade.comwww.maritimeknifesupply.comwww.pheonixabrasives.comwww.bakerforge.comwww.evenheat-kiln.comwww.texasfarriersupply.comCheck out our small business spotlight membersKHDAILY KNIVESROCK SOLID SCALESPELICAN PASTETIMBER TIGER FORGE
Thanks to our monthly supporters
Donald Bryant
Mathern Knives
Walker Knife Co.
Kris Modisette
Daniel Smith
Jason Posey
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CHGO Chicago Bulls PodcastBest NBA Draft Combine INTERVIEW? Khaman Maluach, Derik Queen, Carter Bryant | CHGO Bulls PodcastThe CHGO Bulls crew break down more NBA Draft Combine interviews, featuring Khaman Maluach, Derik Queen, Carter Bryant and Collin Murray-Boyles. Which of these players would be the best fit for the current Chicago Bulls roster? Peck, Big Dave and Will Gottlieb discuss the players’ traits and most interesting answers from their Combine interviews. Plus, the guys check in with Marc Stein to get his thoughts on the craziness of NBA Draft Lottery night, the Giannis Drama, and what the Bulls should do with the 12th overall pick.
2025-05-161h 08
Chicago Bulls CentralCedric Coward Could Be The Steal Of The 2025 NBA Draft | Collin Murray-Boyles Will Be A BUSTThe NBA draft combine is underway in Chicago, and the Bulls are eyeing potential wing options for their 12th pick. This episode explores top prospects like Cedric Cower, Carter Bryant, and Kon Knueppel, analyzing their strengths and fit alongside Matas Buzelis and Josh Giddey. The host breaks down each player's skillset, from Cower's explosive athleticism to Bryant's 3-and-D potential, while cautioning against Collin Murray-Boyles. Mock drafts are dissected, revealing intriguing possibilities like Egor Demin and Asa Newell. Discover which wings could elevate the Chicago Bulls and potentially reshape their roster for the upcoming season.Podcast Links: https...2025-05-1425 min
Learning Basketball2025 Wings Only NBA Draft, Closeout Creation, Draft Philosophy with Roshan Potluri of Mexico City Los Capitanes Scouting & Analytics - Potential of Noa Essengue, Collin Murray-Boyles, Carter BryantEp. 49 Learning Basketball with Roshan Potluri @PickAndRoRoshan works in Scouting and Analytics with Los Capitanes, the G League team in Mexico City, is the Founder of Pistons Fleet, and covers the NBA Draft for Swish Theory
Today we learn about Closeout Creation, Draft Philosophy, and Draft the Best Wings in the 2025 NBA DraftTimestamps:00:00 Introduction & Background06:24 Experience Working with Mexico City Los Capitanes: Insights from the G League10:26 Closeout Creation: The Fulcrum of NBA Offenses25:15 Draft Philosophy: Evaluating NBA Draft Prospects41:14 The 2025 Wi...2025-04-021h 40
The Pod at The PalaceRazorbacks Ready For Get-Back Game With GamecocksOn today's episode of The Pod At The Palace, Curtis Wilkerson dives into a preview of Arkansas' SEC Tournament opener against South Carolina:- What would a win-loss mean for the Razorbacks?- Crazy home-road splits for Gamecocks- What to do with Collin Murray-Boyles- Bold predictionsOFFICIAL MERCH: https://insidearkansas.myshopify.com/ #arkansas #razorbacks #football #basketball #baseball #sampittman #johncalipariSHOUTOUT TO OUR SPONSORS:RHOBACK2025-03-1223 min
The Revved Up RundownEpisode 13: Buckets, Burnouts, and the Black MambaThis week, Ryan and Collin bring the heat hotter than a Phoenix summer. First up: the Suns are chasing Jimmy Butler, but what’s the real story with Jusuf Nurkic drama? They’ve got takes. Next, it’s gridiron gossip as the guys predict the outcomes of the Chiefs-Bills and Commanders-Eagles matchups—spoiler alert: Collin’s got a spicy upset pick.
Collin lets loose with a passionate rant about how the “tifosi” is treating Lewis Hamilton, and the guys take a joyride down memory lane as they share their car histories—from awesome first rides to - dare we say it...2025-01-281h 16
Camp Dynasty2024 Week 13 Report || 2025 Dynasty Rookie ScoutingWith the college football regular season nearing its conclusion, Counselors Austin and Collin discuss a star-studded cast of campers this week.
(0:00) - Intro
(0:34) - Ashton Jeanty
(8:55) - Devin Neal
(12:59) - Travis Hunter
(20:03) - Luther Burden III
(24:50) - Jayden Higgins
(28:32) - James Pearce Jr.
(32:41) - Kaleb Johnson
(36:28) - Pat Bryant
(45:30) - Call Home: Jalen Milroe
(54:10) - All Grown Up
---
Camp Dynasty is your 24/7 retreat for dynasty rookie scouting. Follow along with each class...2024-11-261h 13
The Flyover Podcast#30 - Lt Col O'Bryant (EC-130H Compass Call Pilot)Joined by Lt Col Collin O'Bryant, an EC-130H Pilot and seasoned veteran of Operation Enduring Freedom, we discussed the unique mission set of jamming airborne communications, the differences between conventional airpower and specialized mission sets, and how our relationship with NATO shapes and defines our warfighting capabilities. Be sure to subscribe so you don't miss the next episode!
*Views expressed are not endorsed by the U.S. Department of Defense or its components. *
2024-10-1755 min
LGBT FCPride on the Pitch - with Collin MartinWe are rolling into 2024 with North Carolina FC midfielder and, more importantly, the only currently out men's footballer in North America, Collin Martin!First, Bryant joins as guest co-host as we recap the first couple weeks of LAFC's MLS season and a big win for the US Women's National Team. Then at 10' we have a Day in Gay that brings some welcome news from across the country, an update on the tragic death of Nex Benedict, a big result for Jakub Jankto, and then queerness representing at the inaugural women's CONCACAF Gold Cup Final....2024-03-1246 min
Pride & Progress Podcast on UnitēS1E1 Online Therapy In The Age of Capitalism & LGBTQ Triumphs - Julian Bryant (he/him) + Bryan Kosarek (he/him)Pride & Progress S1E1 Online Therapy In The Age of Capitalism & LGBTQ+ Triumphs - Julian Bryant (he/him) + Bryan Kosarek (he/him)In this episode we discuss the intersection of mental health and LGBT experiences. Hosts Julian and Bryan share personal therapy stories and celebrate global LGBT rights advancements. The episode touches on the impact of National Coming Out Day, analyzes online therapy in the age of capitalism, and culminates with reflections on societal challenges and triumphs. Introduction and Good News Segment#NationalComingOutDay:2023-11-2356 min
The Fearless Warrior Podcast008: The Direct Impact of Parents on Athlete Performance with Collin Henderson, Master Your MindsetToday I got to hit record with another amazing mental performance coach and friend of mine, Colin Henderson. He is a mindset coach with Limitless Minds founded by Trevor Moawad, Russell Wilson, Harry Wilson, and DJ Edison. He is also currently working with UCLA Women's Basketball and he cares so much about the mission of growing awareness to train the mental game. He has authored nine books, has his own podcast, and he owns Master Your Mindset. Colin shares how mental skills are being translated in the workforce with his corporate clients and teams. He gives us a...2023-09-2736 min
Rabbitt Stew ComicsEpisode 411 Comic Reviews: DC Knight Terrors: First Blood 1 by Joshua Williamson, Howard Porter, Brad Anderson Knight Terrors: Batman 1 by Joshua Williamson, Guillem March, Tomeu Morey Knight Terrors: Black Adam 1 by Jeremy Haun, Nick Filardi Knight Terrors: Poison Ivy 1 by G. Willow Wilson, Atagun Ilhan, Mark Morales, Arif Prianto Knight Terrors: Ravager 1 by Ed Brisson, Dexter Soy, Veronica Gandini Knight Terrors: The Joker 1 by Matthew Rosenberg, Clark and Lex OGN by Brendan Reichs, Jerry Gaylord Marvel Captain America 750 by Tochi Onyebuchi, RB Silva, Jesus Aburtov, Jackson Lanzing, Collin Kelly, Carmen Carnero, Nolan Woodard Captain Marvel: Dark Tempest 1 by Ann Nocenti...2023-07-162h 36
The RIA Compliance CollectiveCyberSecurity TrendsWes Stillman Bio:
Wes Stillman is the Chief Executive Officer of RightSize Solutions. After 30+ years of managing technology in high-level positions, Wes began RightSize Solutions in 2002 because RIAs needed a technology partner who really understood their needs. More than 13 years later, he remains committed to understanding every nuance of his clients’ businesses.
Topic I - What are some of the lessons learned in 2021?
Topic II - What the responsibilities that RIAs have when it comes to IT and cybersecurity?
Topic III - From a prac...2021-12-2223 minThe RIA Compliance CollectiveSchwab E&O Update Schwab E&O Update
Show Notes
Topic I: Schwab E&O Update
Topic II: Crypto ETF
Guest Speaker Info:
Chad Ramberg, President Box Professional Insurance, LLC
Phone: 817-865-1519 Email: Chad.Ramberg@boxproinsurance.com
Website: www.boxproinsurance.com
Chad's LinkedIn: https://www.linkedin.com/in/chad-ramberg-71278533/
Advisors can email that address below and put in the subject line – “Do I meet the Schwab requirements?”
RIAview@BoxProInsurance.com
Please attach a copy of the insurance coverage in place including the...2021-10-2916 min
L,I,S,T,E,N with Branon and JilesS3, E3 - It's the 60K for me!Are your ears burning? Ours are!! Branon and Jiles discussed Le'Andria, Collin, Vanessa Bryant, Trump, Nick Cannon, Whoppi nem and more.2021-10-211h 03The RIA Compliance CollectiveTales from the CryptoTales from the Crypto
Introduction
Topic 1 - Why are there so many crypto scams
Topic 2 - What are the main types of crypto scams
Topic 3 - How do some of them get so big?
Topic 4 - Some of the biggest scams and Ponzi schemes in crypto are still going and still scamming people even after regulators have stepped in and labeled them as scams- how is that even possible?
Topic 5 - What makes people fall for the scams?
Topic 6 - Have scams negatively affected crypto...2021-09-2924 minThe RIA Compliance CollectiveFINANCIAL ADVISOR SUCCESS TRAINING (FAST) PROGRAMFINANCIAL ADVISOR SUCCESS TRAINING (FAST) PROGRAM
Podcast Show Notes
I. Intro
II. How do you define brand?
III. Four Steps to up-leveling your brand
IV. Where do you go from there?
Susan Danzig, Business Development Expert
Website: https://www.susandanzig.com/
Phone: (925) 954-1773
Email: susan@susandanzig.com
Facebook: https://www.facebook.com/SusanDanzigLLC/
LinkedIn: https://www.linkedin.com/in/susandanzig/
Go to www.financialadvisorsuccessquiz.com and take the quiz now.2021-09-1421 min
The Cheesy SasquatchEp. 81 Kobe Bryant’s 81 Point Game, NFL Starting QBs Named and Wisconsin WednesdayAustin and Collin dive into the trending topics of the sports world!Partnerships:Golf Kicks: Use code “OWN20” at checkout for 20% off!https://golfkicks.com/Cannadips: Use code “LEAGUEOFTHEIROWN15” at checkout for 15% offhttps://glnk.io/j16w/inaleagueoftheirownpodcastRepp Sports: Use code “LEAGUE” at checkout for 15% off!https://bit.ly/3ee1K5ZSmooth My Balls: Use code “league” at checkout for 15% off!https://www.smoothmyballs.com/leagueStreamerloot: Check out our merch to rep the pod!https://www.streamerloot.co/collections/in-a-league-of-their-own-podcastIntro video created by Jeff SalzbrunnInstagram: @itsjsalzPodcast music created by YnotInstagram: @ynotcreates#podcast #sportspodcast #sports #sportshighlights #sportsnews #football #baseball #hockey #basketball #golf #nfl #nhl...2021-08-2655 minThe RIA Compliance CollectiveE & O and Digital AssetsE&O Digital Assets
Intro
Topic 1 - E & O trends
Topic 2 - Digital Assets E & O
Guest Speaker Info:
Chad Ramberg, President Box Professional Insurance, LLC
Phone: 817-865-1519 Email: Chad.Ramberg@boxproinsurance.com
Website: www.boxproinsurance.com
Chad's LinkedIn: https://www.linkedin.com/in/chad-ramberg-71278533/2021-08-1718 minThe RIA Compliance CollectiveClient Onboarding in the Digital AgeSebastian Skwarek is the Co-Founder of PreciseFP
Company Website: https://precisefp.com/
7 day Free trial: https://app.precisefp.com/signup
Facebook: https://www.facebook.com/precisefp/
Twitter: https://twitter.com/PreciseFP
LinkedIn: https://www.linkedin.com/in/sebastianskwarek/
PreciseFP LinkedIn: https://www.linkedin.com/company/precisefp---spectrum-input-llc-/2021-08-0311 min
Are We Live?Episode 44 - Featuring Darryl ‘Truck’ BryantWe’re fresh off vacation and back at it with another great conversation for y’all! Tap in with us as we chop it up with a Brooklyn great! This outstanding hooper is part of a long lineage of players coming from the storied basketball program at St. Raymond’s High School in the Bronx! After tearing up the CHSAA he earned a 4 year basketball scholarship to play at West Virginia University where he played for the legendary Bob Huggins! As a 4 year starter playing in the tough Big East conference, he was a leader and kept his team in the NC...2021-07-3046 minThe RIA Compliance CollectiveFieldcraft - Cyber Security TrainingBrian Hahn Founder
MTradecraft
Linkedin: https://www.linkedin.com/in/jbrianhahn/
Speaker Bio: Brian is founded of MTradecraft in 2009. Mtradecraft serves all financial institutions, with focused expertise in the RIA, broker-dealer, hedge fund, and family office space. MTradecraft supports over 180 clients nationwide.
MTradecraft
Website: https://www.mtradecraft.com/
Phone: 210-264-2578
Email: info@mtradecraft.com
LinkedIn: https://www.linkedin.com/company/mtradecraft/
Here is the webpage for Fieldcraft:
https...2021-07-0714 minThe RIA Compliance CollectiveHow to Create a PodcastPodcast outline
I. Intro
II. Equipment Needed
III. Fiverr (Podcast name, Editing, Artwork)
IV. Podcast Recording (Zencastr)
V. Podcast Publishing (Podcast.co)
VI. Audiogram (Headliner)
VII. Podcast Guests (Matchmaker)
VIII. Outro
Samson Go Mic
https://www.amazon.com/Samson-Mic-Portable-Condenser-Microphone/dp/B001R76D42/ref=sr_1_5?crid=3CXXKPKMHZUHE&dchild=1&keywords=samson+go+mic+portable+usb+condenser+microphone&qid=1625673465&sprefix=samson+go+mic%2Caps%2C206&sr=8-5
Jabra Elite 85t
https://www.amazon.com/Jabra-Wireless-Bluetooth-Earbuds-Titanium/dp/B08HR78C46/ref=sr_1_1_sspa?dchild=1&keywords=jabra+elite+85t&qid=1625673593&sr=8-1...2021-07-0707 minThe RIA Compliance CollectiveCryptocurrencies: What You Need to Know?Jimmy Song is a Bitcoin developer, educator and entrepreneur. He's an open source contributor to many different Bitcoin projects. He is the author of Programming Bitcoin from O'Reilly, The Little Bitcoin Book and Thank God for Bitcoin. Jimmy writes a weekly newsletter, Bitcoin Tech Talk and has a podcast Bitcoin Fixes This
Speaker Information:
Jimmy Song
Linkedin: https://www.linkedin.com/in/jimmysong/
Bitcoin Fixes This Podcast
https://open.spotify.com/show/6jEPeE4yhsoZJrDRcs9dLN?si=etZGcr7sQReKYcYRop3o-Q&dl_branch=12021-06-3017 minThe RIA Compliance CollectiveWhat the NFT?What the NFT?
Intro
Topic - What is an NFT?
Topic - Compliance and NFT
Topic - NFT and Charity
Outro
Speaker Information:
Marc Moglen
Principal, AU3d.IO
Website: https://www.au3d.io/
LinkedIn: https://www.linkedin.com/company/au3dio/about/
Marc's LinkedIn:
https://www.linkedin.com/in/marcmoglen/2021-06-2315 minThe RIA Compliance CollectiveKnowing Your NumbersTopic 1 - Why do I need to know my numbers?
Topic 2 - What do the numbers tell me?
Topic 3 - What's inside the numbers?
Topic 4 - How do your numbers compare to others?
Topic 5 - What is my Firm worth?
Topic 6 - How do good numbers help throughout the year in the tax process?
Topic 7 - What are the advantages of proactively planning the taxes?
Topic 8 Is a valuation important for tax purposes?
Topic 9 - What are the top items you would suggest...2021-06-0939 min
The Cheesy SasquatchEp. 20 Michael Jordan to induct Kobe Bryant into NBA Hall of Fame and Aaron Donald news!Austin and Collin tackle the trending sports topics of the world today!Copyright: NFL, NHL, NBA, MLB, NCAA PGAIntro video created by Jeff SalzbrunnInstagram: @itsjsalzIntro music created by YnotInstagram: @ynotcreates--- This episode is sponsored by · Anchor: The easiest way to make a podcast. https://anchor.fm/app2021-04-1852 min
OUinsider.com/247Sports: Under the Visor Sooners PodcastOUinsider.com/247Sports Under the Visor Podcast: 2021 class done, next three commits in 2022 predictions,5-star Raleek Brown, transfer DL Big Kat Bryant talk, top 10 hoops team & moreLincoln Riley, Alex Grinch, Dennis Simmons, and the Oklahoma staff just closed out their LincUp21 class and met with the media on Wednesday. Our OUInisder.com and 247Sports staffers Brandon Drumm, Collin Kennedy, and Parker Thune talk about that presser. Also, they talk about Riley's thoughts and quotes on why the Sooners took only 16 commits and along with having five incoming transfers so far.The OU staff seems overly excited about players, and early enrollees, like Billy Bowman, Caleb Williams, Ethan Downs, Clayton Smith, Danny Stutsman, Mario Williams, and also pinpointed transfer Key Lawrence...2021-02-052h 00
L'Oeil Du TigreKobe Bryant, le basket en majestédurée : 00:47:57 - L'Œil du tigre - par : Philippe Collin - L'américain a disparu il y a un an. Nous revenons sur le destin de la légende des Los Angeles Lakers, club dans lequel il a joué durant 20 ans entre 1996 et 2016.2021-01-3147 min
SPEW: Sports & Entertainment WeeklySPEW Ep. 38: Collin's Kobe Story, The iHOP Pancake Challenge, Top 5 iPod Touch AppsThe SPEW Crew is back after a week off. After some NFL and NBA talk, discussion turns towards one year since the tragic passing of Kobe Bryant, and his impact on the sports world. Our guest, Collin Giongo, shares a story about his own experience with Kobe. Next, we explain why we skipped a week, as Will had to carry out his punishment for losing his fantasy football league (iHop Challenge.) The Top 5 is Top 5 old iPod Touch/iPhone apps and games. We even sneak in a What's Joe Thinkin' About for you guys. 2021-01-281h 31
The ReservesEpisode 45 - Kobe Bryant and his legacy that will live on longer than anyone.New episodes every Wednesday on @NetworkUnhinged
Find your favorite sports gear HERE http://fanatics.ncw6.net/jxzKM
Follow us on Instagram! https://www.instagram.com/thereservespodcast/?hl=en
Follow us on Twitter! https://twitter.com/reservespodcast
Follow the Podcast on Anchor and Support the Pod here as well!
https://anchor.fm/the-reserves
As always thank you for listening and be sure to share the Pod with your friends!
---
This episode is sponsored by
· Anchor: The easiest way to make a podcast. https://anchor.fm/app
S...2021-01-2746 minOUinsider.com/247Sports: Under the Visor Sooners PodcastOUinsider/247Sports Under the Visor Sooners Podcast- Former 5-star OL & Vols OL transfer Wanya Morris chooses OU & are the Sooners on a roll with transfers? Plus, TE coach hired & 2022 recruiting talk, MOREOUinsider/247Sports Under the Visor Sooners Podcast- Former 5-star OL & Vols OL transfer Wanya Morris chooses OU & are the Sooners on a roll with transfers? Plus, TE coach hired & 2022 recruiting talk, MORE !Oklahoma is looking to potentially add a few more transfers in second-team All-SEC Auburn DE Big Kat Bryant, Arizona OL transfer Robert Congel and maybe more.Joe Jon Finley was hired from Ole Miss to the Sooners new TE coach. Brandon, Collin and Parker talk about what that hire means for the Sooners. They also discuss how good of hire it is and h...2021-01-211h 27The Reserves- EMERGENCY PODCAST - JAMES HARDEN TRADEThe Reserves Collin and Emiliano are joined by Niko Bryant from Far End of The Bench to discuss the historic James Harden trade in all of its glory.
New episodes every Wednesday on @NetworkUnhinged
Find your favorite sports gear HERE http://fanatics.ncw6.net/jxzKM
Follow us on Instagram! https://www.instagram.com/thereservespodcast/?hl=en
Follow us on Twitter! https://twitter.com/reservespodcast
Follow the Podcast on Anchor and Support the Pod here as well!
https://anchor.fm/the-reserves
As always thank you for...2021-01-1424 min
Lil Big Bro PodcastEp 7: A Terrible & No Good 2020Leo and Collin have a 2020 vision with a month-by-month recap of the year. From the passing of Kobe to Guiliani's "hair" and everything in between, the two remember the year to be forgotten. Collin may slightly move to a glass half full person. Also, head over to the #RecCenter for some Soul food courtesy of Leo. All this and more on today's First Recess. Take a break with us! (follow us on Insta @firstrecesspod)
Show notes:
Year in review: The stories in 2020 that shook and shaped America
Prince Harry...2020-12-301h 50The ReservesEpisode 33 - Our First GUEST!!In todays episode Collin and Emiliano welcome Niko Bryant (@Niko11Bryant) to the pod and we discuss his favorite team... The Denver Nuggets. After coming off of such an incredible playoff run we are all curious to see what Niko thinks of the Nuggets potentially low graded offseason.
As always we finish with a Hot Take but not without our guest Niko who surprised us with his very own Hot Take!
Go follow The Far End of The Bench! https://t.co/e150hhqvU1?amp=1
Follow us on Instagram! https://www...2020-12-0400 minThe RIA Compliance CollectiveClearing the Air XIntro
Topic I: Changes in DOL
Topic 2: 5 Part Test
Topic 3: Proposed exemptions
Outro
Department of Labor News Release
https://www.dol.gov/newsroom/releases/ebsa/ebsa20200629 2020-09-0913 minThe RIA Compliance CollectiveAll things Cyber SecurityShow Notes
Brian Hahn
Founder
MTradecraft
Linkedin: https://www.linkedin.com/in/jbrianhahn/
Speaker Bio: Brian is founded of MTradecraft in 2009. Mtradecraft serves all financial institutions, with focused expertise in the RIA, broker-dealer, hedge fund, and family office space. MTradecraft supports over 180 clients nationwide.
Intro
Topic I – Problem with Basic Cyber Security Training
Topic II – Issues with the SEC guidance regarding Cyber Security
Topic III – Most significant Cyber Security Treats
Topic IV – Password hygiene?
Topic V – Brian’s...2020-08-1926 minThe RIA Compliance CollectiveBills, Bills, Bills: A New Way to Help and Protect Your Senior ClientsMarci is Founder and General Counsel of SilverBills.com which she launched in 2014. SilverBills receives, scrutinizes and stores clients’ household bills and ensures that bills are paid correctly and on time. SilverBills greatly reduces clients’ need for help writing checks and managing household bills, which can be a portal to fraud and theft. SilverBills provides services throughout the United States and often partners with families, financial planners, attorneys, and social workers.
SilverBills has been featured in numerous national publications and Marci speaks frequently on a variety of topics. SilverBills is also listed by AARP as a trusted COVID...2020-08-1218 min
1 Star RecruitsEddie George (Heisman Trophy winner, Former NFL running back) interviewSend us a textThe 1 Star Recruits discuss the excitement and drama of the NBA bubble, the PGA Championship win by Collin Morikawa and college football’s potentially lost season. Heisman Trophy winner and former Tennessee Titans running back Eddie George (14:33) joins the podcast to talk about running backs’ driving abilities, the San Francisco 49ers, the Bill Belichick New England Patriots, his years at Fork Union Military Academy, the downside of the recruiting star system, the Kobe Bryant Mamba Mentality, Buckeye Nation, Ohio Stadium, college football postponing the season, transitioning to a new career or chapter of life...2020-08-1259 minThe RIA Compliance CollectiveUnderstanding Succession and ValuationIntro
Topic I - Why do I need a succession plan if I don't plan on retiring?
Topic II - How do I determine the value of my business / practice?
Topic III - What should be considering if I am looking to break away from my current firm?
Topic IV - Upcoming events
Speaker Bio
Terry Mullen, CEO
Truelytics
Terry is a seasoned executive, board member, entrepreneur, and active private investor. After a 29-year career in Financial services distribution as a Senior Executive wit...2020-08-0527 minThe RIA Compliance CollectiveLeading with Compassion and Clarity During COVIDIntro
Leading with Compassion and Clarity During COVID by Dr. Josh Williams
RIACC Q&A and Discussion
Dr. Josh Williams is a Partner with Propulo Consulting, a global management consulting firm specializing in operational excellence and safety culture improvement.
For over 20 years, Josh has partnered with clients around the world to drive increased discretionary effort and improved strategic execution. A partial list of clients includes Genentech, The Marines, Monsanto, NASA, Pfizer, Pratt and Whitney, Singapore Technologies and other companies in the biotech, aerospace, construction, oil and gas, military, utilities, and pharmaceutical...2020-07-2924 minThe RIA Compliance CollectiveIt's about time! Modernizing the RIA advertising rulesMike Langford is the founder and CEO of finservMarketing, a consulting firm that specializes in providing best in class marketing strategies and content creation for the financial services industry.
Outline:
Topic I Intro
Topic II - Mike's overview of modernizing the advertising rules
Topic III - Marketing vs Advertising
Topic IV - Testimonials, Endorsements, etc.
Topic V - Pre-Review and Approval
Outro
SEC Proposes to Modernize the Advertising
https://www.sec.gov/news/press-release/2019-230
finservMarketing Website: https://www.finservmarket...2020-07-2030 minThe RIA Compliance CollectiveClearing the Air IXClearing the Air IX
Intro
Topic I – Remote Regulatory Examinations
Topic II – Wrap Fee Program Update
Topic III – Financial Planning Retainer Model
Outro
Helpful Links:
5 tips to prepare for an RIA exam
https://www.riacc.io/post/2017/10/13/5-tips-to-prepare-for-an-ria-exam
SEC Wrap Fee Programs Investor Alert
https://www.sec.gov/oiea/investor-alerts-and-bulletins/ib_wrapfeeprograms
Financial Planning: Why retainer fees pose question for regulators?
https://www.financial-planning.com/news/napfa-nasaa-discuss-retainer-fees
Podcast Vendor Information
Podacast.co...2020-06-2923 min
Short Time Wrestling PodcastSenior Sendoff: NCAA Division I Championship SeniorsThe Senior Sendoff for the senior All-Americans in NCAA Division I for 2020. This tradition started with Todd Hibbs and has been carried on throughout college wrestling national championships, most noticeably at the Division I championships. It’s been present at D1, D2, D3 and the NAIA over the years, but this year, the three NCAA divisional championships and the NAIA women’s invitational didn’t get the chance to see its seniors compete for medals. The Senior Sendoff is the work of the PA announcers from those championships - Jason Bryant, Bryan Hazard, Dort Mayabb, Brian Zins, John Peterson, Kat Balch...2020-06-0819 min
The RIA Compliance CollectiveClearing the Air VIIITopic I - Intro Topic II - SEC 8 major areas Topic III - Digital assets and electronic investment advice Topic IV - NASAA IA Section report Topic V - Outro
SEC 2020 Examination Priorities https://www.sec.gov/about/offices/ocie/national-examination-program-priorities-2020.pdf
NASAA 2019 Investment Adviser Section Report https://www.nasaa.org/wp-content/uploads/2019/06/2019-IA-Section-Report.pdf
RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: info@riacc.io Website: www.riacc.io LinkedIn: https://www.linkedin.com/company/25040493/admin/updates/ Twitter: https://twitter.com/RIAComplyCEP Facebook: https://www.facebook.com/RIAComplianceConcepts/ Instagram: https://www.instagram...2020-06-0320 min
The RIA Compliance CollectiveProtecting Your Firm During the Pandemic EraRIA Compliance Concepts
Toll Free: 1-833-RIACCIO
Email: info@riacc.io Website: www.riacc.io LinkedIn: https://www.linkedin.com/company/25040493/admin/updates/ Twitter: https://twitter.com/RIAComplyCEP Facebook: https://www.facebook.com/RIAComplianceConcepts/ Instagram: https://www.instagram.com/riacomplianceconcepts/
Guest Speaker Information: Chad Ramberg, President of Box Professional Insurance Linkedin: https://loom.ly/coLCBzQ
Company Information: Box Professional Insurance Website:https://loom.ly/eziht3Y Company LinkedIn: https://loom.ly/wu8B7ck S&P 500 VS Claims Chart: https://loom.ly/Foniblg
Host Information Ivan Barretto, Managing Director...2020-05-2728 min
The RIA Compliance CollectiveCoronavirus ScamGuest Speaker Info: Dana Mantilia, Founder Identity Protection Planning Email: dmantilia@identityprotectionplanning.com
Identity Protection Planning Website: https://www.identityprotectionplanning.com/ Phone: 1-833-345-SAFE Identron Website: https://www.identron.com/ LinkedIn: https://www.linkedin.com/company/identity-protection-planning/?viewAsMember=true Facebook: https://www.facebook.com/Identron.Protection/ Youtube: https://www.youtube.com/channel/UCnKQTPi2Td2Kx7m4-1hD2cA
RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: info@riacc.io Website: www.riacc.io LinkedIn: https://www.linkedin.com/company/25040493/admin/updates/ Twitter: https://twitter.com/RIAComplyCEP Facebook: https://www.facebook.com/RIAComplianceConcepts/ Instagram...2020-05-1316 min
The RIA Compliance CollectiveClearing the Air VIIClearing the Air VII Show Notes I. Introduction II. Form CRS update / Covid-19 Update III. BCP/Disaster Recovery Plan Overview IV. PPP disclosure discussion V. Outro
NASAA Covid-19 Updates page https://www.nasaa.org/industry-resources/covid-19-updates/
FINRA FAQ PPP loans Form U-4 https://www.finra.org/rules-guidance/key-topics/covid-19/faq
SEC Guidance PPP loan https://www.sec.gov/investment/covid-19-response-faq
RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: info@riacc.io Website: www.riacc.io LinkedIn: https://www.linkedin.com/company/25040493/admin/updates/ Twitter: https://twitter.com/RIAComplyCEP Facebook...2020-05-0117 min
The ShakeBack Media GroupCollin Theroux Part DeuceJoin me for round two of another discussion with Oakland A’s Catcher Collin Theroux. We discuss the recent blockbuster trade, Kobe Bryant, the upcoming MLB season.2020-02-1018 min
The Great Power PodcastThe Great Power Podcast Ep. 9!Hey, everyone! I’m Collin Nuccio and Welcome to the 9th Episode of The Great Power Podcast! On Today's show we are going to be talking about the Recent Tragedy of Kobe Bryant, Warner Brothers Deal To Let Robots Make Their Movies, And I’ll Wrap It Up With My Review of Oceans 11 (2003), So Let’s Get Right Into It!
0:00 - 3:38 Kobe Bryant
3:39 - 10:46 Warner Bros. AI
10:46 - 12:31 Sponsor
12:32 - 19:56 Oceans 11 (2003)
19:56 - 20:15 Outro
---
This episode is sponsored by
· Anchor: The easiest way to make a podcast. https://anchor.fm/app2020-01-3021 min
DoYouAgree? Sports Talk ShowDoYouAgree? Podcast Edition S3E4We're baaack! Collin here and I am beyond stoked to bring a new voice on the show, Jason Hoffman! During this episode, Jason and I mourn the loss of those lost in the horrendous helicopter crash in Calabasas, California, specifically Kobe and Gianna Bryant. This was a hard episode to put together but we did and we hope you enjoy it. Rest in Peace to all the lives lost in the crash and our prayers to the families affected by this accident. Thank you for listening!2020-01-2928 min
You Up with Nikki GlaserOn Fire (w/ Dan Perlman, Andrew Collin)Fresh off the first dates of the Bang It Out Theater tour Nikki is back home with her openers Andrew Collin & Dan Perlman. They share Bang It Out Tour hook up stories, talk about the news of Kobe Bryant's passing, drugs and lots more.
Learn more about your ad choices. Visit megaphone.fm/adchoices2020-01-271h 06The Great Power PodcastThe Great Power Podcast EP. 8Hey, everyone! I’m Collin Nuccio and Welcome to the 9th Episode of The Great Power Podcast! On Today's show we are going to be talking about the Recent Tragedy of Kobe Bryant, Warner Brothers Deal To Let Robots Make Their Movies, And I’ll Wrap It Up With My Review of Oceans 11 (2003), So Let’s Get Right Into It!
0:00 - 3:38 Kobe Bryant
3:39 - 10:46 Warner Bros. AI
10:46 - 12:31 Sponsor
12:32 - 19:56 Oceans 11 (2003)
19:56 - 20:15 Outro
---
This episode is sponsored by
· Anchor: The easiest way to make a podcast. https://anchor.fm/app2020-01-2420 min
The RIA Compliance CollectiveClearing The Air VIIntroduction Topic I - Form CRS Update Topic II - CD Spoofiing Websites Topic III - Protecting Senior Investors Topic IV - Calculating Regulatory AUM Outro
Form CRS Instructions https://www.sec.gov/rules/final/2019/34-86032-appendix-b.pdf
SEC Risk Alert: Beware of Spoofed Websites Offering Phony Certificates of Deposit https://www.sec.gov/oiea/investor-alerts-and-bulletins/ia_phonycds
SEC How to Protect Senior Investors https://www.sec.gov/files/how-the-sec-works-to-protect-senior-investors.pdf
RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: info@riacc.io Website: www.riacc.io LinkedIn: https://www.linkedin.com...2019-12-1823 min
The RIA Compliance CollectiveThe Ownership Ladder - An Internal Succession DiscussionIntroduction Topic I - Bill's own experience with internal succession Topic II - Tips to find own internal successor Topic III - Red flags during the internal succession process Topic IV - Superpower and why? Outro Speaker Bio: Bill Heestand He owned Heestand Company, a qualified retirement plan and employee benefits advisory company from 1992 until 2017. The RIA practice was mostly qualified plans with some wealth management. AUM was $250 million when he retired. It is now $400 million.
He sold and installed some of the first 401(k) plans ever written starting in 1985. His dad heard the “father of 401(k)” Ted...2019-12-1124 min
The RIA Compliance CollectiveClarifying Custody - Part IIIntro Topic I - Inadvertant Custody Topic II - Custody via Asset Transfer Authorization Topic III - Agreement with a CPA Topic IV - Suprise Examination Process and Prep Topic V - Super Power and Why? Outro
Guest Speaker Information: Rick Wilkens, CPA, CVA, Partner DeMarco Sciaccotta Wilkens & Dunleavy, LLP Linkedin: https://loom.ly/TXtOS0I
Company Information: DeMarco Sciaccotta Wilkens & Dunleavy, LLP Website:https://loom.ly/-K01JpU Company LinkedIn: https://loom.ly/0iET56I
RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: info@riacc.io Website: www.riacc.io LinkedIn: https...2019-12-0416 min
The RIA Compliance CollectiveClarifying Custody - Part IIntro Topic I - Custody Rule Topic II - Subject to Suprise Examination Topic III - Agreement with a CPA Topic IV - Definition of Custody Outro
Guest Speaker Information: Rick Wilkens, CPA, CVA, Partner DeMarco Sciaccotta Wilkens & Dunleavy, LLP Linkedin: https://loom.ly/TXtOS0I
Company Information: DeMarco Sciaccotta Wilkens & Dunleavy, LLP Website:https://loom.ly/-K01JpU Company LinkedIn: https://loom.ly/0iET56I
RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: info@riacc.io Website: www.riacc.io LinkedIn: https://www.linkedin.com/company/25040493/admin/updates/ Twitter: https://twitter.com...2019-11-2717 minShort Time Wrestling PodcastShort Time Shots: 11-10-19There’s been 10 straight days of Short Time Shots. This is National Podcast Post Month, which is kinda like National Novel Writing Month. NaPodPoMo as compared to NaNoWriMo. The goal is to put out a podcast a day for the month of November. This is part of the reason Short Time Shots came back. The season’s here, it started on November 1 and there’s wrestling news virtually every day. What’s going to make this suck is Thanksgiving, but I’ll figure something out. This is Short Time Shots, a mostly daily look at the scores in more from the world...2019-11-1114 min
The RIA Compliance CollectiveInsurance in the RIA WorldTopic I - Instroduction Topic II - RIA Business Insurance Topic III - Review your business needs Topic IV - Common Mistakes that are seen be insurance brokers Topic V - Outro
Guest Speaker Info:
Chad Ramberg, President Box Professional Insurance, LLC Phone: 817-865-1519 Email: Chad.Ramberg@boxproinsurance.com Website: www.boxproinsurance.com Chad's LinkedIn: https://www.linkedin.com/in/chad-ramberg-71278533/
Other Links: S&P 500 vs. Claims Chart https://go.pardot.com/l/741133/2019-11-01/2smyd
RIA Compliance Concepts Website: www.riacc.io Email: info@riacc.io Phone: - 1-833...2019-11-0617 min
The RIA Compliance CollectiveClearing the Air VIntro Topic I – Recent News Topic II – Form CRS update Topic III – Compliant Process Topic IV – Proxy Voting Topic V – Outro
Other Links: XY Planning Network sues SEC over Reg BI https://www.investmentnews.com/article/20190910/FREE/190919988/xy-planning-network-sues-sec-over-reg-bi NASAA 2019 Annual Enforcement Report https://www.nasaa.org/52518/nasaa-releases-annual-enforcement-report-5/ SEC Clarifies Investment Advisers’ Proxy Voting Responsibilities and Application of Proxy Rules to Voting Advice https://www.sec.gov/news/press-release/2019-158 Form CRS Instructions https://www.sec.gov/rules/final/2019/34-86032-appendix-b.pdf
RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: info@riacc.io Website...2019-10-0123 min
The RIA Compliance CollectiveAt A Glance - SEC Examination Priorities Part Deux**Intro Topic I: Retail Investors, Senior and those saving for retirement Topic II: Conflicts of interest Topic III: Senior Investors and Retirement Accounts and Products Topic IV: Portfolio management and Trading Topic V: Cybersecurity Topic VI: Digital Assets Topic VII: AML Outro
Other Links: 2019 SEC Examination Priorities https://www.sec.gov/files/OCIE%202019%20Priorities.pdf**
RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: info@riacc.io Website: www.riacc.io LinkedIn: https://www.linkedin.com/company/25040493/admin/updates/ Twitter: https://twitter.com/RIAComplyCEP Facebook: https://www.facebook.com/RIAComplianceConcepts/ Instagram: https://www.instagram.com/riacomplianceconcepts/2019-09-2417 min
The RIA Compliance CollectiveProtect Your Clients - An Identity Theft Protection DiscussionAn Identity Theft Protection Discussion with Dana Mantilla, Founder of Identity Protection Planning - Identron
Intro Topic I - Is identity theft a really a big deal? Topic II - Is credit monitoring sufficient? Topic III - B2B opportunities for advisers Topic IV - Should this be offered as servies to clients? Outro
Guest Speaker Info: Dana Mantilla, Founder Identity Protection Planning Email: dmantilia@identityprotectionplanning.com
Identity Protection Planning Website: https://www.identityprotectionplanning.com/ Phone: 1-833-345-SAFE Identron Website: https://www.identron.com/ LinkedIn: https://www.linkedin.com/company/identity-protection-planning/?viewAsMember...2019-08-2114 min
The RIA Compliance CollectiveAt a glance - SEC Examination PrioritiesIntro Topic I Preventing Fraud, Topic II Indentifying and Montioring Risk Topic III Informing Policy Topic IV Promoting Compliance Topic V Compliance Issues Related to Best Execution Topic VI Advisory Fee and Expense Compliance Issues Identified in Examinations of Investment Advisers Topic VII Obersevations from IA Examination relating to Electronic Messaging Topic VIII Supervisory Review Topic IX Privacy / Reg SP and Third Party Security Topic X Safeguarding Customer Records and Information in Network Storage
SEC 2019 Examination Priorties https://www.sec.gov/files/OCIE%202019%20Priorities.pdf
NASAA 2017 IA Coordinated Examinations Report https://s30730.pcdn.co/wp-content...2019-08-1323 min
The Favorites Sports Betting PodcastDrew Franklin and Collin Wilson Talk Jared Lorenzen and NCAA Win TotalsFirst Kentucky Sports Radio co-host Drew Franklin joins Chad to talk all things Kentucky from bourbon to SEC Football, the guys share stories about the late legendary Kentucky QB Jared Lorenzen, and potential season win totals for SEC contenders. Next Senior Writer for Action Network and co-host “Colleges Podcast” of Collin Wilson comes on the podcast to continue the discussion on win totals. They discuss other potential title contenders like Ohio states and the potential problems they face going forward with Georgia transfer Justin Fields, and potential surprises in Missouri with Clemson transfer Kelly Bryant. Learn more...2019-07-1040 min
The RIA Compliance CollectiveClearing the Air IVIntro Topic I - Vendor Breach - Now What? Topic II - Questions to ask regarding the vendor breach? Topic III - Example of reporting requirements Topic IV - Senior Safe Act Discussion Outro
National Conference of State Legislatures State Security Breach Notifcation Laws http://www.ncsl.org/research/telecommunications-and-information-technology/security-breach-notification-laws.aspx
SEC Senior Safe Act Press Release https://www.sec.gov/news/press-release/2019-752019-07-0212 min
The RIA Compliance CollectiveA Deep Dive Into Reg BIIntro Topic I – Overview Of The New Regulation Best Interest Topic II – Best Interest Obligation and Key Areas of Obligation Topic III – Books and Records Requirements Topic IV – Next Steps To Remain in Compliance Outro
Guest Speaker Information: Mary Ellen Storey, Vice President Cerulean Securities Compliance Mary Ellen’s Linkedin: https://loom.ly/UBKmzDE
Company Website: https://loom.ly/BoOjuZg Phone: (816) 858-7880 Company LinkedIn: https://loom.ly/sOV7X14 Company Twitter: https://loom.ly/utsslWk
Other informative links:
Form CRS Relationship Summary; Amendments to Form ADV https://loom.ly/0epzpSY
Regulati...2019-06-2531 min
The RIA Compliance CollectiveArchive This!Show Notes Intro Topic 1 – The Dawn of Cobalt Archive Topic 2 – Archiving meets Books and Records Requirement Topic 3 – Supervision Topic 4 – Features of Cobalt Archive and Benefits Topic 5 – Superhero Question Outro
Guest Speaker Info: Sue Lemm, Linkedin: https://www.linkedin.com/in/suelemm/
Blockchain and Compliance Archiving https://www.linkedin.com/pulse/blockchain-compliance-archiving-sue-lemm/
Company Website: https://cobaltarchive.com/ Company LinkedIn: https://www.linkedin.com/company/cobaltarchive/ Company Facebook: https://www.facebook.com/cobaltarchive Company Twitter: https://twitter.com/CobaltArchive2019-06-1917 min
The RIA Compliance CollectiveClearing The Air IIIIntro Topic I - Continuing Education for IARs? Topic II - Robo Adviser FAQs Topic III - Correspondence vs. Advertising Clarification
NASAA - Survey Regarding Continuing Education for investment adviser representatives http://www.nasaa.org/industry-resources/investment-advisers/nasaa-survey-regarding-continuing-education-for-investment-adviser-representatives/
SEC Staff Issues Guidance Update and Investor Bulletin on Robo-Advisers https://www.sec.gov/news/pressrelease/2017-52.html
RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: info@riacc.io Website: www.riacc.io LinkedIn: https://www.linkedin.com/company/25040493/admin/updates/ Twitter: https://twitter.com/RIAComplyCEP Facebook: https://www.facebook.com/RIAComplianceConcepts/ Instagram: https://www...2019-06-0322 min
The RIA Compliance CollectiveClearing the Air IIClearing the Air II
Intro Topic 1 - Solicitors Topic 2 - Net Cap Requirements Topic 3 - Custody, More Custody
SEC Risk Alert - Solicitation https://www.sec.gov/files/OCIE%20Risk%20Alert%20-%20Cash%20Solicitation.pdf
SEC - Custody Gudiance Links SEC No Action Letter - 2/21/17 https://www.sec.gov/divisions/investment/noaction/2017/investment-adviser-association-022117-206-4.htm SEC IM Guidance No. 2017-01 https://www.sec.gov/investment/im-guidance-2017-01.pdf SEC Staff Responses to Questions About the Custody Rule - https://www.sec.gov/divisions/investment/custody_faq_030510.htm
RIA Compliance Concepts...2019-05-2824 min
The RIA Compliance CollectiveOn The Move - A Mobile Cyber Security DiscussionShow Notes: Wes Stillman Bio:
Wes Stillman is the Chief Executive Officer of RightSize Solutions. After 30+ years of managing technology in high-level positions, Wes began RightSize Solutions in 2002 because RIAs needed a technology partner who really understood their needs. More than 13 years later, he remains committed to understanding every nuance of his clients’ businesses.
Topic I – Introduction Topic II – Concerns regarding the creation of customized mobile apps Topic III – Mobile cybersecurity challenges Topic IV - Best practice recommendations Topic – Closing Remarks
Guest Speaker Information:
Wes Stillman, CEO LinkedIn: https://www.linkedin.com/in/wes...2019-05-2122 min
The RIA Compliance CollectiveInsurance - It's Not Just For Your Clients!Show Notes: Jessica Thayer Bio:
Jessica Thayer is the Senior Vice President and Practice Leader of Starkweather Financial Institutions Risk Solutions, an industry specific practice group focused solely on assisting and guiding Investment Advisors, Mutual Funds, Private Funds, Broker Dealers and Private Equity Firms towards successful and efficient risk transfer solutions. Thayer and the Starkweather Financial Institutions Risk Solutions team are specialists in Directors & Offices Liability, Errors & Omissions, Fidelity, Cyber Security, Employment Practices Liability, and Fiduciary Liability.
Topic I – Introduction Topic II – What is E&O and the common claims? Topic III – What is covered by a C...2019-05-1420 min
The RIA Compliance CollectiveEngagement in the Social Media AgeShow Notes: Mike Langford Bio:
Mike Langford is the founder and CEO of finservMarketing, a consulting firm that specializes in providing best in class marketing strategies and content creation for the financial services industry.
Topic I – Introduction Topic II – The Importance of digital marketing and engagement Topic III – What is Social Sentiment? Topic IV – Dangers of Social Sentiment Topic – Closing Remarks
Guest Speaker Information:
Mike Langford, Founder and CEO Mike Langford LinkedIn: https://www.linkedin.com/in/mikelangford2/
Company Info:
finservMarketing Website: https://www.finservmarketing.com/ Company Linkedin...2019-05-0735 min
The RIA Compliance CollectivePlan Fiduciary 101Allison Brecher Bio: Allison is the General Counsel at Vestwell, where she leads the legal, compliance, and data privacy operations at the company. She has practiced in the ERISA, employee benefits, and privacy areas for more than 20 years. She brings her prior experience as in-house counsel at global Fortune 200 companies to a startup and she enjoys using her expertise to educate plan sponsors, advisors, and others about the legal and compliance issues involved with operating their retirement plans.
Topic I – Introduction Topic II – Fiduciary Duties of ERISA Topic III – Can a plan sponsor delegate all of its fiduci...2019-05-0121 min
The RIA Compliance CollectiveSocial Media: Friend Not FoeThibaud Clément Bio: Thibaud is the CEO of Loomly, a collaborative brand success platform that helps marketing teams create better content for their audience. He’s a self-taught programmer and has, over the years, created and been part of some very interesting startups.
Topic I – Introduction Topic II – The Birth of Loomly Topic III – Social Media Workflow process Topic IV – Closing Comments
Guest Speaker Information: Thibaud Clément, CEO Thibaud Clément LinkedIn: https://www.linkedin.com/in/thibaudclement/
Company Info: Loomly Website: https://www.loomly.com/ Company Linkedin: https://www.linkedin.com/company/l...2019-04-1624 min
Bears, the Bar and BeyondEp. 11 - A Senior PerspectiveIn this week's episode, we speak with senoir journalsim major and Pre-Law Society President, Collin Bryant. We discuss his own college journey, lessons learned and how to make the most of your time at Baylor.
Podcast theme music:
Miranda v. Arizona 348 US 436 (1966)
Batson v. Kentucky 476 US 79 (1986)
Supreme Court Audio: Creative Commons Attribution-Non Commercial 4.0 International License. https://creativecommons.org/licenses/by-nc/4.0/
Theme music ‘Classic Ride’ composed by Nicolai Heidlas used under license.2019-02-0824 min
The RIA Compliance CollectiveThe Times Are A Changin' - Insurance Services In The RIA World with Matt MeyerMatt Meyer Bio:
Matt currently serves as Founder and Managing Partner of The BluePrint Insurance Services, a partner of a leading life insurance and annuity marketing company in the country, AimcoR Group. Matt specializes in working with financial advisors on complex estate and business planning issues. He takes a holistic planning approach and prides himself on speaking the same language as RIAs and comprehensive financial advisors.
He’s able to so because he’s been in the insurance and financial services business for the last two decades. He’s gained extensive experience consulting large organizations on the...2018-12-0321 min
The RIA Compliance CollectiveShow Your Work - Vendor Management Discussion with John AndersonGuest Speaker: John Anderson - John Anderson is a Managing Director and Head of Practice Management for SEI’s Advisors Solutions network. John has over 30 years of experience in various roles in the financial services industry, has been with SEI for over 20 years, and is also the lead author of SEI’s practice management blog, Practically Speaking©, which is designed to help financial advisors improve client relationships and develop more effective marketing programs. LinkedIn: https://www.linkedin.com/in/seijohna/ Twitter: https://twitter.com/SEIJohnA
Topic 1: Practice Management and TAMPs Topic 2: Vendor Management Due Diligence Topic 3: How to Ch...2018-11-2031 minShort Time Wrestling PodcastShort Time Shots - November 16, 2018Friday night saw some tremendous action around the country, but most of it centered in Big Ten Country. That’s right, to hell with your high school football playoffs - except for Poquoson - Go Islanders - it’s wrestling season and we had some fun stuff on Friday night. This is Short Time Shots, a sometimes relevant look at the day’s scores and more in college wrestling, I’m Jason Bryant and Schell’s Firebrick might be my second favorite beer. My favorite beer sits across the border in Wisconsin. It’s called Spotted Cow. Speaking of Wisconsin, they Badgers...2018-11-1708 min
The RIA Compliance CollectiveUnderstanding a UMA platform and How it Can Assist with the Fiduciary Standard with Mark BootheUnderstanding a UMA platform and How it Can Assist with the Fiduciary Standard
Topic I – Introduction Topic II - Model vs. Customized of Portfolios Topic III - Aggregation Topic IV - Technology Trend Topic V – Closing Comments
Guest Speaker Information Mark Boothe, Regional Vice President of Sales TCA by E*Trade Website: https://www.trustamerica.com/ Phone: 972-658-9503 Email: mark.boothe@etrade.com Mark BootheLinkedIn: https://www.linkedin.com/in/markboothe/ Company Linkedin: https://www.linkedin.com/company/tcabyetrade/
RIA Compliance Concepts Toll Free: 1-833-RIACCIO Email: info@riacc.io Website: www.riac...2018-11-1307 min
The RIA Compliance CollectiveYou Don't Know What You Don't Know - BD Registration Discussion with Kim McEnaneyYou Don't Know What You Don't Know - BD Registration Discussion with Kim McEnaney
Topic I - Introduction Topic II - 14 Standards of admission Topic III - Surprises during the New Member Application (NMA) process Topic IV - FINRA fees and ongoing Fees Topic V - Other regulatory bodies to consider Topic VI - Closing Comments
Guest Speaker Information Kim McEnaney, President Cerulean Securities Compliance Website: http://www.ceruleancompliance.com/ Phone: (816) 858-7880 Company LinkedIn: https://www.linkedin.com/company/cerulean-securities-compliance-llc/ Linkedin: https://www.linkedin.com/in/kimberly-mcenaney-cams-09305848/ Twitter: https://twitter.com/ceruleancomp2018-10-3130 min