Shows
Everything ComplianceEpisode 156, To Document or Not EditionWelcome to this edition of the award-winning Everything Compliance. In this episode, we have the full quintet of Matt Kelly, Jonathan Marks, Jonathan Armstrong, Karen Moore, and Karen Woody, all hosted by Tom Fox, the Compliance Evangelist.
Karen Moore delves into a Phoenix Community Theatre that fell victim to a social media backlash. She shouts out to beleaguered college grads and their difficulties in job searches.
Matt Kelly looks at the White Deer export control enforcement action. He shouts out to Netflix shareholders to vote off the board a recalcitrant member.
Jonathan Marks examines how a root cause an...2025-06-261h 15
Everything Compliance – Shout Outs and RantsEpisode 156, To Document or NotWelcome to this edition of Everything Compliance, Shout-Outs, and Rants. In this episode, we have the quintet of Matt Kelly, Jonathan Marks, Jonathan Armstrong, Karen Woody, and Karen Moore. It’s all hosted by Tom Fox.
Karen Moore shouts out to beleaguered college grads and their difficulties in job searches.
Matt Kelly shouts out to Netflix shareholders to vote off the Board a recalcitrant member.
Jonathan Marks shouts out to graceful leaders and singles out Princess Kate.
Karen Woody shouts out to the Indiana Pacers for defying all the odds.
Jonathan Armstrong shouts out to cricket great Jimmy An...2025-06-2413 min
JV to the ProsS7, EP22Topics- Andre Skiles strikes out 15 in playoff game - Biden's campaign lied about his health issues- Mexican Naval Vessel crashes into Brooklyn Bridge- Private Jet crashes into San Diego neighborhood- Caitlin Clark injures quad - out for at least 2 weeks- NBA Playoffs forcing teams into "must-win" situations- NHL Playoffs have Dallas Stars & Carolina Hurricanes with backs to the wall- NY Jets owner Woody Johnson announces that Joe Namath and Joe Klecko will...2025-05-2838 min
Everything ComplianceEpisode 154, The Law Firms in Trouble EditionWelcome to this edition of the award-winning Everything Compliance. In this episode, the quartet of Matt Kelly, Jonathan Marks, Karen Moore, and Karen Woody is hosted by Tom Fox, the Compliance Evangelist.
Karen Moore reviews changes to the UK Modern Slavery Act. She shouts out to her nephew, who graduates from Georgetown Law School this week, and to the NFL superfan for allegedly causing Shedeur Sanders to drop to the 5th round before being drafted in the recent NFL Draft.
Matt Kelly, the Matt Galeotti speech updates the DOJ Corporate Enforcement Policy for white-collar actions. He rants about...2025-05-221h 05
Everything Compliance – Shout Outs and RantsEpisode 154 - The Law Firms EditionWelcome to this edition of Everything Compliance, Shout-Outs, and Rants. This episode features Matt Kelly, Jonathan Marks, Karen Woody, Tom Fox, and Karen Moore.
Karen Moore shouts out to her nephew, who graduates from Georgetown Law School this week, and to the NFL superfan for allegedly causing Shedeur Sanders to drop to the 5th round before being drafted in the recent NFL Draft.
Matt Kelly rants about the GOP’s attempt to ban states from regulating AI.
Jonathan Marks rants about MLB caving to President Trump and allowing those who bet on baseball back into the fold.
Karen Wo...2025-05-2010 min
Music 101Music 101 in its third season, featuring Mr.G.Mick Smith as my Co-host.Explores the transformative power of music as a lens to understand America’s complex past. By weaving together folk ballads, protest anthems, spirituals, and pop hits, this approach invites students to hear history through the voices of those who lived it—from the haunting spirituals of enslaved communities to the defiant union exsongs of labor movements, the fiery protest tunes of the civil rights era, and the genre-blurring anthems of modern social justice. Songs like Woody Guthrie’s *“This Land Is Your Land,”* Billie Holiday’s *“Strange Fruit,”* or Kendrick Lamar’s *“Alright”* become primary sources, revealing struggles for freedom, shifts in cultural ide...2025-05-1725 min
Everything ComplianceEpisode 153, The CW 25 EditionWelcome to this edition of the award-winning Everything Compliance. In this episode, the quartet of Matt Kelly, Jonathan Armstrong, Karen Moore, and Karen Woody is hosted by Tom Fox, the Compliance Evangelist.
Karen Moore looks at state, international, and private prosecutions of various ABC laws. She rants at the Department of Education for setting up a 1984-style anonymous reporting line for students to report on their teachers.
Matt Kelly reviews the Glencore DPA record. He has a shout-out to Microsoft for picking up Jenner & Block as counsel and rants about the GOP effort to abolish the PCAOB.
Jonathan...2025-05-081h 07
Everything Compliance – Shout Outs and RantsEpisode 153 - The CW 25 EditionWelcome to this edition of Everything Compliance, Shout-Outs, and Rants. This episode features Matt Kelly, Jonathan Armstrong, Karen Woody, Tom Fox, and Karen Moore.
Karen Moore rants at the Department of Education for setting up a 1984-style anonymous reporting line for students to report on their teachers.
Matt Kelly has a shout-out to Microsoft for picking up Jenner & Block as counsel and ranting about the GOP effort to abolish the PCAOB.
Jonathan Armstrong shouts out to the compliance community for their support of Diana Trevley and encourages her continuing recovery now that she is back in the US.
...2025-05-0608 min
The Compassionate Capitalist™ Show with Karen RandsInvestomers & the Birth of Crowdfunding with Sherwood NeissWhat if your most passionate customers could also be your investors?That question sparked an entire movement—and helped reshape the future of early-stage finance. In this episode of The Compassionate Capitalist Show, I sit down with one of the original architects of the investment crowdfunding revolution, Sherwood “Woodie” Neiss.Woodie is the Principal at Crowdfund Capital Advisors and the co-founder of the regulated investment crowdfunding movement. He literally walked the halls of Congress to help pass the JOBS Act, giving everyday people the right to invest in startups and private companies—an asset class that had...2025-04-1459 min
Everything ComplianceEpisode 151, The What is Illegal DEI EditionWelcome to this edition of the award-winning Everything Compliance. In this episode, we have the quartet of Matt Kelly, Karen Woody, and Karen Moore, all hosted by Tom Fox, the Compliance Evangelist. They all look at various issues for compliance professionals under the current administration.
Karen Moore, what is ‘illegal DEI’? She shouts out to federal employees who have been summarily terminated.
Matt Kelly considers the work of DOGE at the SEC. He shouts out to James Harrison, whose plasma contains a rare antibody known as anti-D, which is used to make injections that protect unborn babies from hemol...2025-03-1356 min
Everything Compliance – Shout Outs and RantsEpisode 151, The What is Illegal DEI EditionWelcome to this edition of Everything Compliance, Shout Outs, and Rants. Matt Kelly, Karen Woody, Tom Fox, and Karen Moore appear in this episode.1. Karen Moore shouts out to federal employees who have been summarily terminated.2. Matt Kelly shouts out to James Harrison, whose plasma contained a rare antibody known as anti-D, which is used to make injections that protect unborn babies from hemolytic disease of the newborn.3. Karen Woody shouts out to Georgetown Law Dean Will Treanor, who shut down the illegal harassment of the school by the interim US Attorney for t...2025-03-1109 min
Everything ComplianceEpisode 150, The Musk On EditionWelcome to this edition of the award-winning Everything Compliance. In this episode, Matt Kelly, Jonathan Armstrong, Jonathan Marks, Karen Woody, and Karen Moore join the full gang to examine various issues for compliance professionals under the incoming administration.
Jonathan Armstrong looks at the car crash coming for DeepSeek in the EU. He shouts out to Peter Mandelson, the new UK Ambassador to the United States.
Karen Moore looks at the reframing of DEI. She shouts out about the film on September 5.
Matt Kelly considers the Bondi Memo on changes in DOJ enforcement focus and mentions Alexei Navalny’s me...2025-02-131h 06
Everything Compliance – Shout Outs and RantsEpisode 150, The Musk On EditionWelcome to this edition of Everything Compliance, Shout Outs, and Rants. In this episode, we have Matt Kelly, Jonathan Marks, Jonathan Armstrong, Karen Woody, Tom Fox, and Karen Moore.
Jonathan Armstrong shouts out to Peter Mandelson, the new UK Ambassador to the United States.
Karen Moore shouts out about the film on September 5.
Matt Kelly shouts out to the memoir of Alexei Navalny.
Karen Woody shouts out to the award-winning play Hadestown.
Jonathan Marks shouts out to his hometown team, the Philadelphia Eagles (now Super Bowl-winning Philadelphia Eagles).
Tom Fox shouts out to (Conspiracy) Bill Simmons for opining...2025-02-1110 min
Everything ComplianceThe Q1-2025, Great Women in Compliance EditionA few months ago, we had a Special Edition of Everything Compliance with the two primary hosts of the Great Women in Compliance, Lisa Fine and Hemma Lomax, together with our female panelists from Everything Compliance, Karen Woody and Karen Moore, all hosted by Kristy Grant-Hart. The episode was so popular (and the host and guests had so much fun) that everyone involved decided to make it a quarterly event. In today’s episode, Everything Compliance (Q1-2025 edition), hosted by Kristy Grant-Hart, with panelists Karen Moore, Karen Woody, Lisa Fine, and Hemma Lomax.
Host Kristy Grant-Hart leads the...2025-02-0659 min
Everything ComplianceThe Welcome to 2025 EditionWelcome to this edition of the award-winning Everything Compliance. In this episode, Matt Kelly, Jonathan Armstrong, Karen Woody, and Karen Moore examine various issues for compliance professionals under the incoming Administration.a. Jonathan Armstrong takes a lesson on business ethics from handbags in South Korea, and we learn about ‘Say-Do.’ He rants about Liz Truss trying to salvage her name through litigation.b. Karen Moore deeply dives into some interesting litigation around pregnancy discrimination claims, and we learn about ‘stray remarks.’ She rants about Meta dropping its fact-checking and shouts out former President Jimmy Carter.c...2025-01-161h 05
Everything Compliance – Shout Outs and RantsEpisode 147, The Welcome to 2025 EditionWelcome to this edition of Everything Compliance, Shout Outs, and Rants. In this episode, Matt Kelly, Jonathan Armstrong, Karen Woody, and Karen Moore examine various issues for compliance professionals under the incoming administration.
Jonathan Armstrong rants about Liz Truss trying to salvage her name through litigation.
Karen Moore rants about Meta dropping its fact-checking and shouts out former President Jimmy Carter.
Matt Kelly shouts out to Steve Guttenberg and all those Los Angelinos who assist during the ongoing fires.
Karen Woody rants about the idiots denying climate change.
Tom Fox shouts out to two brothers in arms: former...2025-01-1415 min
Everything ComplianceEpisode 146, The Holiday Season EditionWelcome to this Special Edition of Everything Compliance. In this episode, Matt Kelly, Jonathan Marks, Karen Woody, and Karen Moore examine various issues for compliance professionals under the incoming administration.
Jonathan Marks discusses how deepfake videos facilitate fraud and how companies can combat this scourge. He shouts out to Miriam Chamani and her Voodoo Spiritual Temple.
Karen Moore takes a deep dive into sustainability requirements in the EU and what these obligations mean for US companies under the second Trump administration. She shouts out to all the delivery folks this holiday season.
Matt Kelly examines the DOGE initiative...2024-12-1957 min
Everything Compliance – Shout Outs and RantsEpisode 146, The Holiday EditionWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we take up a potpourri of topics. We have the quartet of Matt Kelly, Karen Woody, Jonathan Marks, and Karen Moore, all hosted by Tom Fox.
Jonathan Marks shouts out to Miriam Chamani and her Voodoo Spiritual Temple.
Karen Moore shouts out to all the delivery folks this holiday season.
Matt Kelly rants about the Pete Hegseth nomination and shouts out to South Korean people who opposed the Presidential coup.
Karen Woody rants about Time Magazine naming Donald Trump...2024-12-1708 min
Everything Compliance8 Years Later: The Second Trump AdministrationWelcome to this Special Edition of Everything Compliance. This podcast came into existence to chronicle what Donald Trump would mean for compliance in his first administration. Our first episode was 8 years ago after Trump won his first term. Now, 8 years later, we are back with a look at what the second Trump Administration may bring to compliance. This episode features the quintets of Matt Kelly, Jonathan Marks, Karen Woody, Jonathan Armstrong, and Karen Moore. They all look at various angles of how the incoming Trump Administration uses, abuses, or disregards compliance in the future.
Jonathan...2024-11-141h 03
Everything Compliance – Shout Outs and RantsEpisode 145, 8 Years LaterWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we discuss a potpourri of topics. Tom Fox is hosting Matt Kelly, Jonathan Armstrong, Karen Woody, Jonathan Marks, and Karen Moore.
Jonathan Marks shouts out to his son Daniel’s football game and rants about the 76ers and their absent star, Joel Embiid.
Karen Moore shouts out to the beauty in the world in times of ugliness.
Matt Kelly shouts out to Congress about Gene Vindman and David Valadao’s elections in the face of Trump’s opposition.
Karen Woody...2024-11-1209 min
Everything ComplianceEpisode 141, Tribute to Nick Gallo EpisodeWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows.In this episode, we take up a potpourri of topics. We have the quartet of Matt Kelly Jonathan Armstrong, Jonathan Marks, and Karen Moore; all hosted by Tom Fox.
Matt Kelly looks at the issue of what and who are in your Supply Chain after the pager attacks in Lebanon. He shouts out to Michaela Deprince for a life well lived.
Karen Moore takes a deep dive into executive Clawback and Holdback provisions. She shouts out to Nick Gallo and...2024-09-261h 02
Everything Compliance – Shout Outs and RantsEpisode 141, Thoughts for Nick Gallo EditionWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we take up a potpourri of topics. We have the quartet of Matt Kelly Jonathan Armstrong, , Jonathan Marks, and Karen Moore; all hosted by Tom Fox.1. Karen Woody shouts out to pop culture and the great show on Apple TV Slow Horses. 2. Jonathan Marks shouts out to eBay for providing authenticator services and briefs us on the Keeper Test. 3. Karen Moore shouts out to Nick Gallo and asks all to keep him in their thoug...2024-09-2408 min
Great Women in ComplianceKaren Woody on the Voice of Victims in Negotiated Plea AgreementsThe recent Boeing plea agreement has led to many discussions about the role of victims in negotiated settlements, and today we have one of the top academic experts on the SEC and financial securities regulation, Karen Woody. Karen is an associate professor at Washington & Lee School of Law. Karen and Lisa discuss why the Boeing case is a good example of who the victims are because the victims suffered a tragedy. However, many other white-collar cases (we hope) are not as clear - especially in the FCPA bribery context, and what avenues of relief that others have, particularly in the i...2024-09-1829 min
Everything ComplianceEpisode 139, The Bank of America EpisodeWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows.In this episode, we take up the recent imbroglio surrounding the Bank of America and its toxic workplace culture of 100+ hour work weeks. We have the full quintet of Matt Kelly, Jonathan Armstrong, Karen Woody, Jonathan Marks, and Karen Moore; all hosted by Tom Fox.
Matt Kelly mines the matter for compliance lessons learned. He shouts out the GOP speakers at the recently concluded Democratic National Convention who bucked their party for the good of the nation.
Jonathan Marks explores...2024-08-291h 01
Everything ComplianceAI in The EU EditionWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows. We have a plethora of topics for this episode, including the DOJ Whistleblower Incentive Program, a look at Solar Winds, a new Caremark decision, an effective internal audit and the new AI law in the EU, which we slice and dice from a variety of perspectives.We have the full quintet of Matt Kelly, Jonathan Armstrong, Karen Woody, Jonathan Marks, and our newest panelist, Karen Moore, all hosted by Tom Fox.1. Jonathan Armstrong takes a look at the new...2024-08-081h 26
Everything ComplianceEpisode 136 - The Great Women in Compliance editionWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have a very special group of guest panelists and one special guest host; some of the great women in compliance. In this special episode, Everything Compliance is by Kristy Grant-Hart, and the guest panelists include Karen Woody, Karen Moore, Lisa Fine and Hemma Lomax. 1. Karen Woody takes a deep dive into the current evolution of Caremark in Delaware. She raves about her alma mater UVA making the college baseball World Series and for this special GWIC-inspired edition of...2024-06-201h 01
Everything Compliance – Shout Outs and RantsEpisode 136 - The GWIC EditionWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows.In this episode, we have a very special group of raves and rantors; some of the great women in compliance. Hosted by Kristy Grant-Hart, they include Karen Woody, Karen Moore, Lisa Fine, and Hemma Lomax.
Karen Woody raves about her alma mater, UVA, making the college baseball World Series and for this special GWIC-inspired edition of Everything Compliance.
Karen Moore sends sympathies to the family of John Barnett, the Boeing whistleblower who died.
Lisa Fine has two raves. First to...2024-06-1806 min
Everything ComplianceThe End of SPACs editionWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quintet of Jonathan Marks, Matt Kelly, Karen Woody, Jay Rosen, and Special Guest Karen Moore, all hosted by Tom Fox, joining us on this episode of Everything Compliance.1. Matt Kelly looks at ongoing proposals by the SEC around climate risk reporting and the PCAOB on its NOCAR proposal. He shouts out to the Russian people who turned in droves for the funeral of murdered activist Alexei Navalny.2. Karen Woody reviews the current state...2024-03-071h 00
Everything Compliance – Shout Outs and RantsEpisode 130, The End of SPACs EditionWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quintet of Jonathan Marks, Matt Kelly, Karen Woody, Jay Rosen, and Special Guest Karen Moore, all hosted by Tom Fox, joining us on this episode of Everything Compliance.1. Matt Kelly looks at ongoing proposals by the SEC around climate risk reporting and the PCAOB on its NOCAR proposal. He shouts out to the Russian people who turned in droves for the funeral of murdered activist Alexei Navalny.2. Karen Woody reviews the current state...2024-03-0509 min
Mickeyphile Podcast - Disney World, DVC, and MoreSeven Nights on the Disney Fantasy - Pt. 1Send us a textSailing away on the Disney Fantasy cruise turned out to be an adventure we'll never forget, and we couldn't wait to bring you all the magical details. Picture this: seven nights of pure Disney delight, character meals that had us like never before, and the enchanting sparkle of fireworks over a boundless ocean. Our latest episode is a treasure chest of experiences, from the glamour of themed dinners to the excitement of exclusive after-hours events at the parks. Come along as we reveal how we sailed through every hiccup with that renowned Disney...2024-02-0157 min
Empowered Patient PodcastUsing Anti-TNF Therapy and Synthetic Cannabinoids for Pain and Inflammation with Dr. Jim Woody 180 Life Sciences TRANSCRIPTDr. Jim Woody, CEO and Director of 180 Life Sciences, discusses the company's vision for safer pain and inflammation management. Their earlier work on anti-TNF therapy revolutionized the treatment of conditions such as rheumatoid arthritis. Now 180 Life Sciences focuses on additional indications of inflammation, fibrosis, and cognitive dementia for using anti-TNFs. Jim highlights their research on the anti-inflammatory and analgesic properties of cannabinoids and the potential of synthetic cannabinoid analogs for pain management and appetite suppression. Jim elaborates, "Many years ago, I was Chief Scientific Officer at a company called Centocore, and they were one of the first...2023-11-2900 minEmpowered Patient PodcastUsing Anti-TNF Therapy and Synthetic Cannabinoids for Pain and Inflammation with Dr. Jim Woody 180 Life SciencesDr. Jim Woody, CEO and Director of 180 Life Sciences, discusses the company's vision for safer pain and inflammation management. Their earlier work on anti-TNF therapy revolutionized the treatment of conditions such as rheumatoid arthritis. Now 180 Life Sciences focuses on additional indications of inflammation, fibrosis, and cognitive dementia for using anti-TNFs. Jim highlights their research on the anti-inflammatory and analgesic properties of cannabinoids and the potential of synthetic cannabinoid analogs for pain management and appetite suppression. Jim elaborates, "Many years ago, I was Chief Scientific Officer at a company called Centocore, and they were one of the first...2023-11-2919 min
Everything ComplianceEpisode 123, the Spanish Kiss EditionWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quartet of Jay Rosen, Jonathan Armstrong, Matt Kelly and Karen Woody, with Tom Fox hosting. We conclude with our always popular and fan fav Shout Outs and Rants.1. Matt Kelly looks a the new SEC requirement for companies to improve their risk assessments and attendant processes. He rants about the US Federal Courts not allowing television cameras and says we need the Trump trials televised in federal courts. 2. Karen Woody reviews Opinion Release 23...2023-09-071h 08
Everything ComplianceEpisode 122, The Auditors EditionWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows. Everything Compliance has been honored by W3 as the top podcast talk show. In this episode, the quartet of Jay Rosen, Jonathan Marks, Matt Kelly, and Karen Woody, with Tom Fox hosting, consider various topics that caught their collective interest and conclude with the fan favorite Shout Outs and Rants section.1. Matt Kelly looks at the PCAOB proposal requiring auditors to look into fraud, compliance, and legal issues during an audit. Matt balances the charges against former Harvard professor Francesca Gino...2023-08-241h 06
Extension Calling: advice for the farm, garden, and homeLong term plants need long term planningWoody ornamentals include trees, shrubs, and even some vines and ground covers. With the long life expectancy of woody plants it is important to think of the bigger long term picture before you put it in the ground. Things like planting zones, slopes and frost pockets, drainage and moisture levels, can make big differences in the success of and long term problems in your plantings. 2023-06-1127 minExtension Calling: advice for the farm, garden, and homeWinter Stressed WoodysWoody plants took a hard hit this past winter. Warmer temperatures mixed with sudden freezes overcame many of our shrubs natural protections. Often, once one stressor occurs, a series of followup stressors come visiting our plants. We discuss steps you can take now to help revive your woody ornamentals and protect them in the future. 2023-06-0427 min
The Woody ReportSuccession, Season 3, Episode 9 - Church and StateCo-hosts Tom Fox and Karen Woody are back as they delve deep into the final season of Succession. From the recurring theme of personal vs. business decisions to the amazing performance from Shiv, these two bring you it all! But that’s not all – learn valuable lessons about deal-making and cultural fit, and find out why the attention to detail in the clothing and accessories of the characters is so important. And if you’re looking for a great podcast recommendation, tune in to catch their thoughts on a brand-new show – who knows, you might find your next binge-worthy obsessio...2023-05-2636 min
Everything ComplianceEpisode 115, the Insider Trading (Or Not) EditionWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows. Everything Compliance has been honored by W3 as the top podcast talk show. In this episode, we have the quartet of Karen Woody, Jonathan Marks, Matt Kelly, and from across the pond, Jonathan Armstrong. We consider a veritable potpourri of issues, including the sentence given to Joe Sullivan, insider trading, the COSO Fraud Risk Management Framework, and a new report on whistleblower best practices. We conclude with our fan-fav Shout Outs and Rants section.1. Matt Kelly looks at the joint IIA...2023-05-251h 06
The Woody ReportEpisode 7-Tailgate PartyCo-hosts Tom Fox and Karen Woody are back as they delve deep into the of the final season of Succession. From the recurring theme of personal vs business decisions to the amazing performance from Shiv, these two bring you it all! But that's not all - learn valuable lessons about deal-making and cultural fit, and find out why the attention to detail in the clothing and accessories of the characters is so important. And if you're looking for a great podcast recommendation, tune in to catch their thoughts on a brand-new show - who knows, you might just find...2023-05-1234 min
The Woody ReportEpisode 6-Living+Co-hosts Tom Fox and Karen Woody are back as they delve deep into the of the final season of Succession. From the recurring theme of personal vs business decisions to the amazing performance from Shiv, these two bring you it all! But that's not all - learn valuable lessons about deal-making and cultural fit, and find out why the attention to detail in the clothing and accessories of the characters is so important. And if you're looking for a great podcast recommendation, tune in to catch their thoughts on a brand-new show - who knows, you might just find...2023-05-0533 min
The Woody ReportSuccession, Season 4, Episode 5-Kill ListCo-hosts Tom Fox and Karen Woody are back as they delve deep into the final season of Succession. From the recurring theme of personal vs. business decisions to the amazing performance from Shiv, these two bring you it all! But that's not all - learn valuable lessons about deal-making and cultural fit, and find out why the attention to detail in the clothing and accessories of the characters is so important. And if you're looking for a great podcast recommendation, tune in to catch their thoughts on a brand-new show - who knows, you might find your next binge-worthy...2023-04-2832 min
The Woody ReportEpisode 4-Honeymoon StatesCo-hosts Tom Fox and Karen Woody are back as they delve deep into the of the final season of Succession. From the recurring theme of personal vs business decisions to the amazing performance from Shiv, these two bring you it all! But that's not all - learn valuable lessons about deal-making and cultural fit, and find out why the attention to detail in the clothing and accessories of the characters is so important. And if you're looking for a great podcast recommendation, tune in to catch their thoughts on a brand-new show - who knows, you might just find...2023-04-2132 min
Midnight in the BayMidnight in the BayAlex is joined week with comedian Karen Braswell! We talk about her experience working on Wall Street, how she got into stand up comedy and hecklers. You can follow her on Instagram @ karenbraswellcomedyFollow Alex on Twitter @AlexWoodyComedy on Instagram @_alexwoodycomedyBeats provided by White Wolf Muzic @whitewolf1000 on InstagramBrought to you by Silver Tongue AudioFollow us on Twitter @SilverTongueCA We’re now on Spotify, but I’m sure you already knew that!We're on Google Play! Tell your Android friends!2023-04-211h 03
The Woody ReportSuccession, Season 4, Episode 3-Connor’s WeddingCo-hosts Tom Fox and Karen Woody are back as they delve deep into the of the final season of Succession. From the recurring theme of personal vs business decisions to the amazing performance from Shiv, these two bring you it all! But that's not all - learn valuable lessons about deal-making and cultural fit, and find out why the attention to detail in the clothing and accessories of the characters is so important. And if you're looking for a great podcast recommendation, tune in to catch their thoughts on a brand-new show - who knows, you might just find...2023-04-1428 min
The Woody ReportSuccession, Season 4, Episode 1Co-hosts Tom Fox and Karen Woody are back as they delve deep into the first episode of the final season of Succession. From the recurring theme of personal vs business decisions to the amazing performance from Shiv, these two bring you it all! But that's not all - learn valuable lessons about deal-making and cultural fit, and find out why the attention to detail in the clothing and accessories of the characters is so important. And if you're looking for a great podcast recommendation, tune in to catch their thoughts on a brand-new show - who knows, you might...2023-04-0723 minExtension Calling: advice for the farm, garden, and homeFire Season and Propagation of CuttingsTwo timely topics today. First we talk about fire season and how to safely burn brush piles. Then, we move on to propagating plants using cuttings. We focus on elderberries, but the method applies to most woody species. 2023-02-2628 min
Everything ComplianceEpisode 113 - The Replika AI EditionWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows. Everything Compliance has been honored by W3 as the top talk show in podcasting. In this episode, we have the quartet of Jay Rosen, Jonathan Armstrong, Karen Woody, and Matt Kelly who discuss a potpourri of issues. We conclude with our fan fav Shout Outs and Rants section.1. Matt Kelly looks at ChatGPT and raises several questions for the compliance professional. He rants about Facebook and its layoffs and performance reviews.2. Jonathan Armstrong...2023-02-2356 min
Everything Compliancethe Duty of Oversight EditionWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows. Everything Compliance has been honored by W3 as the top talk show in podcasting. In this episode, we have the quintet of Jay Rosen, Karen Woody, Jonathan Marks, Tom Fox and Matt Kelly who review the recent Delaware Court of Chancery decision creating a duty of oversight for corporate officers. We conclude with our fan fav Shout Outs and Rants section.1. Matt Kelly sets the stage for our discussion and poses question about what it all means for CCOs going forward...2023-02-0958 min
For The W.I.N. with Karen S. SchaeferEpisode #12: "Fortunes after 40…It’s Not Too Late To Achieve Financial Freedom!" With Karen S. SchaeferMy friend Woody---met in a class—made $1m before he was 28 and spent it all.
Lottery Winners Stat—70% of all lottery winners go broke in 1-5 years—they won, they didn’t work for it or invest it. They just spent it.
As we get older—we worry about having enough money---if you are like me, you aren’t sure the SS or pension will be there for you when you are ready to retire.
I was 48 years old before I really understood how important it was to achieve financial freedom---mostly because its when we lost...2022-12-2921 min
Everything ComplianceEpisode 108 - the ABB EditionWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows. Everything Compliance which has been honored by W3 as a top talk show in podcasting. In this episode, we have the quintet of Jay Rosen, Jonathan Armstrong, Karen Woody, Tom Fox and Matt Kelly on the ABB FCPA Enforcement action. We conclude with our fan fav Shout Outs and Rants section.1. Matt Kelly looks at the enforcement action from the CCO certification perspective. He has his first recidivist rant by ending the year with a rant about the person he started t...2022-12-2255 min
Everything ComplianceEpisode 107 - the Happy Thanksgiving EditionWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows. Everything Compliance which has been honored by W3 as a top talk show in podcasting. In this episode, we have the quartet of Jonathan Marks, Jonathan Armstrong, Karen Woody and Matt Kelly on a wide variety of regulatory and criminal law topics. We conclude with our fan fav Shout Outs and Rants section.1. Matt Kelly implosion of Twitter since its takeover by Elon Musk. He shouts out to everyone who voted.2. Karen Woody looks court cases attacking the expanded a...2022-11-171h 15
The Woody ReportThe Solar Winds DecisionWelcome to The Woody Report where, Washington & Lee, School of Law Associate Professor Karen Woody and host Tom Fox discuss issues on white collar crime, compliance issues, international corruption, securities and accounting fraud, and internal corporate investigations. From current events to topical issues to academic research and thought leadership, Karen Woody helps lead the discussion of these issues on the new and exciting podcast. In this episode, Tom and Karen explore the recently announced decision in the Solar Winds shareholder claim based upon the Caremark Doctrine. Some of the issues we explore include:
Background facts and court rational.
Wh...2022-09-2323 min
Prayer Changes ThingsPastor Woody Wallace- Speaking from his series of messages on … “Working Out Your Own Salvation.”Pastor Woody Wallace is Senior Pastor of Crossroads Community Church in Chesapeake, VA. This message speaks to my heart, and I pray it speaks to yours too!… but Jesus beheld them, and said unto them with men this is impossible; but with God all things are possible. Matthew 19:262022-09-061h 01
The Woody ReportTwitter v. Elon MuskWelcome to The Woody Report, where Washington & Lee School of Law Associate Professor Karen Woody and host Tom Fox discuss issues on white collar crime, compliance issues, international corruption, securities and accounting fraud, and internal corporate investigations. From current events to topical issues to academic research and thought leadership, Karen Woody helps lead the discussion of these issues on the new and exciting podcast. In this episode, Tom and Karen explore the Twitter lawsuit against Elon Musk for failing to follow through on his agreement to purchase Twitter. Some of the issues we explore include:
Twitter Complaint
What...2022-08-0521 min
NeuroPod!NeuroPod - Karen WoodyEvery day, success stories playout in the Neuropathy Treatment Clinic of Oklahoma. So many people are told their chronic pain is just a byproduct of age. The only thing they can do is mask their neuropathy with pain medication. That's simply not the case. Karen Woody is a prime example of how our treatment can attack the root cause and affect your life positively . Karen, a retired preschool teacher, dreamed of being able to walk again. Her progression from the wheelchair, to walker, to walking unassisted is nothing short of amazing. Karen can get back to living a p...2022-08-0318 min
She Nerds OutSBG 24: Harry Potter with Barbelle’s Karen Knox and Gwenlyn CumynBonus episode! Check out this episode from our friends at Lez Hang Out Pod! If you enjoy this episode please subscribe to Lez Out Pod to support LGBTQ+ representation in media. Leigh (@lshfoster) and Ellie (@elliebrigida) are joined by Karen Knox (@karenxknox) and Gwenlyn Cumyn (@gwenlyn.cumyn), the co-creators and stars of Barbelle (@barbelle.series) as our first two time guests to talk about why Harry Potter Should Have Been Gay. In a world where magic is always a metaphor for gayness, gay magic children are sent to the opposite of conversion camp where their gay headmaster...2022-07-281h 21
The Woody ReportCaremark Claims, Part 2Welcome to The Woody Report, where Washington & Lee School of Law Associate Professor Karen Woody and host Tom Fox discuss issues on white collar crime, compliance issues, international corruption, securities and accounting fraud, and internal corporate investigations. From current events to topical issues to academic research and thought leadership, Karen Woody helps lead the discussion of these issues on the new and exciting podcast. Today in Part 2, Tom and Karen look at cases in the wake of Marchand, including Clovis Oncology, Boeing and Cardinal Health. ResourcesKaren Woody on LinkedInKaren Woody at Washi...2022-07-1430 min
The Woody ReportCaremark Claims, Part 1Welcome to The Woody Report, where Washington & Lee School of Law Associate Professor Karen Woody and host Tom Fox discuss issues on white-collar crime, compliance issues, international corruption, securities and accounting fraud, and internal corporate investigations. From current events to topical issues to academic research and thought leadership, Karen Woody helps lead the discussion of these issues on the new and exciting podcast. Today Tom and Karen are an exploration of the Board of Directors' role in a compliance program through an exploration of the Caremark decision, some of its progeny and then the modern era of Caremark litigation...2022-06-2422 min
Everything ComplianceEpisode 101, the Glencore EditionWelcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In 2021, Everything Compliance was honored by W3 as a top talk show in podcasting. In this episode, we have the quintet of Jonathan Marks, Karen Woody, Jonathan Armstrong, Tom Fox and Matt Kelly. In this episode, we take up the Glencore FCPA settlement. We conclude with our fan favorite Shout Outs and Rants.1. Karen Woody takes a deep dive into the history of Glencore, from its founding by Marc Rich in the 1980s through the allegations of bribery, corruption and market m...2022-06-0958 min
The Woody ReportElon Musk and TwitterWelcome to The Woody Report where, Washington & Lee, School of Law Associate Professor Karen Woody and host Tom Fox discuss issues on white collar crime, compliance issues, international corruption, securities and accounting fraud, and internal corporate investigations. From current events to topical issues to academic research and thought leadership, Karen Woody helps lead the discussion of these issues on the new and exciting podcast. Today Karen talks about the continuing tale of Elon Musk and his actions to purchase Twitter stock before he declined a Board seat and he concluded an agreement to purchase the company. Resources2022-05-2019 min
The Woody ReportIntroduction to The Woody ReportWelcome to The Woody Report where, Washington & Lee, School of Law Associate Professor Karen Woody and host Tom Fox discuss issues on white collar crime, compliance issues, international corruption, securities and accounting fraud, and internal corporate investigations. From current events to topical issues to academic research and thought leadership, Karen Woody helps lead the discussion of these issues on the new and exciting podcast. Today Karen talks about her professional background and journey into academia. We conclude with a discussion of issues Karen is looking at for research and Season 2 of Classroom Insider. ResourcesKaren Wo...2022-05-0628 min
The ESG ReportKaren Woody on SEC Rule-Making Procedures and ESG Rules CriticismTom Fox is back for a new episode of The ESG Report. He’s joined by Professor Karen Woody, and they go inside the SEC to take a look at the process and procedure, as well as the arguments made against the recently proposed rule around ESG. The Proposal Process “These rules aren’t just picked from the sky,” Karen explains. There are a number of people at the SEC who come together to devise these rules, with a lot of time being spent working through the proposal process. After the rule is written...2022-05-0214 min
Everything ComplianceEpisode 98, the Elon Etc EditionWelcome to the only roundtable podcast in compliance. In 2021, Everything Compliance was honored by W3 as a top talk show in podcasting. In this episode, we have the quintet of Jay Rosen, Jonathan Armstrong, Jonathan Marks, Karen Woody and Matt Kelly. We conclude with our fan favorite Shout Outs and Rants.1. Jay Rosen discusses the increased antitrust enforcement by the DOJ in the healthcare arena. Rosen shouts out to Rachael Smith, Gilnet Sainvil and High-Five Man which reminded Rosen of Johnny Bank from his childhood2. Matt Kelly takes a deep dive into the SEC proposed r...2022-04-211h 38
Everything ComplianceEpisode 97 - The ESG EditionWelcome to the only roundtable podcast in compliance. The entire gang was also recently honored by W3 as a top talk show in podcasting. In this episode, we have the quartet of Jay Rosen, Jonathan Armstrong, Karen Woody and Matt Kelly. We conclude with our fan favorite Shout Outs and Rants.1. Jay Rosen discusses the connection an ethics and compliance corporate culture survey and an ESG culture survey. Rosen also discusses what companies can do to improve overall ESG culture. Rosen rants the Academy of Motion Picture snubbing of the Director of Dune for Best Director when the...2022-04-051h 03
FCPA Compliance ReportKaren Woody on Elon Musk Attack on SEC Consent DecreeIn this episode of the FCPA Compliance Report, I am joined by Professor Karen Woody from Washington & Lee Law School. We discuss the recent filing by attorneys for Elon Musk and Tesla to revoke the previously agreed to Consent Decree over his 2018 tweets about taking Tesla private at $420 per share and then withdrawing it a week later. Highlights in include:
· What is the legal basis for the Motion?
· Can a court hear an equitable claim for a regulatory consent decreed?
· What is the remedy Musk is seeking?
· What about his $20MM fine, which has been paid?
· Is the SEC harassing Musk for alleging violations of the Cons...2022-03-1426 min
Classroom Insiders with Karen WoodyAcknowledging Misappropriation TheoryAndrew Pompa is 2L at Washington and Lee University with a background in economics and finance. Though his career path is undecided, he is very interested in securities regulation and insider trading. In this episode of Classroom Insiders with Professor Karen Woody, Andrew explores how misappropriation theory became legitimized by the court as a proper theory. Andrew shares the differences between misappropriation theory and the classical theory of insider trading. In the classical theory, liability is premised on a breach of fiduciary duty, whereas misappropriation premises liability on a breach of confidentiality in a w...2022-03-1131 min
Everything ComplianceEpisode 95, the Russia Invades Ukraine EditionWelcome to the only roundtable podcast in compliance. The entire gang was also recently honored by W3 as a top talk show in podcasting. In this episode, we have the quartet of Jonathan Marks, Karen Woody, Jonathan Armstrong, Tom Fox and Matt Kelly. We dedicate the entire episode to compliance issues arising from the Russia invasion of Ukraine. We conclude with our fan favorite Shout Outs and Rants.
Karen Woody considers the impact of corruption in both Russia and Ukraine going forward. Karen shouts out to the Ukraine's U.N. Ambassador Sergiy Kyslytsya for his impassioned plea for R...2022-03-101h 00Classroom Insiders with Karen WoodyExploring Misappropriation TheoryDerek is 2L at Washington and Lee University with a background in K-9 search and rescue in California. He now balances being a law student, pet owner for a retired working dog, husband, and father. In this episode of Classroom Insiders, Derek discusses misappropriation theory and how it came about. Justice Powell believed that the idea of equal access to information was not practical in relation to reality. While it may have been the ideal, the disclose-or-abstain rule was not a pragmatic approach to regulating insider trading, as no one would ever have equal a...2022-02-2535 min
Everything ComplianceEpisode 94, the National Archives EditionWelcome to the only roundtable podcast in compliance. The entire gang was also recently honored by W3 as a top talk show in podcasting. In this episode, we have the full gang of Jonathan Marks, Karen Woody, Jonathan Armstrong, Tom Fox, Matt Kelly and Jay Rosen. We discuss a potpourri of issues. We conclude with our fan favorite Shout Outs and Rants.
Karen Woody reviews the recent HeadSpin SEC enforcement action, explaining how the SEC has jurisdiction over a private company, the significance of an enforcement action with no fine or penalty and the corporate governance issues involved. K...2022-02-171h 06Classroom Insiders with Karen WoodyHow Chiarella and Carpenter Became the Watershed For The SECLillian is a second-year student at Washington and Lee and will be working at a civil litigation firm. She plans to work in the field of civil law. In this episode of Classroom Insiders, Lillian discusses how the cases of Chiarella and Carpenter impacted the SEC, and insider trading regulations. Chiarella came about when an employee of a financial printer company broke codes that concealed the names of companies involved in tender offers, then purchased shares from those companies before the bid was announced. In this case, Justice Powell introduced fiduciary duty as the r...2022-02-1128 minClassroom Insiders with Karen WoodyHow Justice Powell Weakened the SEC’s ControlLidia Kurganova is a 2L at Washington and Lee, and a staff writer on Law Review. She plans to work at Weil, Gotshal and Manges this summer in their New York office, and hopes to specialize in either corporate or technology, or an intersection of the two. In this episode of Classroom Insiders, Lidia discusses how Justice Powell gradually loosened the SEC’s hold on insider trading regulation. Insider trading was regulated by states up until the 1960’s, when President Kennedy appointed Chairman William Cary of Columbia Law, who wanted the SEC to have broad...2022-01-2831 min
Everything ComplianceEpisode 93, the Activision Blizzard EditionWelcome to the only roundtable podcast in compliance. The entire gang was also thrilled to be honored by W3 as a top talk show in podcasting. In this episode, we have the quintet of Karen Woody, Jonathan Armstrong, Tom Fox, Matt Kelly and Jay Rosen. We discuss some of the key issues from the Activision Blizzard acquisition by Microsoft in the context of the BeeGees. We also have a special tribute section to Meatloaf as well as Shout Outs and Rants.1. Karen Woody used Staying Alive to look at the SEC angle on the acquisition. Karen shouts out t...2022-01-271h 06Classroom Insiders with Karen WoodyDirks v. SEC: The Gradual Evolution of the Disclose or Abstain RuleColin Manchester is a J.D. Candidate at Washington and Lee and a former Summer Associate at Levene Gouldin and Thompson. He has experience in the defense and aerospace industry. He plans to work at Simpson Thatcher and Barlett in New York City next summer. In this episode of Classroom Insiders, Colin discusses how Justice Powell’s background translated into his understanding of the law and how this affected Dirks v. SEC.It was Powell’s opinion that an individual should only be duty-bound to disclose information if there exists a relationship of trust and...2022-01-1437 min
Everything ComplianceEpisode 92 - the Issues in 2022 EditionWelcome to the only roundtable podcast in compliance. The entire gang was also thrilled to be honored by W3 as a top talk show in podcasting. In this episode, we have the sextet of Karen Woody, Jonathan Armstrong, Matt Kelly and Jay Rosen. We discuss some of the key issues we will be watching in 2022. 1. Karen Woody will be watching the legal evolution around SPACs and expansion of insider trading laws. Karen shouts out to workers in the travel industry for getting travelers home during the holidays. 2. Jay Rosen reviews the considers the Holmes verdict, Tyler...2022-01-131h 04
Take Control of Your Pet's Health with Dr. BeckerGiving German Shepherds a New Life- Discussion Between Dawn Mimnaugh & Dr. Karen BeckerDawn Mimnaugh runs Woody’s Place Senior German Shepherd Sanctuary. Discover how she developed an affinity for the breed in this interview with Dr. Karen Becker. For more information: https://healthypets.mercola.com/sites/healthypets/archive/2022/01/08/home-for-abandoned-senior-german-shepherd-dogs.aspx This is a public episode. If you would like to discuss this with other subscribers or get access to bonus episodes, visit healthypets.substack.com2022-01-0919 min
Take Control of Your Pet's Health with Dr. BeckerGiving German Shepherds a New Life- Discussion Between Dawn Mimnaugh & Dr. Karen BeckerDawn Mimnaugh runs Woody’s Place Senior German Shepherd Sanctuary. Discover how she developed an affinity for the breed in this interview with Dr. Karen Becker. For more information: https://healthypets.mercola.com/sites/healthypets/archive/2022/01/08/home-for-abandoned-senior-german-shepherd-dogs.aspx2022-01-0919 min
FCPA Compliance ReportKaren Woody on JPMorgan and Nikola SEC Enforcement ActionsIn this episode of the FCPA Compliance Report, I am joined by Professor Karen Woody. We discuss the recent SEC enforcement actions involving JPMorgan and Nikola which were announced in December 2021. Highlights of this podcast include:
Background on both cases.
Why was the SEC so excised with JPMorgan?
What are the broader lessons for the Compliance Professional?
Compliance Consultant or Monitor or both?
Nikola and the trouble with SPACs?
What is the intersection of puffing, faking it til you make it and illegal conduct?
SPACs and Due Diligence.
Could Nikola change the SEC approach to SPACs?
From visionary to founder...2022-01-0324 minClassroom Insiders with Karen WoodyNarrowing the Scope of Disclose or Abstain Rule ViolationsStaats Smith was a judicial intern with the Delaware Chancery Court this past summer, and plans to work with one of the large Delaware firms during the next. He is a 2L student at Washington and Lee. In this episode of Classroom Insiders, Staats talks about the pivotal case of Dirks v. SEC.Chiarella was an employee for a financial printing publication, which was used by the company to disclose their material nonpublic information. To avoid premature disclosure, the company developed a code to prevent its employees from trading on the information before it...2021-12-3127 min
What's Up, Woody?What's Up, Woody? Episode 6: SEASON FINALE - 1st Annual Holiday ExtravaganzaThe first annual "What's Up, Woody? Holiday Extravaganza" features co-host Marie from MTV's The Real World St Thomas and The Challenge and guests Kameron Ross from America's Got Talent, Norm from the original Real World NY and Paramount+'s The Real World Homecoming NY, Karen Huger from Bravo's Real Housewives of Potomac, and the incredible Kimberley Locke from American Idol Season 2! This is THE episode to listen to! Happy Holidays!2021-12-222h 20Classroom Insiders with Karen WoodyChallenging the Disclose or Abstain Rule: Insider Trading Through the 60's and 80’sTianjiao Lyu studied international business law at Beijing Foreign Studies University. She plans to work at the Clifford Chance Beijing office after graduating from Washington and Lee. In this episode of Classroom Insiders, Lyu talks about insider trading between the 1960s and the 1980s.Between 1941 and 1971, the disclose or abstain rule implemented by the SEC had become so expensive that it discouraged the development of the securities market, Lyu states. As a rule, it was not very pro-business. During that time, the SEC was very aggressive in their enforcement of insider trading regulation, and...2021-12-1729 min
Everything ComplianceEpisode 91, the Year End Review EditionWelcome to the only roundtable podcast in compliance. The entire gang was also thrilled to be honored by W3 as a top talk show in podcasting. In this episode, we have the sextet of Karen Woody, Jonathan Armstrong, Matt Kelly and Jay Rosen, with host Tom Fox also weighing in on this episode. We also discuss our favorite story of 2021. We end with a veritable mélange of shouts outs and rants. 1. Karen Woody reviews the increase in SEC enforcement that the regulators have told us throughout the year that is coming. Karen shouts out to starting earl...2021-12-1652 min
Everything ComplianceEpisode 90, the Happy Holidays EditionWelcome to the only roundtable podcast in compliance. The entire gang was also thrilled to be honored by W3 as a top talk show in podcasting. In this episode, we have the quartet of Karen Woody, Jonathan Armstrong, Matt Kelly and Jay Rosen. We end with a veritable mélange of shouts outs and rants. 1. Karen Woody looks at a recent panel of two consisting of the current and most recent chair of the SEC, Gary Gensler and Jay Clayton respectively. Karen shouts out to the Indianapolis Motor Speedway. 2. Jay Rosen considers telemedicine and telehealth coming...2021-12-0952 minClassroom Insiders with Karen WoodyOnce Upon a Trading Law: The History of Insider TradingLegislation changes month to month, year to year, but over the last century, the changes have been astounding. Classroom Insiders is the exciting new podcast where Karen Woody and her students from Washington and Lee University explore the arc and evolution of insider trading law for the past 100 years.In this pilot episode of Classroom Insiders, Karen interviews Ben Richie. Ben is currently a Student Honors Intern in the U.S. Securities and Exchange Commission. Previously, he worked as a Corporate Paralegal in the Greater New York City Area. Ben talks about the history...2021-12-0324 minClassroom Insiders with Karen WoodyIntroducing the Classroom Insiders Podcast.Join Karen Woody and her Insider Trading Seminar students from Washington and Lee university as they explore the arc and evolution of insider trading over the last century. Each episode will feature a discussion between Karen Woody and a student about insider trading and regulation. Find out what the future lawyers of the university think about past and current legislation, and learn more about this fascinating area of law.2021-11-1901 min
Everything ComplianceEpisode 88, the CCO EditionWelcome to the only roundtable podcast in compliance. Today, we are joined by our newest panelist Karen Woody join us as a permanent panelist. The entire gang was also thrilled to be honored by W3 as a top talk show in podcasting. In the context of several different stories, the full gang takes a deep dive into the role, status and potential liability of the CCO. We end with a veritable mélange of shouts outs and rants.
Karen Woody talks about a 2018 SEC enforcement action which held a CCO personally liable and its implications going forward. Karen has a...2021-10-281h 06
Everything ComplianceEpisode 87, the Award-Winning EditionWelcome to the only roundtable podcast in compliance. Today, we are thrilled to have our newest panelist Karen Woody join us as a permanent panelist. The entire gang was also thrilled to be honored by W3 as a top talk show in podcasting. We end with a veritable mélange of shouts outs and one epic rant. 1. Karen Woody talks about the ‘wild west’ of cryptocurrency and the regulatory environment growing up around it. Karen has a shout out domestic tourism in Brown County Indiana. 2. Jay Rosen discusses the morally bankrupt culture at Facebook and...2021-10-141h 13
FCPA Compliance ReportKaren Woody on Comings and Goings at the SECIn this Episode of the FCPA Compliance Report, I am joined by Professor Karen Woody to look at the current state of the SEC in the Biden Administration. Highlights of this podcast include:
A. SEC-Early Impressions
SEC debate in the public arena between the commissioners.
Early impressions of SEC Chair Gensler.
What are some of the top priorities you have seen so far from the SEC?
Has new enforcement life been breathed into the SEC?
B. Specific Topics
Where will SEC enforcement go on SPACs? Will Lordstown Motors be a harbinger or simply just another accounting fraud?
Non-bribery FCPA enforcement under book...2021-08-3031 minThe ESG ReportThe SEC and ESG with Karen WoodyTom Fox welcomes Karen Woody, Assistant Professor of Law at Washington and Lee University and “uber SEC watcher”, to this week’s episode of the ESG Report. They have an engaging discussion about how the SEC views its role in advancing ESG, and how ESG can impact potential investment opportunities.Pushing ESG ForwardThe SEC is driving the conversation on ESG disclosures, Karen tells Tom. Their new reporting guidelines on climate risk will be out soon, and they believe there should be more robust reporting in other ESG areas as well. Corporate Americ...2021-08-0216 min
La Pelusa Mental30 - Freestyle Vol. 1Déjate llevar por nuestra conversación freestyle. Esta es una verdadera pelusa mental, you are welcome.
Temas que tocamos:
- Sister Wives (Poligamia)
- Atomic Habits
- Ainara nos da trucos para formar mejores hábitos
- Karen *NO* es pro-Woody Allen
- Y mucho, mucho más!
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Support this podcast: https://podcasters.spotify.com/pod/show/pelusamental/support2021-06-0855 minJV to the ProsS3 EP20Topics:Jack and Corey discuss Retro TV shows and peeling back the curtain on the back stories of retro TV shows. (Many are discussed)Woody Allen's filmography and scandalEd Begley JR. and JackJack's personal assistant Robert Kardashian's association with OJ SimpsonBest Love Songs Lists2021-06-031h 32
The Compliance HandbookInternal Controls with Karen WoodyInternal ControlsInternal controls are an organization's processes, regulations, and practices for maintaining corporate governance's accuracy in fostering transparency and avoiding fraud. Internal controls may help enhance operating performance by improving the accuracy and reliability of financial statements, in addition to compliance with laws and legislation and discouraging workers from embezzling assets or committing fraud.In another uber-treat episode of The Compliance Handbook, I've invited Karen Woody to talk about internal controls' role in compliance.Key takeaways discussed in the chapter:2021-03-1631 min
Sports Wagon PodcastEpisode 53: Is it me, or is the Super Bowl a CON-SPIR-ACYCollege Football
National Signing Day final standings
Update on the NIL legislation in Congress
MLB
Spring training and season notes
NBA
Lebron vs. "Courtside Karen"
Should the NBA have an All-Star Game this season?
Super Bowl LV prediction and what Dwight Smith thinks of the Super Bowl in general
College Basketball scores from Saturday night
PSA: Say no to Super Bowl parties in 2021
Music by DJ Cam One
Twitter/Instagram: @dj_cam_one
#dj_cam_one
...2021-02-0733 min
KinkyCastJust Rob & Just Karen.JustRob (He/Him) and JustKaren (She/Her) are from Jacksonville, FL. They have been together and active in the BDSM and Leather communities since 2008. He identifies as a reaction junkie dominant and She identifies as a voyeuristic bisexual switch. They are Leatherfolk, educators, advocates, community organizers, leaders and just all round fun to chat with.
https://www.kinkycast.com/archive/2020-archive/350---just-rob--just-karen.html2020-10-0934 min
Inspired Action Life Podcast13. Inspired Action Podcast With Mark MinardI had the honor of kicking off my Season 2 podcast series..."Success Leaves Clues" by speaking with Best Selling Author, Speaker, Top 100 Podcaster and CEO of Dreamshine, Mark Minard
Listen for his crazy story of how he went from finding himself in a jail cell at 17 yrs old living in a trailer making bad choices in his life to finding his way into college getting his degree and embarking on a life journey that he could have never believed was possible as that 17 yr old sitting in the jail cell. A life that included:
•Starting his own organization for developmental di...2020-08-191h 07
The WoodcastThe Woodcast - Episode 6 Erasing, Revising, ReactingLooking into the social actions of recent days and their effects. Views from the deck, 911 calls, Karen, Karen, Karen!
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Send in a voice message: https://anchor.fm/woody-theal/message2020-06-1516 min
Youth Theatre PodcastInterview: Val Z. meets Nic Rouleau, of "Book of Mormon" and "Hello Dolly"In the first of our "Interview" episodes, current Peninsula Youth Theatre (PYT) performer Val Zvinyatskovsky interviews Nic Rouleau. Nic Rouleau made his Broadway debut in The Book of Mormon. Rouleau began as a standby for original star Andrew Rannells and eventually took over the role of Elder Price, leading the show’s first Broadway replacement cast. He went on to play Elder Price in the Chicago and West End productions, as well as touring with the show across the U.S. He recently starred as Cornelius Hackl in the national tour of "Hello Dolly" starring Betty Buckley and directed by J...2020-04-1640 min
FCPA Compliance ReportKaren Woody on Profit Disgorgement at the Supreme CourtIn the Episode, I visit with Karen Woody, Assistant Professor of Law. Her areas of expertise include, Securities Law, Financial Regulation and White-Collar Crime. We visit about the recent Supreme Court argument in the Lui case and how it might (or might not) impact the SEC’s ability to seek profit disgorgement for fraudsters.
Some of the highlights include:
What is profit disgorgement? Is it different from restitution?
How has the SEC used this doctrine in the past?
How did the Kokesh decision open the way for the Lui appeal?
How does the Lui case attack this doctrine?
What question wa...2020-04-0623 min