Shows
RegTechImpactRegTech und die Verlagerung der Compliance-Anwendung in die CloudWas ist dran an diesem „Hot Topic" Trend?
In dieser Episode erfahren sie die Antworten auf die Fragen:
Wie sieht die thematische Verbindung zwischen RegTech und Cloud-Compliance aus?
Was sind einige allgemeine regulatorische Anforderungen für die Cloud-Compliance?
Was sind die Herausforderungen der Cloud-Compliance?
Wie können Unternehmen die Cloud-Compliance sicherstellen?
Wie hilft Cloud-Compliance bei der Datensicherheit? etc.
Der Podcast wurde im Vorfeld der ACAMS German Chapter Veranstaltungen im Mai aufgezeichnet. ACAMS – das ist die Association of Certified Anti-Money Laundering Specialists. Sie gilt als „die weltweit größte Mitgliederorganisation zur Bekämpfung von Finanzkriminalität“. ACAMS bietet weltweit Schul...2023-09-2811 min
RegTechImpactREGTECH AND THE PUBLIC SECTOR1. Why is it important to consider RegTech?
2. Which technologies are used in the RegTech industry?
3. Do you have examples of government initiatives to support RegTech?
4. Can you give us an example of successful support for RegTechs through government initiatives in Liechtenstein?
5. How can RegTech companies collaborate with government agencies to develop solutions?
6. Can you tell us about the current regulatory landscape in Liechtenstein and Would you have a concrete RegTech use case for us? Or What are some of the unique challenges that financial institutions in Liechtenstein face when it comes to regulatory compliance, and how can RegTech solutions address...2023-07-3021 min
RegTechImpactRegTech - INSTANT PAYMENTFür Instant Payments setzt die EU neue Standards
In dieser Episode erfahren sie die Antworten auf die Fragen:
Was ist der Unterschied zwischen Sofortüberweisung und Echtzeitüberweisung?
Wie wird die Instant Payment-Implementierung bei verschiedenen Banken in der Schweiz gehandhabt?
Was sind die regulatorischen Anforderungen für Instant Payment und wie sind sie mit der SEPA-Verordnung verbunden?
Wie werden die Sorgfaltspflichten im Instant Payment erfüllt?
Welche Herausforderungen treten bei der Implementierung von Instant Payments aufgrund des Zeitfaktors auf?
Was ist das TWIN-System und wie unterscheidet es sich von Instant Payment?
Welche Auswirkungen hat die neue EU-Verordnung auf B...2023-06-2614 min
RegTechImpactRegTech - AnwendungsfälleRegTech entmystifiziert, Teil 2
Timo Purkott ist Partner bei der KPMG und Head of Regulatory & Compliance. Er hat zahlreiche Institute bei der Umsetzung (neuer) regulatorischer Anforderungen und der Optimierung des Compliance Management Frameworks unterstützt. In den letzten Jahren sind dabei Programme zur Effizienzsteigerung und Automatisierung in der Compliance Funktion immer stärker in den Vordergrund gerückt. Timo leitet KPMG’s RegTech Initiative - dabei geht es um technologische Lösungen, um regulatorische und Compliance Anforderungen stärker zu automatisieren sowie den Einsatz von innovativen Technologien für entsprechende Compliance Anwendungsfälle.
https://klardenker.kpmg.de/digital-hub/autoren/t...2023-05-3115 min
RegTechImpactRegTech - Innovationen im Compliance ManagementRegTech entmystifiziert, Teil 1
Timo Purkott ist Partner bei der KPMG und Head of Regulatory & Compliance. Er hat zahlreiche Institute bei der Umsetzung (neuer) regulatorischer Anforderungen und der Optimierung des Compliance Management Frameworks unterstützt. In den letzten Jahren sind dabei Programme zur Effizienzsteigerung und Automatisierung in der Compliance Funktion immer stärker in den Vordergrund gerückt. Timo leitet KPMG’s RegTech Initiative - dabei geht es um technologische Lösungen, um regulatorische und Compliance Anforderungen stärker zu automatisieren sowie den Einsatz von innovativen Technologien für entsprechende Compliance Anwendungsfälle.
https://klardenker.kpmg.de/digital-hub/autoren/t...2023-05-1217 min
RegTechImpactRegTech und die Industrialisierung der Compliance-DatenTorsten Jurisch ist Partner der KPMG Compliance Praxis. Er begleitet seit 15 Jahren Banken und Versicherungen auf dem Weg zum datengetriebenen Unternehmen. Schwerpunkt seiner Arbeit ist die Bekämpfung von Financial Crime mithilfe von „State-of-the-Art“ Technologien und Daten.
Gregor Duschkin, SVP Customer Success und Partnerschaften bei BlackSwan Technologies.
Er besitzt mit mehr als 25 Jahren Erfahrung in einer Vielzahl von verschiedenen Geschäftsfunktionen in den Bereichen Beratung, IT-Dienstleistungen und BPO, die von allgemeinem Management und Strategie bis hin zu Vertrieb, Kundenbetrieb und -bereitstellung, Umstrukturierung und Change Management, digitale Innovation und Transformation reichen. In seinen verschiedenen Funktionen in großen Unternehmen baute er als ang...2023-03-0729 min
RegTechImpactMilan Cooper, Co-Founder of First AML, New ZealandFirst AML is an anti-money laundering technology company focused on the end-to-end customer onboarding journey for financial and professional services. The company services a range of clients including KPMG, and Grant Thornton.
Milan Cooper is the co-founder of First AML, which was established in 2018. Since then, the company has seen an exciting period of growth and most recently set up shop in the UK.2022-12-1414 min
RegTechImpactDennis Versteeg, Compliance Innovation Lead / RegTech Innovation Board, ING Bank, Amsterdam, Netherlands‘Dennis Versteeg is leading the Compliance Innovation department at ING Bank. In this role he is responsible for exploring regulatory challenges and finding, proving and implementing innovative solutions to improve on these challenges. In his second role as chairman of the RegTech Innovation Board, which brings together RegTech demand and supply, his working domain expands across the entire bank. Fuelled by priorities set by the demand members and supported by market knowledge and capabilities on the supply side, multiple RegTech solutions have successfully been rolled-out within ING over the last years.
Before joining ING, for over 20 years Dennis worked as a...2022-07-2122 min
RegTechImpactRussell E. Perry , MD - kompany, a Moody's Analytics Company, ViennaThe ROI of RegTech
Which three branches should be or are the pioneers in regtech?
Is RegTech trend or really a long-term value proposition?
Today we are talking about ROI of RegTech - How can RegTech really add value – I mean ROI? Any practical examples?
What do you see as the three megatrends in the RegTech environment?
What should established companies learn or consider in order to better collaborate with RegTechs?
Which professional skills will become increasingly important for RegTechs in the future?
2022-05-1517 min
RegTechImpactManuela Mackert, Former Chief Compliance Officer Deutsche Telekom AG, GermanyWhat is AI digital business ethics compliance in the context of RegTech?
Some answered questions:
Today we are talking about AI in digital business ethics and compliance - What is AI digital business ethics compliance in the context of RegTech?
Is AI in digital business ethics/compliance a trend or really a long-term value proposition?
What do we need to be a good digital Business Ethic and Compliance company?
Digital AI business ethics and Compliance and how can RegTech really add value? Any practical examples?
Besides Digital business ethics - What do you see as the three megatrends...2022-02-1120 min
RegTechImpactMartin Schmid, VP Ident & RegTech FinTecSystems GmbH Munich, GermanyStarted within the core team of SOFORT and often fought against external resistance, but taught all critics wrong. After being under Swedish flag (Klarna) took a new challenge at FinTecSystems. Today leveraging Regtech companies with the leading infrastructure for open banking and account data analysis.2021-12-0620 min
RegTechImpactDiana Paredes, CEO and Co-Founder of Suade, LondonData-driven approach to regulation
Please introduce yourself or How would you explain your job to your
grandma or grandpa?
When did you first hear the word RegTech?
How do you define RegTech?
What do you think are the three major upcoming RegTech technology
trends?
Which topics should RegTechs work on?
How can RegTech achieve "better regulation"?
How RegTech can help reduce the cost of regulation?
How to achieve collaboration with supervision as a regtech?
What do you think established companies do better than RegTechs?
To be able to transform the risk management/ compliance function into
the digital age, all parties...2021-10-0727 min
RegTechImpactAnja Theurer, Former CFO of Bundeswehr Cyber Innovation Hub - Expert in the field of government procurement, BerlinLet´s talk about government procurement
Anja Theurer is an expert in the field of government procurement with a focus on agile procurement and collaboration between the state and start-ups. As CFO, she helped set up the Bundeswehr Cyber Innovation Hub, the first digital innovation unit of a federal government department, and established an agile procurement process for innovations from the global start-up ecosystem. Previously, she was managing director of the Brandenburg Procurement Advisory Service, an independent service unit of the Brandenburg chambers of commerce with the mission to act as an intermediary between companies and public contracting authorities i...2021-09-0628 min
RegTechImpactJason Boud, Co-Founder & CEO at RegTech Associates, London United KingdomJason Boud is the Co-Founder and CEO of RegTech Associates, a global research company who use their analysis to provide strategic insight and advice to their clients. They help their technology clients grow and their regulated firm clients manage compliance more effectively. RegTech Associates have now established the largest research database of RegTech products, boasting 1300+ solutions and a global community with a vision to bring all sides of the RegTech market together.
Jason has extensive experience working at a senior level in technology for JP Morgan and Credit Suisse, has worked in corporate innovation, and has 10 years of experience working...2021-08-0629 min
RegTechImpactMona Zoet, Founder and CEO of RegPac Revolution, SingaporeLet's talk about RegTech in Singapore
Prior to her entrepreneurial endeavours, she had been heavily involved in the banking industry for 15 years, specialising in Anti-Money Laundering, Regulation and Compliance throughout the financial sector.
She is also the Founder of ThinkMola Pte. Ltd., a boutique regulatory compliance and risk management consultancy firm based in Singapore.
She is the Director of Risk Management Committee and Special Projects within ACCESS (Association of Crypto Currency and Enterprises Start-ups in Singapore) and works together with the Global Blockchain Forum (GBF) to establish best practices and practical guidelines re the use of Bitcoin and Blockchain...2021-07-0729 min
RegTechImpactAram Kaven-Moser, Founder and CEO, C2S2 GmbH, Bonn GermanyEmployee dialogue platform for corporate behaviour and compliance
As founder and CEO, Aram Kaven-Moser is responsible for corporate development, product development and technology and has many years of management and consulting experience in the field of governance, risk and compliance, including positions at Daimler, Deutsche Telekom, REWE and EY2021-06-0641 min
RegTechImpactNils Hoffmann, Head of GovStart Germany PUBLIC, BerlinLet's talk about GovTech
Selected topics:
What do you think are the three major upcoming trends in GovTech?
How does the sale work in the public authority?
How can regtech participate in a public tender where can i find the tenders and
secondly what should i look for?
Which professional skills will become increasingly important for GovTechs in the
future?
What do you think the public Sector do better in RegTech/govTech tasks than 5
years ago?
2021-05-0730 min
RegTechImpactAstrid Freier, FinTech Investor bei Early FinTech Ventures, Berlin GermanyAs a partner to Early FinTech Ventures, an independent European VC focusing on Fintech with Scandinavian roots, Astrid brings in 20 years’ of banking, FinTech and RegTech experience in Germany, Japan and the US. Looking at innovation for the financial services industry since the financial crisis in 2008 combined with her legal background as a fully qualified lawyer Astrid is a persistent driver of the financial ecosystem in this regard and frequently invited to panels and conferences. Prior to Early FinTech Ventures Astrid has worked with tech start-ups in Germany both with the SAP as SAP.iO’s Foundry Head and as Head...2021-04-0618 min
RegTechImpactDr. Christoph Klahold, Chief Compliance Officer BMW Group, Munich GermanyCompliance Leadership
How would you define Compliance Leadership?
Why companies must or should improve their Compliance Leadership?
What makes a good leader and how do you lead especially in compliance? / How to be a great (Compliance) Leader?
What do you think established companies do better in compliance tasks than 5 years ago?
What changes do you see in compliance profession compared to 5 years ago?
What do you think can Technology help “on the field of compliance”?
Any recommendations to how established companies and RegTechs* can be actively engaged in fighting for example against compliance?
Whats´about COVID-19 and the risk of compl...2021-03-0732 min
RegTechImpactLisa Ventura, PACI - World Economic Forum, Geneva SwitzerlandPractice Lead, Partnering Against Corruption Initiative (PACI)
Lisa Ventura has a strong experience in managing new models of public-private partnerships. Through the World Economic Forum’s Partnering Against Corruption Initiative (PACI), Lisa leads the mobilization of the private sector in global and regional activities to collectively strengthen integrity and advance transparency in society. She also manages the Global Future Council on Transparency and Anti-Corruption where she curates thought leadership on the most critical issues shaping anti-corruption and its intersection with SDGs, technology and corporate governance. Prior, Lisa worked for the International Commission of Jurists and McKinsey & Company. She holds a...2021-02-0722 min
RegTechImpactDeborah Young, Founding CEO of The RegTech Association, Sydney AustraliaThe RegTech Association, a global non-profit industry member body focussed on accelerating adoption of RegTech solutions and creating a global centre of RegTech excellence
Deborah Young is the founding CEO of The RegTech Association, a global non-profit industry member body focussed on accelerating adoption of RegTech solutions and creating a global centre of RegTech excellence. She has led the growth from 8 organisations to more than 150 organisations in less than 3 years including global RegTech firms, top tier banks, global technology companies and consulting firms and has achieved year on year growth in revenue and a growing global impact. She has led...2021-01-0728 min
The RegTech ReportRegTech: The Past, Present and the Predictions for 2021In the first segment, Stefan talks to Erkan Wisler from RegTech Impact on the past, present and future of RegTech. Where are we in the hype cycle? What does RegTech 3.0 look like?Secondly, Stefan and Karl discuss their predictions of the big themes for 2021 in business, technology and regulation.To close off the year, they end with their top 3 thoughts on how the year 2020 might end. 2020-12-1631 min
RegTechImpactCharles Delingpole, CEO of ComplyAdvantage, London United KingdomTechnology company focused on wiping out financial crime using Machine Learning
Charles Delingpole is CEO of ComplyAdvantage, a technology company focused on wiping out financial crime using Machine Learning. As CEO, Charles leads the product development and growth of the company. His passion for the issue came from his time as the MLRO of a previous startup he founded when he realized the ubiquitous inefficiency concerning money laundering processes.
Over 99% of money laundering is successful, ComplyAdvantage is working to stop it completely. Founded in 2014, ComplyAdvantage works with over 500 enterprise clients across 75 countries. Backed by Index Ventures and...2020-12-0746 min
RegTechImpactKlaus Moosmayer, Ph.D., Chief Ethics, Risk & Compliance Officer of Novartis, Basel SwitzerlandEpisode 1
Klaus Moosmayer, Ph.D.
Chief Ethics, Risk & Compliance
Officer of Novartis
[linkedin]
Nationality: German
Year of Birth: 1968
Klaus Moosmayer, Ph.D., has been Chief Ethics, Risk &
Compliance Officer of Novartis since 2018. He is a member
of the Executive Committee of Novartis.
Mr. Moosmayer previously was chief compliance officer of
Siemens AG, a position he held since 2014. During his 18-
year career at Siemens, Mr. Moosmayer also served as
chief counsel compliance from 2009 to 2013, and as
compliance operating officer from 2007 to 2009.
Mr. Moosmayer received his doctor of jurisprudence from
the University of Freiburg in Germany, and passed his first
...2020-11-0739 min