Shows
2025-07-2929 minPrivate Equity 360Corporate Carve-Outs Done RightIn this episode of Private Equity 360, we explore one of the most complex — and potentially rewarding — transaction types in private equity: the corporate carve-out. Josh Adams, Partner at OpenGate Capital, joins host Bob Woosley to share real-world insights on overcoming common challenges like tangled IT systems, leadership gaps and cultural misalignment. We’ll discuss proven strategies for operational separation, structuring TSAs, retaining talent and navigating cross-border complexities. Whether you’re an investor, operator or advisor, this episode offers a playbook for getting carve-outs done right.
2025-07-0124 minPrivate Equity 360Beyond the Mainstream: How Niche and Uncorrelated Investments Unlock ValueIn this episode of Private Equity 360, host Bob Woosley is joined by Jeff Collins from Cloverlay to discuss the power of niche and uncorrelated investments in today’s private equity landscape. While many firms chase traditional middle-market deals, Cloverlay has built a reputation for uncovering under-the-radar opportunities that provide strong returns independent of economic cycles and public market trends.
2025-05-3022 minPrivate Equity 360Supply Chain Compliance Risk in the Mid-Market: How the Banking Industry Is Leaning InIn this episode, we explore the growing pressures on mid-market companies to address supply chain compliance and sustainability risks. FD's Bob Woosley and Lou Raiola are joined by BMO's Stephen Uwazota and Chris McDaid to discuss how the banking industry is stepping up to support these businesses, from assessing emissions data to offering financial incentives for climate goals. Discover the challenges, strategies and opportunities for mid-sized companies navigating new compliance landscapes and the financial resources available to help them succeed.
2024-11-0743 min
Private Equity 360Building Success in Consumer Brands: A Private Equity Partnership StoryExplore the partnership between Stride Consumer Partners and CHOMPS, a fast-growing, sustainable protein snack company. Bob Woosley, FD National Private Equity Practice Leader, is joined by Juan Marcos Hill, Stride Partner, and Pete Maldonado, CHOMPS Co-founder, as they share their insights on scaling a consumer brand, the importance of finding the right private equity partner and building a strong team culture. Learn how their intentional approach to product quality and collaboration is driving long-term success in the competitive consumer market!
2024-10-0829 min
Private Equity 360Merger & Acquisition UpdateJim Delvin, Managing Principal of Ducker Carlisle, joins host Bob Woosley to discuss the current outlook for M&A activity and share a deeper understanding of how the interest rate environment and economic forecasts are shaping valuations and influencing seller expectations. They will also explore the responses of both traditional and non-traditional lenders to the evolving landscape, shedding light on the strategies they're employing to adapt.
2023-08-1021 minPrivate Equity 360How Culture Relates to Value CreationPerhaps the most important element of portfolio company value creation relates to the culture and values of the people tasked with growing the business. How are private equity firms creating a compelling vision that attracts talent in this environment? What are the key lessons learned and takeaways from the seasoned professionals who have built successful businesses with culture being a guiding factor? In this episode of Private Equity 360, National Private Equity Practice Leader, Bob Woosley does a deeper dive on the “human capital strategy” of value creation with Doug McCormick, Managing Partner and Kate Rodriguez of HCI Equity Partners, and...
2023-07-1330 minPrivate Equity 360Corporate Transparency ActThe Corporate Transparency Act (CTA) will have a significant reporting and compliance impact on the private equity industry and their portfolio companies and it’s a good bet that most private equity firms are not fully aware and certainly not prepared for the impact of this law and the significant penalties for non-compliances. In this episode of Private Equity 360, National Practice Leader Bob Woosley discusses the impact of the CTA on private equity firms with attorney Jonathan Wilson. We encourage our private equity firm clients and friends to become educated on the CTA and get prepared in 2023.
2023-01-1218 min
Private Equity 360Minority Investment FundsIn this episode of Private Equity 360, FD’s National Practice Leader Bob Woosley joins Jamie Elias Partner with Trivest Partners (www.trivest.com) and Scott Dols, CEO and Founder of Big Truck Rental to discuss the advantages of a non-control private equity transaction and the situations where that may be appropriate for certain businesses.
2022-08-2926 min
Private Equity 360The ESG Challenge and Opportunity for Private Equity FirmsIn this episode of Private Equity 360, FD’s National Practice Leader Bob Woosley joins Paul Yett, Director of ESG and Sustainability at Hamilton Lane (NASDAQ: HLNE) and Scott Kennedy President of Novata (www.novata.com), a public benefit corporation formed as a partnership of the Ford Foundation, S&P Global, Hamilton Lane and the Omidyar Network, to discuss how private equity firms are investor demands and portfolio company requirements related to ESG (Environmental, Social & Governance). Topics covered in this episode: How mid-market focused General Partners are addressing ESG How the Institutional Limited Partners Association (ILPA)’s ESG D...
2022-06-3029 minPrivate Equity 360Technology Trends Impacting Private EquityPrivate equity firms are being challenged by ever increasing demands for data from their investors and balancing their need for “real time” access to data versus the use of third-party fund administrators. The in-house technology capabilities and related operational sophistication of private equity firms are rapidly evolving. In this episode of Private Equity 360, FD’s National Practice Leader Bob Woosley discusses the evolving technology trends in private equity impacting their strategic data plans, the emergence of platform based technology solutions and future trends impacting the industry with James Haluszczak, Managing Partner of SteelBridge Labs and Ian Rubenstein, Chief Executive Officer of Exchang...
2022-02-1733 minPrivate Equity 360Evolving Trends in Diligence of Private Equity FirmsIn this world of increased data and cyber-security risk, institutional investors have increased their awareness and due diligence requirements of private equity firms. FD’s National Practice Leader, Bob Woosley discusses the evolving trends in the diligence of private equity firms with Neal Prunier, Director of Standards and Best Practices at the Institutional Limited Partners Association (ILPA) and with Sabrina Serafin, national compliance expert and host of “Culture of Compliance”, the #1 ranked compliance podcast in the country. Watch: https://www.frazierdeeter.com/webinars/private-equity-360-evolving-trends-in-diligence-of-private-equity-firms/
2021-06-2229 min
Untangling the TechnicalUK Audit ReformThe UK government recently issued a white paper aimed at restoring trust in audit and corporate governance. Pete Hine, Frazier & Deeter’s Lead Audit Partner in the UK, provides a perspective on the publication. In particular on ‘UK SoX’ and how Frazier & Deeter could help.
2021-06-0113 minUntangling the TechnicalUS Tax for Non-US Companies: Potential Changes Under BidenWhen there is a transition of power, changes can also be expected to the tax system. Frazier & Deeter international tax experts discuss these potential changes and how the different US tax structure could affect companies seeking to expand into the US. Speakers: Dave Kim | National Practice Leader, International Tax Mike Whitacre | Tax Partner
2021-05-1424 minUntangling the TechnicalNavigating Digital TransformationWhat is digital transformation and how do you ensure your investment is successful? Ryan Lahm, co-founder of Arch & Tower, an FD company, discusses why digital transformation has become a trillion dollar topic, as well as why so many initiatives fail. Arch + Tower is a consulting team specializing in customer experience, employee experience and operational excellence. Learn more: www.archandtower.com.
2021-05-1121 minPrivate Equity 360A Revisit with DuckerIt has been almost a year since we had a conversation about the impact of the pandemic on the private equity industry with Ducker, a market research firm that supports merger & acquisition diligence activities for leading private equity firms. In this episode, FD’s National Practice Equity Leader, Bob Woosley and Jim Devlin, Managing Director of Transaction Advisory at Ducker, take a look back at our predictions and a look forward to what might be next, particularly relating to the “COVID effect” on company valuations today and going forward.
2021-04-1924 minPrivate Equity 360Cross-Atlantic Mergers and AcquisitionsWhat is the current state of cross-Atlantic mergers and acquisitions? Bob Woosley interviews transaction and investment experts for their perspectives. Learn how COVID-19 and Brexit affected M&A in 2020 and what the future holds for 2021 markets. Moderator: Bob Woosley | National Practice Leader, Frazier & Deeter Speakers: Ben Proctor | Senior Partner, Watermill Group Steven Currie | Partner, Alantra Mark Lister | Director – Transaction Advisory, Frazier & Deeter Paul Colone | Managing Director/Partner, Alantra
2021-04-0535 min
Culture of ComplianceBraving Brexit in 2021What happens when your European home base is no longer in the European Union? This episode of Culture of Compliance looks at the tax compliance implications of Brexit. Sabrina Serafin interviews Malcolm Joy International Tax Partner with Frazier & Deeter and William Morrison Director with Essentia Global Services.
2021-02-1614 minCulture of ComplianceChoosing a SOC Provider Not all SOC providers are the same and a one size fits all approach could mean disaster. What questions should you ask? Sabrina Serafin and Shelby Nelson, SOC lecturer and Partner with Frazier & Deeter, dive into that topic in this episode. To learn more about SOC, listen to our previous podcast: SOC Reports – Advantages & What to Expect
2021-02-0227 minUntangling the TechnicalBiden's Tax Plan: What to ExpectWhat could a change in administration and a shift in Senate majority mean for taxes? Frazier & Deeter tax experts LeighAnn Costley and Bryce Nations discuss potential tax changes by the Biden administration.
2021-01-2024 minCulture of ComplianceThe State of HITRUST in 2021As we enter 2021, it is time to reflect on everything that happened in 2020 and how it will affect HITRUST in the new year. Sabrina Serafin interviews two HITRUST experts, Michael Parisi and Andrew Hicks. They discuss how COVID-19 affected the HITRUST marketplace and how upcoming changes to the HITRUST assessment may affect companies and organizations. Host - Sabrina Serafin, Partner and National Practice Leader of Frazier & Deeter's Process Risk and Governance Practice Guests - Michael Parisi, Member of the HITRUST leadership team and Vice President of Assurance Strategy & Community Development
2021-01-0729 minCulture of ComplianceGlobal Mobility: What are the Compliance Risks?With employees working remotely as the norm, many have opted to shift their work location to a place far from the office. This could have tax implications for both the employer and employee. Sabrina Serafin interviews Jonathan Clark and Kristin Popp, tax experts with Frazier & Deeter. Our experts explain what is global mobility and how to comply with tax rules when working remotely.
2020-12-1514 minCulture of ComplianceCOVID-19's Impact on ComplianceIs the "new normal" helping or hurting compliance? Sabrina Serafin interviews Amii Barnard-Bahn, Executive Coach and former Fortune Global 50 executive, about the impact of COVID-19 on teams and how to overcome common issues. About Amii Barnard-Bahn First Chief Compliance Officer at McKesson USPharmaceutical Fellow at the Harvard Institute of Coaching Contributor to Harvard Business Review and Fast Company Columnist at Compliance Week Forbes, "one of the top coaches for legal compliance executives" Download Amii’s Promotability Index®: bit.ly/promotelegal Read Amii's Compliance Week article: https://www.complianceweek.com/opinion/five-ways-the-pandemic-has-changed-compliance-perhaps-permanently/29526.article Rea...
2020-12-0321 minPrivate Equity 360Lift Out Strategy: A Case StudyAs previewed at the 2020 Institutional Limited Partners Association (ILPA) Annual Summit, this case study delves into the strategy of “lifting out” a private equity firm’s back office and bringing that team into a third-party administrator. National Practice Leader, Bob Woosley discusses this strategy with FD Fund Administration CEO, Thomas DiEgidio, and FD fund Administration Principals, Andrew Huss and Jonathan Haidet who successfully joined the firm as a result of a lift out. Watch now: https://www.fd-fa.com/videos/private-equity-360-lift-out/
2020-11-1721 minCulture of ComplianceCulture & MindsetSince the global pandemic, leading a team has never been tougher. Sabrina Serafin interviews David Taylor-Klaus, founder of DTK Coaching and author of Mindset Mondays with DTK: 52 Ways to REWIRE Your Thinking and Transform Your Life. David discusses how to lead a team and have a positive impact on culture in this extraordinary year.
2020-11-1014 minCulture of ComplianceLevel Up Your Security with Penetration TestingData security has been a top concern of large organizations for many years, but over the last few years smaller companies have been more frequently attacked. These attacks have driven heightened interest from businesses of all sizes who want to understand what their vulnerabilities are. Sabrina Serafin interviews Derrick Rice about the importance of penetration testing and how to choose the right assessor. Sabrina Serafin | Partner and National Practice Leader of Process Risk & Governance Derrick Rice | Process, Risk and Governance Director Learn more about Frazier & Deeter’s Cybersecurity: https://www.frazierdeeter.com/services/ad...
2020-10-2709 minCulture of ComplianceFireside Chat with Bill Mulcahy As a leader in the internal audit community for decades, Bill Mulcahy has advice culled from his many years leading internal audit and mentoring professionals. Mulcahy has been an IIA Atlanta Board Member since 2005 and he is the name sake of the William J Mulcahy Excellence Through Leadership Award. Mulcahy is Founding Chair of the Advisory Board of the Internal Audit Center in Kennesaw State University’s Coles College of Business. Sabrina Serafin talks to Bill about his experience in the internal audit field and his advice for professionals. For Bill's recommended reading list and articles visit, https://www.frazierdeeter.com...
2020-10-1322 minPrivate Equity 360A Biden Tax Law and the Impact on M&AWhat might be the impact on the mergers and acquisitions environment if Biden becomes President? Further, what might be the impact of a “Blue Wave” if the Senate and the Presidency flips to Democratic control? In this edition of Private Equity 360, we delve into these scenarios with senior FD Tax Partner, LeighAnn Costley and seasoned investment banker, Scott Rhodes with Citizens M&A Advisory. Watch the video: https://www.fd-fa.com/videos/private-equity-360-a-biden-tax-law-and-the-impact-on-ma/
2020-10-0724 minCulture of ComplianceManaging Contracts as Part of Your Digital TransformationAlthough accepting a contract these days is as simple as clicking “yes,” there are data privacy and legal implications when accepting a contract. In 2020, every company had to rapidly change how to do business, and contracts between vendors, clients and employees are no exception. Sabrina Serafin interviews Brian Powers, Founder of Pactsafe regarding the need for contract acceptance technology in a remote workplace.
2020-09-3020 minPrivate Equity 360What is Litigation Finance?Litigation finance is a unique niche within the alternative asset space. FD and FD Fund Administration National Private Equity Practice Leader, Bob Woosley had a discussion with Jay Greenberg, Chief Executive Officer of LEXSHARES and attorney, Doug Gruener, Partner with Levenfeld Pearlstein on a topic that applies to investors, portfolio companies, attorneys as well as investment bankers. Watch this podcast: https://www.fd-fa.com/videos/private-equity-360-what-is-litigation-finance/
2020-09-0226 minCulture of ComplianceArtificial Intelligence and Machine LearningArtificial intelligence and machine learning are getting a lot of attention in the board room, and they are becoming integral tools in today's culture of compliance. Sabrina Serafin interviews Christian Focacci, the Vice President of Offering Management with Steele Global. Christian discusses his experience with these tools and how they help drive efficiency in mundane tasks. Culture of Compliance was recently named #1 in “Top 25 Regulatory Compliance Podcasts You Must Follow in 2020” by Feedspot. Follow us today!
2020-09-0118 minUntangling the TechnicalRaising Funds from an Alternative Source: A Case Study For smaller companies looking to raise more capital during the pandemic, listing on the London Stock Exchange's Alternative Investment Market (AIM) may be a great solution. In this episode, we hear how Polarean Imaging raised $25 million on the AIM. Polarean Imaging is an American life sciences technology company which chose to go public on the AIM with the assistance of SP Angel. Speakers: Richard Hullihen | CEO, Polarean Imaging David Hignell | Director of Corporate Finance, SP Angel Vadim Alexandre | Head of Healthcare, SP Angel Moderator: Sean Lager | International Partner, Frazier & Deeter
2020-08-2421 minPrivate Equity 360Secondary Funds and the PandemicSecondary funds have traditionally represented a powerful liquidity strategy for Limited Partners, but how were they affected by the pandemic? Bob Woosley interviews Chris Lawrence, Managing Partner at Labyrinth Capital Partners. Chris further explains the dynamics of secondary funds and breaks down the pandemic timeline in relation to the industry. To watch this interivew visit: https://www.frazierdeeter.com/webinars/private-equity-360-secondary-funds-and-the-pandemic/
2020-08-1923 minCulture of ComplianceData Analytics in 20202020 has brought many challenges to internal audit, but data analytics could be a helpful tool. Sabrina Serafin interviews Bradley Carroll, Principal and leader of Frazier & Deeter's Financial Services Industry Group and Data Analytics team. Bradley discusses how data analytics could enhance the performance of internal audit teams especially in a remote working environment.
2020-08-1816 minUntangling the TechnicalSummer of 2020 Tax TopicsAlthough 2020 has proven to be an abnormal year, our tax experts want to remind individuals about some important tax and estate planning topics. Adelle Starr interviews Terri Lawson and LeighAnn Costley, both Tax Partners at Frazier & Deeter. In this podcast, they cover important tax and estate planning topics to consider every year as a well as some that are unique to 2020.
2020-08-1721 minPrivate Equity 360What is the New Normal for Real Estate?Real estate is one of the hardest hit industries from the COVID-19 pandemic. Bob Woosley interviews two experienced real estate investors for their opinions on the current climate and rising trends in the real estate industry. FD Fund Administration provides real estate fund administration and additional financial services through Frazier & Deeter's experienced real estate practice. For more information visit our websites, www.fd-fa.com and www.frazierdeeter.com.
2020-08-0627 minCulture of ComplianceCalifornia Consumer Privacy Act (CCPA) UpdateOn July 1, 2020, the California Consumer Privacy Act (CCPA) became enforceable. Some companies are still wondering if they are affected by this data privacy law. Sabrina Serafin interviews Jodi Daniels, Founder & CEO of Red Clover Advisors. Jodi breaks down who is affected by this law and advice for those companies.
2020-08-0415 minPrivate Equity 360Operating in Today's EnvironmentThe pandemic has presented operational challenges for private equity owned portfolio companies across the country. Bob Woosley interviewed Rick Norvold and Rich Grant of Growth Operators, a company that has been supporting operational needs of private equity owned companies for years. Watch Now: https://www.frazierdeeter.com/webinars/private-equity-360-operating-in-todays-environment-with-growth-operators/
2020-07-1630 minCulture of ComplianceCommunication and CultureCommunication is a critical skill for any team, especially internal auditors seeking to do their jobs in a remote work environment. In this episode of Culture of Compliance, Sabrina Serafin interviews Danny Goldberg, the Founder of GoldSRD, who is a speaker and author regarding communication and internal audit. He will discuss the importance of communication, corporate culture, coaching and mentoring for those working remotely.
2020-07-1617 minUntangling the TechnicalCares Act Loan Program UpdateThe CARES Act keeps evolving, and our experts are here to provide the latest update. If ever there was a topic that needs untangling, this is it! Programs discussed in this podcast include Main Street Lending Program, USDA CARES Act Program, and the current state of the Paycheck Protection Program. Speakers Bradley Carroll, Financial Services Practice Leader and Principal, Frazier & Deeter Lance Healy, Managing Director of FD Real Asset Advisors, LLC and Principal, Frazier & Deeter Learn more: https://www.frazierdeeter.com/coronavirus/ppp/
2020-06-2536 minPrivate Equity 360Creating Clarity in Chaos with Arch + TowerAs businesses are trying to create “Clarity in the Chaos,” we invite you to listen to a timely and fascinating conversation with John Hightower, the CEO of Arch + Tower. Arch + Tower has worked with industry leading brands such as: ChenMed, Chick-fil-A, Dolese, Sunstate Equipment; and partnered with the Founder of the Ritz-Carlton to help deliver results in the areas of customer experience, employee experience and operational excellence. Learn more: archandtower.com
2020-06-2418 minUntangling the TechnicalUK COVID-19 Update – Changes to Furlough Arrangements and Wage Cost ClaimsThe UK Government has released further guidance on how employers should prepare for changes to the UK Job Retention Scheme from 1 July 2020. In this podcast, Mike Whitacre interviews Jonathan Clark, a Tax Director in Frazier & Deeter’s London office, who discusses the new flexible furlough arrangement and how employers will need to calculate their monthly wage cost claims in conjunction with the tapering of the furlough scheme. Learn More: https://www.gov.uk/government/collections/coronavirus-job-retention-scheme
2020-06-1715 minCulture of ComplianceIs 2020 the Year of Agile Audit?This year has brought on unpredictable events which have disrupted everything, including audit procedures. With reduced resources and remote work, audit departments have to adapt. In this episode, Sabrina Serafin interviews Linh Truong of GoldSRD on how agile audit could allow audit teams to transform themselves.
2020-06-1612 minPrivate Equity 360M&A Trends Discussion with DuckerFrontierWith the world on pause because of COVID-19, what happened to planned mergers & acquisitions (M&A) during this time? Bob Woosley interviews two M&A advisory experts who provide insights on the current marketplace and how different industries were affected. Guests: Jim Devlin, Managing Director, DuckerFrontier, jdevlin@duckerfrontier.com Scott Ulnick, Managing Principal, DuckerFrontier, sulnick@duckerfrontier.com Learn More: www.duckerfrontier.com www.fd-fa.com www.frazierdeeter.com
2020-06-1123 minCulture of ComplianceExamining the Impact of COVID-19 on Internal AuditIn April 2020, the Institute of Internal Auditors (IIA) sent out a survey asking internal auditors how COVID-19 impacted their work. Sabrina Serafin, Partner and National Practice Leader of Process, Risk & Governance (PRG) Practice, invites three experienced internal audit professionals to discuss the survey and the meaning of the results. Guests: Jason Sammons, PRG Partner Katrina Barrett, PRG Director Matt Hornfeck, PRG Manager
2020-06-0917 minUntangling the TechnicalEx (Employee Experience) with Arch + TowerEmployee experience can directly affect your customer experience, resulting in lost profits. John Hightower, Co-founder and CEO of Arch + Tower, an FD company, explains how understanding your employees' needs is important to your company’s operational excellence. Arch + Tower is a consulting team specializing in customer experience, employee experience and operational excellence. Learn more: www.archandtower.com LinkedIn: https://www.linkedin.com/company/archandtower/ Maslow’s Hierarchy of Needs: https://www.archandtower.com/post/maslow1
2020-05-1912 minUntangling the TechnicalWhat is Transfer Pricing & Value Chain?Understanding the tax implications of inter-company transactions is critically important for businesses. Mike Whitacre interviews Malcolm Joy, Frazier & Deeter’s Global Transfer Pricing Practice Leader, to get a better understanding of one of the most complex aspects of tax planning for multinational businesses. Learn more about Frazier & Deeter’s Global Transfer Pricing Practice: https://www.frazierdeeter.com/services/tax/transfer-pricing/
2020-05-1415 minCulture of ComplianceSarbanes-Oxley: The Journey ContinuesAs leaders adapt to and anticipate emerging risks, evolving regulatory pressures and new accounting standards, Jason Sammons and Sabrina Serafin discuss current trends in Sarbanes-Oxley (SOX) compliance. Learn more: https://www.frazierdeeter.com/services/advisory/sarbanes-oxley-reporting/
2020-05-1210 minUntangling the TechnicalCx (Customer Experience) with Arch + TowerCustomer experience is more than just an exchange of goods or services. John Hightower, Co-founder and CEO of Arch + Tower, an FD company, discusses how multi-faceted the customer experience can be and how a better experience can lead to increased profits. Arch + Tower is a consulting team specializing in customer experience, employee experience and operational excellence. Learn more: www.archandtower.com LinkedIn: https://www.linkedin.com/company/archandtower/ Questionnaire: https://www.archandtower.com/post/questions
2020-05-0513 minCulture of ComplianceCybersecurity Challenges: Data Protection in the M&A ProcessCybersecurity should be a consideration for both the buyer and the seller in the transaction process. Sabrina Serafin, FD Partner and National PRG Practice Leader, interviews Patrick Kelley, Chief Technology Officer of Critical Path Security. Patrick explains how companies can successfully navigate the data security assessment aspects of due diligence to achieve a successful merger.
2020-04-2818 minUntangling the TechnicalUK R&D Tax Credits – Untapped PotentialDid you know you may have cash hidden in unclaimed R&D tax credits? Mike Whitacre interviews Thomas Wells, leader in our UK R&D Tax Credit practice. Thomas Wells explains the benefits of R&D tax credits and which companies may qualify. Learn more: https://www.frazierdeeter.co.uk/
2020-04-2207 minUntangling the TechnicalApplying Maslow's Hierarchy of NeedsHow can a worker continue to focus on business growth when their largest concern is with COVID-19? Adelle Erdman interviews Chris Green, Partner at Arch + Tower, an FD Company, about applying Maslow's Hierarchy of Needs. Maslow's can guide organizations in times of uncertainty by better understanding the needs of their workers. Learn more: https://www.archandtower.com/post/maslow1
2020-04-2017 minUntangling the TechnicalUS COVID-19 Legislation: What UK Businesses Need to KnowThe US has passed COVID-19 legislation that may apply to UK business operating in the US. Pete Hine interviews Mike Whitacre, Tax Partner in Frazier & Deeter's International Practice, to give an update on the COVID-19 legislation. Learn More: https://www.frazierdeeter.com/coronavirus/ Recorded April 8th, 2020
2020-04-1708 minUntangling the TechnicalUK COVID-19 Relief: Employment Tax and Global MobilityContinuing our discussion of COVID-19 relief for UK businesses, Mike Whitacre interviews Jonathan Clark, Director in Frazier & Deeter’s London office. Listen now for information on UK employee tax assistance and issues regarding global mobility. Frazier & Deeter UK: https://www.frazierdeeter.co.uk/ Frazier & Deeter US: https://www.frazierdeeter.com/
2020-04-1319 minUntangling the TechnicalAlternative Sources of Capital: London Stock ExchangeThe London Stock Exchange’s Alternative Investment Market offers a source of capital that many US companies may find attractive. In this episode of Untangling the Technical, Sean Lager talks to Rachel Carroll, President and Managing Partner of Edison, a firm that connects public and private companies to diverse sources of investment and strategic capital in the United States, Europe and Asia-Pacific. Learn More: https://www.edisongroup.com/ Find more Frazier & Deeter content: https://www.frazierdeeter.com/tools-insights/
2020-04-0920 minUntangling the TechnicalUK COVID-19 Relief MeasuresThe UK Government has announced relief measures to help both individuals and business impacted by COVID-19. In this episode, Mike Whitacre interviews Jonathan Clark, a Tax Director in Frazier & Deeter’s London office. Listen now for an overview of the measures and steps you or your business can take now. Frazier & Deeter UK: https://www.frazierdeeter.co.uk/ Frazier & Deeter US: https://www.frazierdeeter.com/
2020-04-0616 minCulture of ComplianceUnderstanding Robotic Process AutomationIn this episode, Sabrina Serafin interviews Matt Kunkel, CEO of LogicGate. They discuss the areas of risk a business can encounter and how it may be inefficient to manage them manually. Robotic Process Automation (RPA) helps change these manual tasks to automated ones. Listen now to learn how RPA helps organizations mitigate risks and how to get started. LogicGate is a software to services platform which operationalizes Regulatory, Risk & Compliance programs for multiple organizations. Learn more www.logicgate.com Enjoyed this episode? Follow Culture of Compliance and explore more Frazier & Deeter Podcasts.
2020-03-3120 minPrivate Equity 360QofE: Top Mistakes to AvoidWhat is a Quality of Earnings (QofE)? How does it affect a private equity transaction? Bob Woosley interviews Tim Koch, National Practice Leader, Transaction Advisory at Frazier & Deeter. In this podcast, we discuss common QofE mistakes. These mistakes can make or break a transaction. Learn what you need to do in a QofE and make sure your transaction goes smoothly.
2020-03-2317 minCulture of ComplianceData Security with a Remote WorkforceSabrina Serafin interviews Jodi Daniels of Red Clover Advisors. They discuss the unique data security challenges working from home may present to companies.
2020-03-1815 minUntangling the TechnicalWorking Together Across GenerationsAdelle Erdman interviews Michele Norris, the founder of Navigen Leadership, LLC a firm focused on the Future @ Work. Michele discusses how effective leaders are adapting to the Future @ Work.
2020-02-2516 minCulture of ComplianceA New Era of Business ResiliencyThe definition of business resiliency has expanded to a digital frontier. Sabrina Serafin speaks with Eric Aslaksen of iVision, Inc. about this new era of business resiliency and steps you can take.
2020-02-1409 minCulture of ComplianceWhat Your CIO Isn't Telling YouSmall business owners sometimes have trouble understanding the details of how technology is supporting their company. Sabrina Serafin speaks with Rob Hootselle of Cloud & Wire, Inc. about how to understand your company's technological needs and plan for the future.
2019-12-1215 minCulture of ComplianceSOC Reports: Advantages & What to ExpectA SOC report can demonstrate to your clients and vendors a dedication to trust and security, but what does the process look like? Sabrina Serafin discusses the advantages and history of SOC reporting with Shelby Nelson, a SOC lecturer and Director with Frazier & Deeter.
2019-11-1911 min
Untangling the TechnicalRevenue Recognition: Points to Ponder for Private CompaniesAssurance and Advisory Partner Bill Godshall speaks with Mike Cheng, Frazier & Deeter's National Professional Practice Partner and former member of the Financial Accounting Standards Board (FASB), about upcoming changes to Topic 606, standards on revenue recognition and lease accounting with an emphasis on impact to Manufacturers & Distributors.
2019-10-3016 minCulture of ComplianceCybersecurity Board Oversight: Visibility, Validation & ReputationAs cyber risks continue to evolve, how can Boards of Directors be sure they are doing what they can to protect their organization and assets? Sabrina Serafin speaks with Gourav Mukherjee of Immersion Security to discuss how a Board can effectively monitor and control an organization's cybersecurity posture.
2019-10-1808 minCulture of ComplianceLions and Tigers and Ransomware, Oh My!Ransomware attacks are becoming more and more common and can mean disaster for a small business. Sabrina Serafin meets again with Mary-Michael Horowitz, Founding Partner and CEO of Asylas, to discuss what businesses can do to protect themselves.
2019-10-1107 minCulture of ComplianceProtecting Your Assets: Avoiding Business Email CompromiseBusiness email compromise remains an enormous risk for businesses of all sizes, as phishing and other attacks can seriously damage your operations and lead to significant losses. Sabrina Serafin speaks again with Skeet Spillane of Pillar Technology Partners about these risks and some best practices to protect your organization's business email.
2019-10-0213 minCulture of ComplianceSmall Businesses at Risk: The Strategic Advantage of Internal ControlsThe Association of Certified Fraud Examiners finds that Small Businesses are especially vulnerable to fraud and financial management errors. In this episode, Sabrina Serafin and Katrina Barrett explore internal controls that can help smaller businesses minimize risk.
2019-09-2510 min
Untangling the TechnicalUnderstanding the R&D Tax Credit for Manufacturing and Distribution CompaniesQualifying for the R&D Tax Credit is more common than you would think, and a lot of Manufacturing & Distribution companies are leaving money on the table. Listen to Frazier & Deeter's Audit Partner Bill Godshall discuss this topic with Tommy Zavieh, the National Practice Leader of our R&D Tax Credit practice, to find out if your company qualifies for this credit.
2019-09-1309 minCulture of ComplianceDodging Cyber Crime: How to "Stay Woke" in Today's Online WorldIn today's cyber landscape, corporations adopting a"fingers crossed" security strategy can lead to huge losses for the company and individuals alike. In this episode, Sabrina Serafin speaks with cyber security expert Mary-Michael Horowitz, CEO of Asylas, about the cyber crime industry and how companies can protect themselves.
2019-08-1908 minCulture of ComplianceMarketing Internal Audit within Your OrganizationIt sometimes seems like executives see the big risks associated with situations like data breaches or fraud, yet still view the internal audit function as a cost of doing business rather than an important investment. Sabrina Serafin welcomes back Danny Goldberg, the founder of GoldSRD, to talk about a critical topic: marketing internal audit within our organizations.
2019-07-3008 minCulture of ComplianceManaging Cyber Risk: Understanding the NIST Control FrameworkCybersecurity is a prevalent topic in the news today, with data breaches hitting the headlines every week. Not surprisingly, we are also seeing legislation in the U.S. and internationally designed to encourage companies to protect sensitive personal information. It is now more important than ever to have a cybersecurity framework, and one of the most popular is the National Institute of Standards and Technology, or NIST, cybersecurity framework. Sabrina Serafin sits down with Brandon Sherman of our Nashville and Las Vegas PRG practices to discuss the basics of the NIST framework and why you should consider...
2019-07-1509 minCulture of ComplianceMaking the Shift to Agile Internal AuditDo you ever feel as though your internal audit methodology is somehow both too rigid and misses the mark? Sabrina Serafin meets with Danny Goldberg of GoldSRD to discuss Agile Internal Auditing, a flexible new approach to achieving your objectives.
2019-06-2113 minCulture of ComplianceCreating a Sustainable Culture of ComplianceHow do you rally your company's internal messaging around compliance and help turn compliance into an opportunity and strategy rather than a dirty word? Sabrina Serafin sits down with Heather Fortner, Chief Compliance Officer and Chief Operating Officer of wealth management firm SignatureFD, to discuss creating a sustainable Culture of Compliance.
2019-06-0609 minUntangling the TechnicalExpanding to the UK: Understanding the LandscapeThe UK is the fifth largest economy in the world, and its stated goal is to be business friendly from a tax perspective. Join two international tax experts to learn about some of the tax implications of expanding to the UK, including VAT, employment taxes, transfer pricing, R&D incentives and more.
2019-05-1615 minCulture of ComplianceLeveraging Biometrics & Document Data Security: Smart Eye TechnologyData security is a top concern for modern organizations. What are your options to keep your information safe? Sabrina Serafin meets with Dexter Caffey of Smart Eye Technology to discuss his company's new biometric document security software and how leveraging data security can help your company succeed.
2019-04-2309 min
Untangling the TechnicalMaking the jump to the US: What UK companies need to considerThe US is an enormous market that offers tremendous opportunity. Recent changes to the American tax code make this market even more attractive, but there are still many differences that are important to understand when considering expansion into the US. Join two international tax experts to learn about some of the tax implications of doing business in the US, including setting up an entity, state and local tax regimes and tax incentives.
2019-04-0811 minCulture of ComplianceOne Size Fits One: Implementing Risk StrategySabrina Serafin speaks with Jason Sammons of our Process, Risk & Governance practice about implementing risk management as a strategy to help small and mid-sized businesses grow and reach their potential.
2019-04-0815 minCulture of ComplianceThe Virtual CISO: An Emerging trend in Small Business Data SecuritySabrina Serafin sits down again with Skeet Spillane of Pillar Technology Partners to discuss the VCISO, an information security officer who can provide everything your business needs and nothing it doesn't.
2019-03-2508 min
Untangling the TechnicalBreaking Down Brexit: On the BrinkLess than two weeks from the date the UK is supposed to leave the EU, join us as we Speak to Malcolm Joy, the Lead Partner of our London office and Mike Whitacre, one of the leading partners in our International Tax Practice about the current status and potential tax implications of Brexit.
2019-03-2117 minCulture of ComplianceMarketing Compliance in the Age of Data PrivacyJodi Daniels of Red Clover Advisors joins us again to talk about the importance of properly managing your marketing data in the age of privacy regulations such as GDPR and CCPA.
2019-03-1113 minCulture of ComplianceA New Privacy LawJoin us as Sabrina speaks with Jodi Daniels of Red Clover Advisors about the California Consumer Privacy Act, a new privacy law in the United States that resembles the EU's GDPR. Learn about this sweeping new regulation and how you should best prepare for its implementation next January.
2019-02-2714 minCulture of ComplianceHITRUST 1: Assess Once, Report ManyJoin our PRG National Practice Leader Sabrina Serafin in Part 1 of a three part discussion on HITRUST. A certified HITRUST assessor herself, Sabrina speaks with Michael Parisi, the Vice President of Assurance Strategy & Community Development of the HITRUST alliance to discuss the HITRUST "Assess Once, Report Many" mentality as a competitive advantage in today’s marketplace.
2019-02-1823 minCulture of ComplianceThe Ins and Outs of Co-SourcingJoin us as Sabrina talks with our new PRG Principal Bradley Carroll about the pros and cons of Co-Sourcing your internal audit.
2019-01-2912 min
Untangling the TechnicalVIE and Common Control UpdateJoin us as we talk with Bill Godshall, our Quality Control Partner, about the new updates to the standards regarding VIE reporting.
2018-12-1006 minCulture of ComplianceAll About GDPRJoin Sabrina Serafin as she discusses the EU's strict new data privacy regulation, GDPR, with PRG partner Gina Gondron.
2018-11-2705 min
Private Equity 360Zombie ApocalypseStrap on your combat boots to learn about Zombie Funds, a little known problem facing fund administrators that can color your reputation and waste administrative fees.
2018-10-1908 min
Untangling the TechnicalThe Wayfair DecisionGet an inside look at the new online marketplace requirements established by the recent South Dakota v. Wayfair Supreme Court case.
2018-10-1707 minCulture of ComplianceManaging Your HR Compliance with InsperitySabrina Serafin, Partner and National Practice Leader of Frazier & Deeter's Process, Risk and Governance Practice talks with Matt Ficken an advisor with Insperity about the importance of HR compliance no matter the size of the business. Insperity is a service provider specializing in human resource solutions.
2018-10-1509 minPrivate Equity 360Research & Development (R&D) Tax Credits: Hidden BenefitsBob Woosley, National Private Equity Leader discusses R&D tax credits with Tommy Zavieh, National R&D Tax Credit Practice Leader. Topics include the history of R&D tax credits, the qualifications, benefits and why you need a R&D tax credit specialist.
2018-09-1012 minCulture of ComplianceUtilizing Cybersecurity in Your Risk Management with Bear Hill Advisory GroupSabrina Serafin interviews Jack Healey, CEO of Bear Hill Advisory Group. His firm provides strategic planning and crisis management services. Topics include, Cybersecurity in relation to other business management Common misconceptions of cybersecurity How to utilize your cybersecurity and more!
2018-09-0522 minCulture of ComplianceVisual Data Analytics: An Integral Part of Any Compliance ToolkitSabrina Serafin, National Practice Leader of Frazier & Deeter's Process Risk & Governance Practice, interviews Joe Oringel, Managing Director of Visual Risk IQ.They discuss the importance of visual data analytics and reporting in relation to today's compliance tools. Links to items mentioned in the podcast: 11:09 - Self-service - we're offering a 15- or 30-minute demo of Tableau to any podcast listener where we can provide both a trial software license and a guided evaluation of the software. http://www.vriq.us/TryTableau to download software and email me to schedule the guided demo: Joe.Oringel@VisualRiskIQ.c...
2018-07-2317 minCulture of Compliance4 Critical Steps to Cyber Readiness with Pillar Technology PartnersSabrina Serafin, Partner and National Practice Leader of Frazier & Deeter's Process, Risk and Governance Practice talks with Tim Martin and Skeet Spillane from Pillar Technology Partners about how they help clients prepare for all things cyber.
2018-06-2512 minCulture of ComplianceSOC 2 UpdateSOC 2 experts of Frazier & Deeter's own Process, Risk & Governance practice walkthrough the reporting changes. Moderator - Sabrina Serafin | Partner & National Practice Leader Speakers - Gina Gondron | Partner Shelby Nelson | Director
2018-06-1107 minCulture of ComplianceEvolution of ComplianceIn Culture of Compliance's first episode, Sabrina Serafin, Frazier & Deeter's National Process, Risk & Governance Practice leader, talks with Darryl Cox, Strategic Cloud Adviser & Sales Executive at QTS Realty Trust, about changes to compliance and how it affects companies now.
2018-05-2915 minUntangling the TechnicalLease Accounting UpdateSean Lager, Audit Partner at Frazier & Deeter and member of AICPA's Technical Issues Committee explains the changes to lease accounting. He also describes how public and private companies are impacted by these changes.
2018-05-1122 minUntangling the TechnicalNew International Tax Law ImplicationsThe complicated new rules for multi-national businesses were one of the headlines of the new tax law. In this episode, Frazier & Deeter’s International Tax guru Mike Whitacre discusses the implications for U.S. businesses with foreign earnings as well as foreign companies with U.S. businesses. Passthrough entities with substantial foreign earnings should definitely give this podcast their undivided attention to hear about the scenarios they need to consider.
2018-04-2716 minPrivate Equity 360GDPR Basics for Private Equity FirmsBob Woosley, National Private Equity Leader, discusses the upcoming General Data Protections Regulation (GDPR) with Gina Gondron, Process, Risk & Governance Partner. Topics include the implications of GDPR, how it affects those inside and outside the EU and what you can do to be compliant.
2018-04-1011 minPrivate Equity 360Acquisition Integration - A Key to SuccessBob Woosley interviews Rhonda Ratliff Frazier & Deeter's new Merger Integration leader. They discuss the key elements for Private Equity firms seeking to manage a successful acquisition/merger integration program.
2018-03-2814 minPrivate Equity 360The new tax law’s impact on carried interest for Private Equity and Real Estate FundsBob Woosley inverviews FD private equity tax partner Bryce Nations regarding the impact of the new tax law on private equity and real estate firms. They discuss key items in that law that are not yet settled, as well as possible tax strategies for real estate and PE firms.
2018-03-0217 min