Shows
Great Women in ComplianceGWIC X EC Q2 2025 - Exploring Compliance InnovationsWe’re back with another GWIC x EC crossover episode. Today, we have the quartet of Great Women in Compliance of Kristy Grant-Hart, Karen Moore, Lisa Fine, and Hemma Lomax.
The GWIC quartet discusses various intriguing topics related to compliance. Lisa Fine kicks off the conversation by discussing the new ‘failure to prevent fraud’ guidance in the UK, which places greater responsibility on companies to avoid engaging in fraud. The group delves into the implications of this law and its extraterritorial elements. Hemma Lomax shifts the conversation to changes in the False Claims Act in the US, highlighting its expand...2025-06-2554 min
Great Women in ComplianceFrom Hotline to Headline: The DOJ’s Whistleblower Awards Reboot with Mary Inman and Liz SoltanIn this timely roundtable, Lisa and Hemma sit down with Mary Inman and Liz Soltan, two powerhouse advocates in the whistleblower legal space, to unpack the DOJ’s newly revised Corporate Whistleblower Awards (CWA) Pilot Program and its implications for the compliance community.
We also explore what makes whistleblowing work, how to support internal and external reporters, and why this moment may mark a turning point for global whistleblower engagement.
Highlights:
Mary and Liz break down the newly added DOJ priority areas
How the CWA Pilot Program could evolve into a DOJ equivalent of the SE...2025-06-0443 min
Great Women in ComplianceMovements, Not Mandates with Amy WilsonIn this episode of Great Women in Compliance, host Dr. Hemma Lomax sits down with strategist, author, and culture designer Amy J. Wilson to explore how compliance professionals can become catalysts for culture change, not just enforcers of rules. Together, they unpack what it really takes to evolve workplace culture from the inside out.
Amy brings 20+ years of cross-sector experience—from serving as a White House Presidential Innovation Fellow to founding Culture Shift Studio and Healing for Work. She’s the author of Empathy for Change: How to Build a More Understanding World, a book that reframes empathy as a...2025-05-081h 03
Great Women in ComplianceMovements, Not Mandates with Amy WilsonIn this episode of Great Women in Compliance, host Dr. Hemma Lomax sits down with strategist, author, and culture designer Amy J. Wilson to explore how compliance professionals can become catalysts for culture change, not just enforcers of rules. Together, they unpack what it really takes to evolve workplace culture from the inside out.
Listen in as Amy shares:
· How to shift from “Old Power” mandates to “New Power” movements
· The real reason why 70% of change initiatives fail (hint: it’s not a policy problem)
· The four pillars of successful culture movements: Emotiona...2025-05-071h 03
Great Women in ComplianceExploring the Future of Compliance: Key Takeaways from Compliance Week 2025This episode of Great Women in Compliance is very special. Tom Fox joins Lisa Fine, Ellen Hunt, and Hemma Lomax for our annual GWIC/FCPA Compliance Report cross-post podcast, which we recorded at Compliance Week 2025.
Key highlights:
The Vibe at Compliance Week 2025
Opportunities for Growth in Compliance
The Importance of Ethical Decision Making
Global Perspectives on Compliance
Practical Advice and Takeaways
Our discussion centers around the current state of compliance, emphasizing the importance of community and collaboration. The panelists reflect on the vibe of Compliance Week 2025, highlighting keynotes and sessions that underscore the need for...2025-05-0125 min
Great Women in ComplianceRoundtable on the Future of Financial Crime PreventionIn this episode of Great Women in Compliance, hosts Dr. Hemma Lomax and Lisa Fine bring together Patricia Marinho and Maria Luisa Signorini to discuss the future of financial crime prevention. The conversation delves into their extensive backgrounds in financial compliance, the role of technology and AI in anti-money laundering (AML) controls, and the challenges and advancements in the field. They also reflect on the importance of human oversight in AI-driven systems and share their visions for the future of AML technology.Highlights include:
A tour of the guest’s deep experience in financial regulation and risk...2025-04-0231 min
Great Women in ComplianceThe Future of Enforcement with Jennifer LeeIn this Great Women in Compliance episode, Hemma hosts Jennifer Lee, a partner at Jenner & Block and former Assistant Regional Director at the SEC. The discussion covers Jennifer’s work in SEC investigations, the importance of integrity in legal practice, and key challenges faced by compliance professionals, including evolving cybersecurity obligations and the future of FCPA enforcement.Tune in today to hear Jennifer share her insights on maintaining ethical standards, managing client expectations during investigations, and the value of community and mentorship in the legal profession.Highlights include:
How to avoid the slippery slope to en...2025-03-2641 min
Great Women in ComplianceHearing the Unheard: Leading with Courage When the News Isn’t GoodThere is a lot to unpack in this roundtable episode hosted by Sarah Hadden and Ellen Hunt. Listen as they flip the script on delivering bad news to explore how to educate our leaders to hear and act on bad news. Our experts Elaine Lin Hering and Deb Hennelly share and explore strategies on how to:
Build a trusting relationship before the crisis;
Incorporate role play as an anchor for the desired behavior when bad news needs action;
Understand that emotions are data that you need to leverage.
Address the “silence” that hinders ethical behavior, and
Create real psychologic...2025-03-1945 min
Great Women in ComplianceStop, Collaborate, & Listen with Kristy Grant-HartIn this Great Women in Compliance episode, GWIC co-host Hemma Lomax sits down with compliance expert Kristy Grant-Hart, author of How to Be a Wildly Effective Compliance Officer. Kristy discusses Diligent’s recent acquisition of her consulting group, Spark Compliance, and shares her unique origin story, which led her from a background in film and television to becoming a leading figure in the compliance world.Tune in to learn about the four human motivators and the role of fear alongside ethical culture in compliance, the future skillsets required for compliance officers, and the integral role of community and...2025-03-1242 min
Great Women in ComplianceGWIC X Everything ComplianceWelcome to the Great Women in Compliance podcast on the Compliance Podcast Network, sponsored by Corporate Compliance Insights. Today’s episode is a special episode cross-posted with Everything Compliance.In this episode, host Kristy Grant-Hart joins Everything Compliance panelists Karen Moore and Karen Woody to team up with the Great Women in Compliance regulars Hemma Lomax and Lisa Fine to dissect current issues in the compliance landscape. They look into the implications of the U.S. Constitution’s 10th Amendment on state rights amidst federal executive action, affecting data privacy and ESG regulations. The panel also explores the...2025-02-0555 min
Great Women in ComplianceCatherine Razzano on Leading with PassionIn this week’s episode, Hemma visits Catherine Razzano, a veteran legal and compliance expert and Head of Global Legal Compliance at social media giant TikTok.Learn about Catherine’s transition from private practice to in-house compliance work as she shares her journey from a prestigious clerkship and partnership track in Big Law with an FCPA and white-collar practice to leading in-house compliance teams at General Dynamics, Panasonic, and TikTok. Hemma asked Catherine about the challenges and benefits of working under a monitorship, with Catherine emphasizing the importance of relationship building and trust. Catherine also shared her experi...2025-01-1539 min
Great Women in ComplianceCompliance, Consistency and Agility with Lisa Beth Lentini WalkerIn our 2025 kickoff episode, Lisa speaks with Lisa Beth Lentini Walker, Deputy General Counsel, Corporate Legal, and Assistant Secretary at Marqeta, the CEO and Founder of Lumen Worldwide Endeavors. Lisa Beth is also a mentor, advocate, and friend to many in the compliance community.While many people consider a CECO role their ultimate career goal, others look to a more GC-focused role. In the past few years, Lisa Beth’s career has evolved in that way while she remains involved in compliance. In this episode, she talks about her role, how serendipity and planning helped her get to...2025-01-0825 min
Great Women in ComplianceHoliday EditionHappy Holidays from the Great Women in Compliance podcast. For the last episode of 2024, we wanted to share insights and some holiday cheer. We all share some of our thoughts about the trends and developments in 2024, and of course, there is a focus on AI. Sarah brings some news about CCI and their next phase, and Ellen reiterates her ongoing commitment to organizational justice. We also shared some thoughts about 2025, and Lisa raised the challenges that global organizations will face with the various – and sometimes contradictory – regulations and laws from different countries. The group shares some of our favorite GWIC mome...2024-12-1828 min
Great Women in ComplianceJoy Hayes and Gitanjali Sakhuja on Expats and Repats: Working Abroad & Reentry to the USWelcome to the Great Women in Compliance podcast with Hemma Lomax and Lisa Fine, sponsored by Corporate Compliance Insights. Have you considered being an Expat and what it’s like to return after being abroad? This #GWIC episode explores what you need to know on both legs of the journey and the rich personal and professional growth that comes from immersing yourself in another culture and country.Our expat guests, Joy Hayes, who has just moved to Geneva, Switzerland, and Gitanjali Sakhuja, who has worked in seven different countries and is now back in the U.S., sh...2024-11-2035 min
Great Women in ComplianceReflections and Resilience Through a Compliance Career with Karen BerthaWelcome to the Great Women in Compliance podcast with Hemma Lomax and Lisa Fine, sponsored by Corporate Compliance Insights. In today’s episode, Lisa speaks with Karen Bertha, who has built world-class programs throughout her career, most recently at V2X. She has significant acquisition and post-acquisition due diligence expertise, including at V2X. After that acquisition, she was at a crossroads and needed time to take stock and pause.Karen reflects on her work with due diligence, including how and when compliance should be involved in due diligence. They also discuss strategies for post-integration, even if compliance i...2024-11-1321 min
Great Women in ComplianceEpisode 248 – GWIC x Everything ComplianceWelcome to the Great Women in Compliance podcast with Hemma Lomax and Lisa Fine, sponsored by Corporate Compliance Insights. GWIC goes in a different direction today with a cross-post with Everything Compliance. Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. Kristy Grant-Hart hosted a Special Edition episode of Everything Compliance a few months ago with some of the Great Women in Compliance. The episode was so popular (and the host and guests had so much fun) that everyone involved decided to make it a quarterly event and cross-post it on GWIC...2024-11-061h 03
Great Women in ComplianceCurrent Developments in Whistleblower Laws and PracticeWelcome to the Great Women in Compliance podcast with Hemma Lomax and Lisa Fine, sponsored by Corporate Compliance Insights. Over the past few months, the Department of Justice put forth the Whistleblower Pilot Program, and the update to the Evaluation of Corporate Compliance Programs. It was the perfect time to focus on how these impact whistleblower laws. Jane Norberg, who is a partner at Arnold & Porter and the former Chief of the Office of the Whistleblower and Mary Inman, who is a founding partner of Whistleblower Partners. Mary is also an advocate for the power of whistleblowers and is kn...2024-10-3049 min
Great Women in Compliance2024 SCCE CEI Wrap UpThis episode is a rare opportunity for #teamgwic to catch up in person at one of the key Ethics & Compliance events, the SCCE Compliance & Ethics Institute (CEI). CEI was in Grapevine, Texas, and, as usual, was a great experience.In this episode, Lisa, Hemma, Ellen and Sarah discussed their highlights from the event. The first keynote was from Principal Deputy Assistant Attorney General Nicole M. Argentieri, who announced revisions to the Evaluation of Corporate Compliance Programs, and the group touches on this and the significance of the changes and having them announced at SCCE. There will be m...2024-09-2618 min
Great Women in ComplianceShruti Shah – The Power of Informed & Passionate PartnershipIn this Great Women in Compliance episode, Hemma Lomax interviews Shruti Shah, a Senior Policy Advisor for Anti-Corruption in the Office of the Coordinator on Global Anti-Corruption at the U.S. Department of State. Shruti and Hemma explore how the US government builds partnerships with the private sector and civil society globally to implement the US Strategy on Countering Corruption.Highlights include personal stories about the unstoppable power of informed and passionate individuals, the acknowledgment that corporate executives working in compliance are part of a global community, and the recognition that persistence pays off. Learn more about...2024-08-0740 min
Great Women in ComplianceErica Salmon Byrne: Building a Legacy of Ethical ValueIn this episode of Great Women in Compliance, Hemma visits with Erica Salmon Byrne, Chief Strategy Officer and Executive Chair of Ethisphere. Having long admired Ethisphere for its commitment to advancing business integrity in a meaningful way, Hemma invites Erica to share how her organization backs that up with research, data from industry benchmarking and culture assessments, and the creation of a strong compliance community. Erica shares her ethics and compliance origin story and critical insights on building a legacy of ethical value and business integrity.Highlights include the compliance value creation story and how not to be mer...2024-07-101h 03
Great Women in ComplianceGWIC and Everything ComplianceWelcome to the Great Women in Compliance podcast on the Compliance Podcast Network, sponsored by Corporate Compliance Insights. In today’s episode, we have a special episode, which is cross-posted with Everything Compliance, which we call Ladies Night: Exploring Compliance in All-Female Podcast Takeover.In this special Ladies Night edition of the Everything Compliance Podcast, guest host Christy Grant Hart is joined by notable women in compliance as guest panelists, Karen Woody, Karen Moore, Lisa Fine, and Hema Lomax for an in-depth discussion. Topics covered include the complexities of Caremark duties and its recent interpretations, Boeing's ongoing complia...2024-06-2058 min
Great Women in CompliancePrivacy and AI Compliance - A Principled ApproachIn this episode of the Great Women in Compliance podcast, Hemma and Ellen host a roundtable with Hope Anderson, a partner in White & Case’s Data, Privacy & Cybersecurity Practice, and Jean Liu, Assistant General Counsel, Privacy, Safety, and Regulatory Affairs who joined Microsoft in 2023 as part of the Nuance Communications, Inc. acquisition.Hope and Jean have a wealth of experience advising on privacy, AI, and data governance compliance issues, and they are well-positioned to leverage this experience in the wake of a rapidly evolving regulatory landscape. Hemma and Ellen didn’t waste a minute mining these two expe...2024-06-1234 min
Great Women in ComplianceCompliance Week 2024 Wrap UpWelcome to the Great Women in Compliance Podcast. We are back and excited for the next set of podcasts. We kick off with a discussion between #teamgwic – Hemma Lomax, Ellen Hunt, Sarah Hadden and Lisa Fine to talk about the recent Compliance Week 2024 conference and the upcoming podcast episodes. Compliance Week started with the Women in Compliance brunch, where Ellen spoke and Lisa moderated. The focus of the brunch was on Board Service, and started a week of knowledge sharing, best practices, lessons learned, and building community in our profession It wa...2024-04-1020 min
Great Women in ComplianceRupert Evill on Prioritizing Employee Well-Being in Risk ManagementWelcome to the Great Women in Compliance Podcast. How can you make risk management more relevant? In this episode, Hemma Lomax visits with Rupert Evill, a seasoned expert in human-centered risk management, with a diverse background spanning over 50 countries and 30 sectors, and a strong academic foundation in business, international relations, and sustainability.Rupert’s perspective on human-centered risk management is deeply rooted in the importance of understanding and valuing the personal and human aspects of risk. He emphasizes the need to consider values, ethics, and beliefs when assessing and managing risks, and highlights the significance of empathy, co...2024-03-061h 04
Great Women in ComplianceSabrina Segal on Reimagining Risk ManagementWelcome to the Great Women in Compliance Podcast. How can we reimagine risk management? In this episode, Hemma Lomax visits Sabrina Segal, a seasoned third-sector integrity risk and compliance advisor with a legal background. Sabrina is currently in Rwanda as part of an international development and humanitarian assistance team. She hosts Tolerable Risk, a podcast about integrity and compliance in the third sector.Sabrina shares her perspective on compliance and risk management in the third sector, which is inherently high-risk, largely due to its operation in areas where the private sector may not see value and where...2024-02-141h 02
Great Women in ComplianceGitanjali Sakhuja on Dancing and Diplomacy in ComplianceWelcome to the Great Women in Compliance Podcast. In this episode, Hemma Lomax visits with Gitanjali Sakhuja, a Fractional Chief Compliance and Ethics Officer based in Washington, D.C. In her current role, Gitanjali works with small to mid-cap companies and nonprofits in the strategic implementation and management of their ethics and compliance programs. Gitanjali mentors regularly with StreetWise Partners, hosts Compliance Socials, a DMV-based community for ethics and compliance professionals and is currently also founding a path for Eyesea, an app mapping pollution in the oceans. She previously worked for the United Nations Development Programme in New York...2024-02-0741 min
Great Women in ComplianceHayley Tozeski-From Big Law to Big ComplianceWelcome to the Great Women in Compliance Podcast. Today Hemma visits with Hayley Tozeski on her career in compliance.Hayley Tozeski is a seasoned professional in strategic compliance and risk management in business conduct, with a rich background in big law and financial crime enforcement. Hayley’s perspective on the subject is that it is vital to prioritize and allocate resources effectively, advising companies on strategic investment of money, time, and resources in managing risks. She believes that a clear strategy is essential for the company and its stakeholders to understand the timeline and pace of development in...2024-01-1037 min
Great Women in ComplianceMary Shirley Checks in with a GWIC Year End Wrap UpWelcome to the Great Women in Compliance Podcast. Today Lisa and Hemma visited with GWIC co-founder Mary Shirley about her move to the West Coast, her new role, and what she sees down the road for compliance in 2024 and beyond.Most recently, she wrote “Living Your Best Compliance Life: 65 Hacks & Cheat Codes to Level Up Your Ethics & Compliance Program (CCI Press 2023).” In “Level Up,” Mary utilized many of her experiences and others in putting together practical and insightful hacks to help new and experienced compliance professionals going forward. Mary also shares some new “hacks” that have been shared with h...2023-12-2031 min
Great Women in ComplianceLisa Beth Lentini Walker on Compliance Career ConnectionsWelcome to the Great Women in Compliance Podcast. Today Lisa Fine visits with Lisa Beth Lentini Walker on her career in compliance and how compliance career connections can help one’s journey in compliance.Lisa Beth Lentini Walker is a renowned figure in the ethics and compliance field, currently serving as the Associate General Counsel, Corporate Legal and Assistant Secretary at Marqeta, and the CEO and founder of Lumen Worldwide Endeavors. With a rich background as a securities lawyer and a Chief Compliance Officer, Lisa Beth has a unique perspective on ethics and compliance. She believes in th...2023-12-1325 min
Great Women in ComplianceJessica Hayden on Sliding DoorsWelcome to the Great Women in Compliance Podcast. Today Hemma Lomax visits with Jessica Hayden, a graduate of Georgetown University Law Center and held senior compliance roles at 21st Century Fox, Disney, and Comcast Corporation. This past year she took a step back from corporate life to work on refugee assistance, writing, and moving her family (once again) overseas. Jessica is a seasoned compliance professional with a diverse background in global ethics and international living experiences, having honed her skills in the compliance function through a career in law, including expertise in litigation and the FCPA world.H...2023-12-0627 min
Great Women in ComplianceThe Art and Sciences of Story - BuildingCome join us for a story or two and tap the shoulder of the storyteller in you. Sarah Hadden and Hemma Lomax were simply enchanted by a presentation by Michelle Beistle and Ashley Dubriwny on the art of story building at the SCCE Compliance and Ethics Institute in Chicago earlier this year and couldn’t wait to share this experience with the GWIC community. Michelle and Ashley literally wake up every day to save the planet in their roles as compliance professionals at The Nature Conservancy (TNC). They have a magnificent talent not only for spinning together an engaging st...2023-11-2945 min
Great Women in ComplianceA Roundtable on Leveraging Compliance ConnectionsWelcome back to the Great Women in Compliance podcast. In today’s episode, we kick off our new roundtable format with two special guests joining Hemma and Lisa in discussing leveraging our connections to have an impact at scale in our work. As compliance professionals, we take on more and more and are often involved in complex and novel issues that are difficult to solve alone with confidence. Tune in to hear how Fatema Merchant and Karin Johnson have navigated this during their professional journeys and how they not only send the elevator back down but also help each ot...2023-10-2531 min
Great Women in ComplianceLizette Arias – Speaking Out About Speaking OutWelcome back to the Great Women in Compliance podcast. In today’s episode, Lisa talks with Lizette Arias, who went through this and is now thriving. Today, she is the Director of Ethics and Compliance at Conagra and was recognized as an Emerging Leader in this year’s Diversity MBA Top 100 Under 50.Providing a safe environment for people to raise concerns is a priority for any Ethics & Compliance officer, but what happens when that person learns first-hand that the safe space does not exist?Like many of us, she raised concerns about an individual’s expenses...2023-10-1829 min
Great Women in ComplianceSCCE Recap...and GWIC's plans for Q3Welcome back to the Great Women in Compliance podcast. Today's episode was recorded by the full GWIC 2.0 team, Lisa, Hemma, Ellen Hunt and Sarah Hadden during the Society for Corporate Compliance and Ethics conference (CEI) in Chicago. It was a fantastic event, and all four women valued the opportunity to connect with friends and meet some new people as well. The episode was recorded before Deputy Attorney General Lisa Monaco spoke, but all were looking forward to hearing that.In this episode, each one of the group mentioned some highlights from the beginning of the conference, and their...2023-10-1122 min
Great Women in ComplianceA New EraWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Hemma Lomax.GWIC is back to start the 2.0 era! We are very excited to be back, and to start out our new format and hear your views. One consistent thing about the GWIC community is how much you all accomplish and that happened with Lloydette. As you will hear, Lloydette has been offered an amazing government appointment. One of the downsides is that she needed to re-evaluate some of her public commitments. It made the most sense for her to step down from GWIC...2023-09-2730 min
Great Women in ComplianceA New EraWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Hemma Lomax. GWIC is back to start the 2.0 era! We are very excited to be back, and to start out our new format and hear your views. One consistent thing about the GWIC community is how much you all accomplish and that happened with Lloydette. As you will hear, Lloydette has been offered an amazing government appointment. One of the downsides is that she needed to re-evaluate some of her public commitments. It made the most sense for her to step down from GWIC. During...2023-09-2730 min
Great Women in ComplianceGWICies and Thank You MaryWelcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine.It all started with a casual conversation between friends in October 2018 at an evening event in Las Vegas, and shortly thereafter, the Great Women in Compliance podcast was born, the first podcast on the Compliance Podcast Network that was not hosted by Tom Fox. For the last 4.5 years, Lisa Fine and Mary Shirley have worked on developing the podcast to best bring listeners quality content and this week, they reach their 200th episode. At this juncture, Mary passes the baton to Lloydette Bai-M...2023-07-0537 min
Great Women in ComplianceGWIC 2.0- Introducing Lisa’s New Co-Host Lloydette Bai-MarrowWelcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. As part of the countdown to 200, Lisa and Mary have their last two episodes before the GWICies and the summer hiatus before GWIC 2.0. Today, we get to announce our new co-host, Lloydette Bai-Marrow, who was featured in Episode 110. She is the founding partner of Parametric Global Consulting ,a former prosecutor at the UK’s Serious Fraud Office, is a member of the Board of Spotlight on Corruption, a UK-based anti-corruption charity that tracks how the UK implements its anti-corruption laws and has a commitmen...2023-06-2121 min
Great Women in ComplianceReflections from Lisa and MaryWelcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. Today, however producer Tom Fox guest hosts Mary and Lisa. The Great Women in Compliance podcast is not quite at 200 episodes. However Lisa, Mary and Tom wanted to do special joint episode, looking back on the last 4.5 years of #GWIC.Tom leads this episode by putting questions to Lisa and Mary while sharing his own perceptions and observations about the journey so far. The team discusses some behind-the scenes content about how the episodes were put together in light of the goal...2023-05-3125 min
Great Women in ComplianceLisa Fine on Change, Culture and CommunityWelcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. A few years ago, Lisa committed to doing one solo episode a year, and here is the 2023 episode. As she prepared (which is always a strange experience as it isn't for a conversation with someone else, but a soliloquy), this became a theme of "threes" - she talks about 3 topics, all of which start with "C" the third letter of the alphabet. These are change, culture and community.In the change section, she gives some spoiler updates on the GWIC 2.0 format, am...2023-05-1025 min
Great Women in ComplianceMary and Lisa in a Discussion in The Big News EditionWelcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. As Lisa and Mary return from seasonal break, they have some big news about the next chapter of the podcast. Join this episode to hear about Mary’s planned departure from Great Women in Compliance at the 200th episode milestone and the exciting plans that Lisa has in mind to change things up and keep them fresh for #GWIC listeners when returning from an extended Summer break later in the year. We look forward to celebrating the 200th episode with all of our listeners on 5 July...2023-04-0532 min
Great Women in ComplianceAmii Barnard-Bahn on Knowing Your WorthWelcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. Today’s guest on the Great Women in Compliance podcast is one of the groundbreaking women in the E&C field, Amii Barnard-Bahn. Amii is a former Fortune 50 executive, the founder and CEO of Barnard-Bahn Coaching and Consulting, and recently joined Kaplan and Walker as a partner in February 2023. She is also the author of the Promotability Index and the PI Guidebook: How the Promotability Index® Can Help You Get Ahead in Your Career. Lisa and Amii discuss some of Amii’s recent work about listening...2023-03-1534 min
Great Women in ComplianceJen Hoar on Corporate IntelligenceWelcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. Have you ever wondered about corporate intelligence? What it means, how it is done, and how it relates to our work in ethics and compliance. In today's episode, Lisa speaks with Jen Hoar, who is a Managing Director at Forward Risk and Intelligence. Jen calls herself a "recovering journalist," and reflects on how that career path brought her to where she is today.Lisa and Jen discuss what corporate and human source intelligence are, and the strategies she uses to obtain relevant informatio...2023-02-1531 min
Great Women in ComplianceEllen Smith-Trade ComplianceWelcome to the Great Women in Compliance Podcast, hosted by Mary Shirley and Lisa Fine. Today’s episode on Trade Compliance, with Ellen Smith, is a celebration of male allyship. Ellen was nominated to be on the Great Women in Compliance podcast by Matt Silverman. It is always a joy for Lisa and Mary to see men supporting women and leveraging off the #GWIC podcast to achieve this goal. Ellen joins Mary and walks us through some Trade Compliance hot topics of the moment and helps us understand what boycotts are and how they fit into the Trade...2023-02-0822 min
Great Women in ComplianceEllen Hunt with the 2023 Hunt ReportIf CEOs have Larry Fink's Annual Letter to CEOs, then Lisa has Ellen Hunt's "Hunt Report." Ellen is Principal Consultant Advisor at Spark Compliance and is well known as a mentor and advocate to many in the E&C community. Ellen has finished her first year as a "Sparkie," and will update us on how that is going and what she is seeing and learning through her work. For the past few years, Lisa and Ellen have talked about retaliation and what we can do better to protect people who raise concerns and those who are witnesses in i...2023-02-0127 min
Great Women in ComplianceAmy Schuh on Kind vs. Nice: How to Build a Compliance FunctionWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley and to the new GWIC year. Many of us, especially women, think about the importance of being nice and kind, but have you thought about the differences between those two concepts? And is it a problem to be nice at work? In this episode, Lisa speaks with Amy Schuh, a partner at Morgan Lewis, talks about the distinction – and how being nice works only when things are going well, and being kind also includes being genuine, supporting your team and is critical to building a suc...2023-01-1830 min
Great Women in ComplianceNew Year’s Resolutions: A Conversation with the Compliance CommunityWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley and to the new GWIC year. Mary and Lisa are back, and looking forward to another season of interesting discussions with fabulous people where we can learn, talk and build our community. We are always looking to continue these discussions, so please reach out to us, and don't miss Mary's monthly column on Corporate Compliance Insights called "Living Your Best Compliance Life."In this episode, Lisa and Mary kick off the year with a New Year's Resolution themed-episode discussing what compliance officers sho...2023-01-1135 min
Great Women in ComplianceJacki Cheslow – Bringing Life to a Compliance ProgramWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.One of the best things about the longevity of the GWIC podcast is that Mary and Lisa get to build some of their own ideas and traditions. Some are things like "bonus episodes" - a great idea by Mary, the #GWICies, and one of Lisa's, which is to do her last podcast interview of the year with someone who is not only a leader in the E&C community due to her expertise, but also someone who is always a mentor and su...2022-12-1328 min
Great Women in ComplianceKortney Nordrum-Social Media and ComplianceWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.One of the things about social media is that it is always changing and always a challenge for us to address in ethics and compliance. Today, Lisa is speaking with Kortney Nordrum, VP, Regulatory Counsel and Chief Compliance Officer at Deluxe. Kortney has been a thought leader in this area through many changes, or as Lisa thinks of it, "from Facebook to TikTok."In this wide-ranging discussion, Kortney provides insight on how to develop effective policies to address the use of s...2022-12-0727 min
Great Women in ComplianceAll Star Women Monitors, Part 2Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.Today is the second part of a 2-part series that we have been planning for a while, and the timing turned out to be perfect. Lisa is speaking with an all-star panel of Audrey Harris, Bethany Hengsbach and Dionne Lomax, Managing Directors from Affiliated Monitors. Audrey’s area is Global Anticorruption, Compliance, Ethics & Non–Financial Risk, Bethany focuses on Global Corporate Compliance, with a focus on healthcare, and Dionne works in Antitrust and Trade Regulation, as well as being a professor at Boston Unive...2022-11-0931 min
Great Women in ComplianceAll Star Women MonitorsWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.Today is the first part of a 2-part series that we have been planning for a while, and the timing turned out to be perfect. Lisa is speaking with an all-star panel of Audrey Harris, Bethany Hengsbach and Dionne Lomax, Managing Directors from Affiliated Monitors. Audrey’s area is Global Anticorruption, Compliance, Ethics & Non–Financial Risk, Bethany focuses on Global Corporate Compliance, with a focus on healthcare, and Dionne works in Antitrust and Trade Regulation, as well as being a professor at Boston Univ...2022-11-0231 min
Great Women in ComplianceSCCE Roundup with Lisa and MaryWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.The 2022 Society of Corporate Compliance and Ethics, Compliance and Ethics Institute took place last week in Phoenix, Arizona. There was a mix of both in person and virtual attendees with a person presence significantly bolstered compared with the 2021 crowd, the first in person ECI since the pandemic hit. In 2023 it really felt like things were back and the Great Women in Compliance podcast hosts, Lisa Fine and Mary Shirley, debrief listeners with a roundup of highlights and musings from the conference, as well...2022-10-2632 min
Great Women in ComplianceGWIC x The Ethics Experts-Lisa’s EpisodeWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. As Lisa and Mary prepare for the end of 2022 with their fall hiatus, they thought they would mix it up by posting their Ethics Experts episodes. We've heard from Mary, and now it's Lisa's turn. In 2021, Lisa finally met Nick Gallo in person at the SCCE conference, and they talk about how they became "conference BFFs." In the episode, they talk about the importance of ethical decision-making and how to empower employees to do that. In particular, they also discuss how to grow and...2022-10-1943 min
Great Women in ComplianceGWIC x The Ethics Experts-Mary’s EpisodeWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. For the next two weeks, the GWIC team are presenting a collab with ComplianceLine: GWIC X The Ethics Experts! Mary and Lisa start their throwback Wednesday sessions by harking all the way back to the early days of COVID19, where Mary’s episode was recorded while she was in the New Zealand coronavirus lockdown.Gio Gallo interviewed Mary about her leadership style – especially focused on giving (junior) staff substantive, meaningful work and wings to fly while setting out a safety net, ho...2022-10-1240 min
Great Women in ComplianceMargarita Derelanko - She’s Going PlacesWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.In late 2018, Mary and Lisa began advertising the launch of the Great Women in Compliance podcast, which would air on 6 December 2018. Margarita Derelanko was one of the people who saw the marketing collateral and grew excited about the incoming podcast. She affords Lisa and Mary the opportunity to hear what the launch of the podcast was like from the other side of the fence – the to-date missing aspect of their origin story – what the listenership was thinking and how the podcast was receiv...2022-09-2826 min
Great Women in ComplianceRebecca Walker on Developing and Using Risk Assessments-A Holistic ApproachWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.One of the key components of a compliance program is a risk assessment. However, how to develop the right one for your organization is an art, not a science, as is how to best use the findings and report the results. In this episode, Rebecca Walker, one of the founders of Kaplan & Walker LLP, takes a deep dive into the subject.Rebecca has been in the compliance field for over 20 years, and has always been an advocate for a holistic an...2022-09-2129 min
Great Women in ComplianceDonna Schneider on Crucial ConversationsWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. Even if we weren’t in Compliance, the need to hold difficult conversations is part and parcel of participating in life in the human race. And it’s also true that Compliance Officers sometimes need to deliver bad news or talk people out of ideas they are very attached to. These responsibilities can lead to the need to invite important stakeholders to a crucial conversation with complex emotions involved. Donna Schneider returns to the GWIC podcast to give us a lesson on Crucial Con...2022-09-1428 min
Great Women in ComplianceMegan Zwiebel - Data, Behavioral Science and the Compliance FunctionWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.In this episode of Great Women in Compliance, Lisa speaks with Megan Zwiebel, who is Director of Operations & Delivery at R&G Insights Lab, which is an analytics and behavioral science practice, affiliated with the law firm Ropes & Gray. Megan started her career at a large law firm at a litigator, and used her natural curiosity and skill set to move into journalism, and now into her current role, where she and the team are helping to build innovative and practical solutions for...2022-09-0725 min
Great Women in ComplianceLisa Fine - Do Something That Scares YouWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. Eleanor Roosevelt (at least it is attributed to her) said "do something that scares you every day." There have been a lot of scary things over the past few years, but the idea of leaving your comfort zone is an important one. Last November, Lisa told Nick Gallo on the Ethics Experts podcast, that she fears doing solo episodes, and made a vow to herself that she would do that once a year. It's August, and here is that episode.Lisa ta...2022-08-2424 min
Great Women in ComplianceDeb Barrett - On Top of Her GameWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.Deb Barrett is Chief Compliance Officer of Qualcomm. She shares some insights of what it was like being in a company that has undergone some regulatory scrutiny. She and Mary Shirley discuss some ways to combat Compliance fatigue – important for any company with a robust Compliance program to consider but particularly ones that have prioritized Compliance initiatives for a period of years. The episode is rich with takeaways and ideas, including Deb’s thoughts on Compliance KPIs. Are you planning on heading...2022-08-1730 min
Great Women in ComplianceShannon Walker - A Holistic Approach to Raising ConcernsWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.A critical topic for any ethics and compliance program is the ability for employees to raise concerns - from the initial speak-up process to the interview to the potential for retaliation: Shannon Walker, the founder, and CEO at WhistleBlower Security, Confidential Ethics Reporting & Case Management Solutions.Shannon started in communications for large organizations in the US and Canada. She founded WhistleBlower Security with a vision to make the process easier and more comfortable for reporters while protecting organizations. Lisa and Sh...2022-08-1032 min
Great Women in ComplianceSarah Powell, Remember the WhyWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. Today's guest is Sarah Powell. Sarah is the kind of person who makes everyone around her stronger. Her work in ethics and Compliance is directly related to her commitment to social justice and making a positive impact through anti-bribery and anti-corruption work. Lisa can vouch for that as she works with Sarah as Global Compliance Counsel, Director, Third-Party ABC Compliance at Pearson.Sarah returned to her home in South Africa from London at the beginning of the pandemic and had...2022-08-0326 min
Great Women in ComplianceWendy Badger-Compliance from Soup to NutsWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.Mary and Lisa end the second GWIC semester with Wendy Badger. Wendy is Global Compliance Counsel at Tennant Company, where she oversees their global ethics and compliance program. She has worked in-house and in law firms, taking her experiences from one space and applying them to others. She is also an author, regular speaker, friend, and mentor to many - and one of the "OG GWICS" who has made this community grow.Lisa and Wendy discuss a number of different...2022-06-2945 min
Great Women in ComplianceGWICies and Compliance WeekWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.It's the 150th episode of the Great Women in Compliance podcast. This is a special episode because Mary and Lisa decided to do a joint episode in the middle of a season. And in honor of the 150th episode, they have brought back the GWICies. This year, they call out some things that resonated with them - the best new podcast, the best innovation this year, the best swag at a conference, the program that can be a phoenix and rise up, whi...2022-06-0130 min
Great Women in ComplianceKelly Paxton and the Great Women in Fraud PodcastWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.Today's episode is a joint episode of the "Great Women in Compliance" and "Great Women in Fraud" podcasts. Lisa speaks with Kelly Paxton, who is a Certified Fraud Examiner, investigator, teacher and a well-known expert on "pink collar crime."Lisa and Kelly discuss what makes a "Great Woman in" Compliance and Fraud, and is there a crossover between the two professions. They focus on the importance of mentors, removing barriers and what challenges are unique to our gender, professor, either or...2022-05-1836 min
Great Women in ComplianceNordic Business Ethics Initiative - Niina Ratsula and Anna RombergWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. Not too dissimilar from Lisa and Mary, Niina and Anna partner on a project to further knowledge to others in the Ethics and Compliance community. Their Nordic Business Ethics Initiative is a wonderful contribution to practitioners. We invite you to hear the story about how they got started and what they provide to others in the field. Niina and Anna discuss some of the recent findings in their benchmarking survey with Mary sharing some commentary on a surprising finding and how gl...2022-05-1133 min
Great Women in ComplianceAnn Sultan – Diversity as a Regulatory IssueWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.Today Lisa speaks with Ann Sultan, Partner and Practice Lead for the Europe-Caucasus-Asia Practice Group at Miller & Chevalier. Ann helps multinational companies build their compliance programs and conduct global investigations to support their anti-corruption, anti-harassment, and anti-discrimination objectives.Ann has spent most of her career in law firms and talks about how she built her practice and career, noting how the support of more senior women at Miller & Chevalier was impactful in her career growth. Lisa and Ann also discuss t...2022-05-0423 min
Great Women in ComplianceHemma Ramrattan LomaxWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. One of the interesting things about ethics & compliance as a field is that we look at ethical decision-making and policies and working to be innovative and approachable. In today's episode Lisa speaks with Hemma Ramrattan Lomax, Senior Corporate Counsel, Integrity and Compliance at Snap, Inc. As you may have heard last week with Nicole Diaz, Snap is doing exactly with their Code of Conduct and how they center so many things around their core value of kindness. Hemma elaborates on this and the career...2022-04-2030 min
Great Women in ComplianceJennifer Newton, CEO and Founder of NABCRMPWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. As this is Black History Month, we are thrilled to have Jennifer Newton join Lisa on this episode. Jennifer is the founder and CEO of the National Association of Black Compliance and Risk Management and Compliance Professionals ("NABCRMP"), NABCRMP, which is dedicated to networking, promotion and the advancement of Black Risk Management Professionals NABCRMP, which is dedicated to networking, promotion and the advancement of Black Risk Management Professional. In the past 18 months in particular, it has grown in numbers of employees, influence and incr...2022-02-1632 min
Great Women in ComplianceCorporate Integrity Matters with Sonja StirnimannWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. Corporate Integrity is something that is a core component of a strong compliance program, and today's guest is a leader in helping organizations globally understand and provide guidance on in this area, as well as hosting a wonderful podcast on this topic "The Human Factor: Why Corporate Integrity Matters." Sonja Stirnimann is the Founder and Managing Director at Structuul AG, a consultancy based in Switzerland which focuses on preventing fraud and non-compliance, as well as hosting her podcast. Lisa had the op...2022-01-1929 min
Great Women in ComplianceJonathan ArmstrongWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. Welcome to the first Great Women In Compliance episode for 2022. Lisa and Mary are really excited about starting off another year of connecting, communicating and celebrating our GWIC family.While Mary and Lisa usually start out each quarter with a joint discussion, this time they do a joint interview with a guest who was there when this podcast was born. Jonathan Armstrong is a strong supporter of women in compliance, diversity, and is an expert in GDPR, Brexit, and many other m...2022-01-1243 min
Great Women in ComplianceThe Brothers GalloWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. Nick and Gio Gallo are the heads of ComplianceLine, a reporting hotline company that offers myriad other Compliance (Ethics & Compliance Solutions | Compliance Management Systems & Software services as well. Nick and Gio are known as two good guys in Compliance – they espouse a servant leader model and know that a successful business is one that prizes ethical treatment of employees. Mary speaks to the brothers about their management style and the importance of ethics in the workplace extending to how we treat our most val...2021-12-1547 min
Great Women in ComplianceLisa Beth Lentini Walker – Raising Your GameWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. As we are getting to the end of 2021, which has been a challenging year in many ways, we also have a lot of wonderful people and work in the ethics and compliance community to celebrate. Lisa Beth Lentini Walker is one of those people. Lisa F wanted to end the year with Lisa Beth to reflect on this year, some lessons she learned, but mostly to talk about Lisa Beth and Stef Tschida's great book "Raise Your Game, Not Your Voice: How Liste...2021-12-0828 min
Great Women in ComplianceEpisode 128 – Kris Brown – Life After ComplianceWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. For some people, working in ethics and compliance is a destination, and for others, it is a stop on the journey. How do you figure that out? In today's bonus episode, Lisa talks with Kris Brown, who is the President of Brady, which is the leading advocacy group in the United States to end gun violence. Prior to joining Brady, she was the Chief Legal Officer at gategroup, and also worked at a large law firm.If this sounds a little...2021-11-2439 min
Great Women in ComplianceMichele Abraham on What Makes Up ESGWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.ESG, CSR, Sustainability...it seems like the thing that everyone is talking about lately. In today's Great Women in Compliance podcast, Lisa speaks with Michele Abraham, Senior Director - Ethics & Compliance, Associate General Counsel at Cooper Standard. Michele is a leader in this area and has worked to integrate ethics and compliance and ESG.She talks about what she thinks that compliance officers must to when they are starting to develop an ESG program, and also how the "E" of ES...2021-11-1028 min
Great Women in ComplianceLisa FineWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. Thanks so much for the brilliant response to the Halloween episode, we’re glad it provided amusement and a fun way to commemorate Halloween.Today is Lisa’s turn to be interviewed by Mary. Lisa shares her path to Compliance and talks about her specialist interest areas including some advice for conducting investigations. Lisa reflects on the last year and discusses some opportunities for growth with respect to her role as a Compliance professional and as a person. Join us for this ep...2021-11-031h 06
Great Women in ComplianceLuciane Mallmann and Gina Green-Women in Global Compliance, Building a CommunityWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. As Lisa and Mary started the Great Women in Compliance, they envisioned a larger community of women and those who support the careers of women in ethics and compliance. In early 2021, Women in Compliance Global (WEC) was born, and, as they say, they "aspire to create an invaluable network of peers, learning, and career-building without borders and biases." In just a short time, WEC has moved their mission and impacted women in ethics and compliance globally.In honor of that, Lisa...2021-09-221h 06
Great Women in ComplianceLisa Looks Back on 9/11Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. Today is a special GWIC episode in remembrance of the 20th anniversary of 9/11. Lisa was in Washington, D.C., and she shares some of her personal recollections of that day, including the chaos as the day unfolded, the contrast of the beautiful sky that day and the fear, and the sense of community while at the same time knowing things would never be the same.It has also been on her mind over the past year, especially after living through th...2021-09-081h 06
Great Women in ComplianceEllen Hunt - Speaking up and Retaliations: Compliance’s RoleWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. Today's episode is a "ripped from the headlines" one, where Ellen Hunt joins GWIC talk about some of the recent events of the last couple of weeks that put a light on raising concerns, whistleblowing and retaliation. Ellen is Vice President ~ Compliance Program Operations & Chief Privacy Officer at LifePoint Health, and a leader, sponsor and advocate for everyone in the ethics and compliance space.In this discussion, Lisa and Ellen discuss some of the recent developments in the ActiVision/Blizzard fa...2021-08-1142 min
Great Women in ComplianceThe Lightning Round: Surprise Listener Questions for Mary and LisaWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. Lisa and Mary welcome listeners back to a new season with hot seat questions put forward by their audience without time to prepare. They also give a spoiler alert for their next joint episode as something to look forward to and think about your submissions for the future. Here are the questions Lisa and Mary tackled in this episode: · How do you continue to learn in order to stay on top of things in your role?· “If your ideal compliance lea...2021-07-2142 min
Great Women in ComplianceRyan Rushing, Designing and Compliancing with PrideWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.Mary and Lisa are delighted to release a special episode that honors and celebrates Pride month. There is even distinctive and special cover art for this episode – check it out! Our guest today is Ryan Rushing, a graphic design artist at Broadcat. We discuss two main themes with Ryan, leveraging off her specialist skillset of communicating by way of designed documentation as well as how to be a better ally to transgender colleagues in the workplace as well as in...2021-06-301h 06
Great Women in ComplianceSusan Liautaud: Making Good Choices in a Complicated WorldWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. In this episode, Lisa speaks with Dr. Susan Liautaud who is the author of " The Power of Ethics: How to Make Good Choices in a Complicated World." She teaches ethics at Stanford University, is the founder of The Ethics Incubator, which is a non-profit, non-profit, independent, cross-sector laboratory and collaborative platform for innovative ethics in our changing world, from AI to our daily lives. One of the things that make her approach so unique is the manner in which she mak...2021-06-0931 min
Great Women in ComplianceDr. Pat Harned, Part 2Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. One of the best parts of GWIC is that we get the opportunity to speak with some of the trailblazers in our field. In the next two episodes, Lisa talks with Pat Harned, the CEO of the Ethics and Compliance Initiative (ECI). Today, Lisa gets to learn about Pat's background, what led her to working at ECI and how the organization evolved before and during her leadership. Pat talks about her experience as a woman in our field and as a CEO.2021-05-1925 min
Great Women in ComplianceLisa Krigsten, Crisis Management and the E&C ProfessionalWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. First, thanks to all who sent messages, encouragement, comments and thoughts related to Great Women in Compliance's 100th episode. We are so appreciative and excited for the next 100. So to start out our spring sessions, here is episode 101 where Lisa is starting some discussions about crisis management and how ethics and compliance professionals can help guide and provide the best impact when a crisis occurs. In the first discussion, Lisa speaks with Lisa Krigsten, who is a partner in the white collar and...2021-04-2130 min
Great Women in ComplianceLisa Fine on the One-Year of CovidWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. In last week's episode, Mary talked about her rants and raves, and when Lisa listened to that episode, it was so interesting and thought provoking that Lisa was inspired to comment on the discussion that Mary started and provided her own thoughts.Lisa had a front-row seat when Mary endured the misogynistic situation she discussed, and was shocked by it at the time, and also surprised that the same individual reached out to her! Lisa thought a lot about how yo...2021-03-1022 min
Great Women in ComplianceAsk Us AnythingWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. The Great Women in Compliance podcast is back! In this joint episode, Lisa and Mary kick off 2021 with an "ask us anything" episode where the questions were solicited from the GWIC Community. Mary and Lisa discuss substantive issues including their opinions what may happen in 2021, including whether compliance enforcement will change in the US given the change in administration; how organizations may change their management and leadership in the E&C function, and the "new new normal" from COVID.Th...2021-01-0633 min
Great Women in ComplianceMary Shirley, Original GWICWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. There is a lot to reflect on as we end 2020, and with all of the challenges of the year, it has been a landmark one for the Great Women in Compliance podcast and now the book. When reflecting on the final podcast for 2020, Lisa wanted to do something to commemorate this - and realized that she had never interviewed the person who she sees as the original GWIC, Mary. So, here is a discussion with Mary about things that are important to her...2020-12-1629 min
Great Women in ComplianceDr. Mary Gentile, Giving Voice to Values-Part 1Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.In this Part 1 of a special two-part series, Lisa welcomes Dr. Mary Gentile who is the creator and architect of Giving Voice to Values (GVV), which is a globally recognized program which shifts the focus from ethical analysis, to ethical implementation. This aligns with the manner in which many ethics and compliance professionals look to support their organizations by helping people act ethically. In this first episode, Lisa talks with Dr. Gentile about how GVV started from her review and analysis of ho...2020-11-1125 min
Great Women in ComplianceLisa Beth Lentini Walker on Mentoring in Compliance and Building Future LeadersWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. In this episode of Great Women in Compliance, Lisa catches up with Lisa Beth Lentini Walker, who started Lumen Worldwide Endeavors where she combines her entrepreneurial mindset to consulting and coaching professionals and teams in the areas of risk, ethics and compliance. Notably, earlier this year, Lisa Beth became one of the co-founders of MentorCore, which is an organization created to help risk and compliance professionals connect by identifying mentor relationships, sharing insights and growing the leaders of the future.Me...2020-07-2931 min
Great Women in ComplianceAsk Us AnythingWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. GWIC is back! This episode is dedicated to Mary and Lisa answering questions that they received as part of an "Ask Us Anything" call out for questions. They received questions in areas ranging from the origins and growth of the podcast, how guests are chosen, and podcast production. They were able to share some of the lessons they learned through this 1 1/2 year journey with "Great Women in Compliance," and the experiences they had in their podcasting experience thus far.They also di...2020-06-1747 min
Great Women in ComplianceAlison Taylor on the Intersection of CSR and ComplianceWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. Like Compliance, Corporate Social Responsibility (CSR) is an area which has had an increasing spotlight over the past few years. As a result, both of these functions have evolved and are more aligned in the past. In this episode, Lisa Fine visits with Alison Taylor. One of the trailblazers in this area is Alison Taylor, who is the Executive Director of Ethical Systems, a Senior Advisor at BSR and an adjunct professor at NYU Stern School of Business.Alison joins Lisa Fine on...2020-05-1326 min
Great Women in ComplianceMary & Lisa on Compliance and CoronavirusWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.COVID-19 has had a monumental impact all over the world. Every day, we see new public health issues, are living through economic challenges and everyone's daily lives are very different than a year ago, or even 3 months ago. In this special joint episode, Mary and Lisa share various perspectives of the new normal in their day-to-day lives regarding how the Coronavirus has affected both work and home during this era.The discussion runs the gamut from serious to lighthearted topics in...2020-04-0841 min
Great Women in ComplianceBreaking the Glass Ceiling for Muslim Women in Private PracticeWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.In this episode of GWIC, Lisa speaks with Fatema Merchant, who is an International Trade and White Collar Defense partner at Sheppard Mullin. She is also the first hijab-wearing woman to make partner at a Washington, D.C., Am Law 100 firm.Fatema talks about wearing the hijab in the context of how each of us expresses our identities and some common misconceptions. Many of us, women and men, may feel like our identities impact how others view our roles in meetings and inve...2020-03-1120 min
Great Women in Compliance#GWIC WinsWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. In this Episode 50, Mary Shirley and Lisa Fine sit down together for a very special episode. After getting the chance to speak together about the best professional advice that listeners had ever received at the end of the year, Lisa and Mary received some great feedback from listeners. Some of the responses were about achievements of our community, and they took that feedback and decided to team up again in this latest episode which is all about celebrating in the "wins" experienced by...2020-02-1225 min
Great Women in ComplianceLidia Lopez Trabalon: From Rules to Mindset: How Unconscious Bias Impact Compliance ProgramsWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. In this episode, Lisa Fine has a conversation with Lidia Lopez Trabalon, who is the Group Compliance Officer at SBM Offshore.We all have biases, conscious and unconscious, and these impact our thoughts every day. But how often do we think about them as part of our programs - both for ethics and compliance professionals and for those with whom we work.In today's Great Women in Compliance episode, Lisa Fine speaks with Lidia Lopez Trabalon, who is the Group C...2019-12-0429 min
Great Women in ComplianceLisa Fine on Protecting Whistleblowers and People Raising Concerns: An In-House PerspectiveWelcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley. In this week’s episode of Great Women in Compliance, they take things in a different direction as Tom Fox interviews Lisa Fine on the role of a compliance professional in the internal reporting process. Some of the highlights include:· Why you must establish a culture of trust to enable effective internal reporting. · It takes courage for an employee to step forward and report unacceptable behavior.· Why a compliance officer must think strategically when evaluating an internal whistleblower report. · Always consult with in-house legal.· Managing expectations both...2019-10-0919 min
Great Women in ComplianceDanette Joslyn-Gaul on Effective Leadership and Growing a Compliance CommunityIn this week's Great Women in Compliance Podcast, Lisa interviews Danette Joslyn-Gaul, Vice President of Global Compliance and Associate General Counsel at Pearson. This episode is also sponsored by Corporate Compliance Insights. In April of this year, Lisa joined Pearson as the Director, Compliance for the Americas. When Lisa learned about the role, she started researching the company, and Danette. Danette had been shortlisted for the Women in Compliance awards, both in her individual capacity and for the compliance team. This was one of the things that made this such a great opportunity for Lisa, and as you will hear...2019-08-2822 min
Great Women in ComplianceEpisode 21-Compliance Week 2019 RoundupIn this special bonus podcast, the co-hosts of Great Women in Compliance, Lisa Fine and Mary Shirley are joined by Tom Fox, host of the FCPA Compliance Reportas well as Amii Bernard-Bahn. We all participated in the recently concluded Compliance Week 2019 and we sat down to provide some of our reflections on the conference. This podcast cross-posts on Great Women in Compliance. The episode is sponsored by Corporate Compliance Insights. Some of the highlights include: Lisa Fine- the Key Note Presentation by Preet Bharara. Some of the highlights for Lisa were:· Doing the right thing can often be the most...2019-05-2939 min
Great Women in ComplianceKnocking for Opportunities with Lisa EstradaIn this episode of Great Women in Compliance, Mary visits with Lisa Estrada. They discussed what it is like to go into law and compliance as a second career – Lisa started out work life in politics before going to law school as a young mother, then working in health law in private practice before joining us at Fresenius Medical Care as the Chief Compliance Officer of the North America business. Lisa gave advice for those wanting to get into healthcare compliance. Lisa gave her views on the benefits of proactively asking for opportunities at work to make your ambitions known...2019-05-0829 min
Great Women in ComplianceFocusing on What Matters with Lisa Beth LentiniLisa Beth Lentini has worked in the U.S. Federal Government and is currently the Chief Compliance Officer and Co-Chair of the Deluxe Enterprise Risk Council, and one of her greatest passions in life is to help foster greatness in others. On this episode, Lisa talks about focusing on what matters, and why kindness is so important — to others, as well as yourself. Why is it so important for you to champion other women, including in our industry? There aren’t enough champions for women out there yet, and it's also about being the kind of person you wa...2019-01-0223 min