Alex Serman - Podcast Details

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Whiskey&WealthTechReimagining the ‘Old Fashioned’ Way: AI’s Disruption in Wealth Management with Greg WoolfIn this episode of Whiskey & WealthTech, Alex Serman sits down with Greg Woolf, founder and CEO of AI Think Tank, to sip Knob Creek whiskey and dive into the evolving role of AI in wealth management. From whiskey tasting notes to wealthtech trends, Greg shares his take on generative and agentic AI, the changing expectations of wealth managers, and how firms can stay competitive. Whether you're into bourbon or big data, this episode has something for every modern advisor.2025-04-2427 min

Whiskey&WealthTechThe Global Triangle: Connecting Capital Across Africa, Europe, and the U.S. with Mouctar BahIn this episode of Whiskey & WealthTech, host Alex Serman sits down with Mouctar Bah, Co-Founder and President of the Brussels Africa Hub (BAH), to explore how BAH is creating a frictionless flow of capital between Africa, Europe, and the U.S..Mouctar shares how BAH bridges investors, policymakers, and financial institutions to unlock investment opportunities across the African continent—beyond traditional aid models. They discuss the four pillars of BAH’s mission:✅ Capacity building for African financial professionals✅ Business networking to connect global investors✅ Policy engagement for economic collaboration✅ Research to support data-driven decision-makingMouctar highlights k...2025-02-2031 min

Whiskey&WealthTechTransforming WealthTech with Agentic AI and Raising a Glass to Two Years of Whiskey & WealthTechIn this milestone episode of Whiskey and WealthTech, host Alex Serman welcomes back Nayan Madhamshettiwar, Managing Director of Professional Services at First Rate. Together, they celebrate two years of the podcast with a toast to Amrut Fusion, the world's best whiskey of 2024. The conversation dives deep into the advancements in AI within wealth management, exploring the transformative potential of Agentic AI. Nayan explains how this next-generation technology moves beyond large language models to deliver goal-oriented, compliant, and efficient solutions, transforming client-advisor interactions and driving innovation across the industry. Don’t miss insights on AI trends and the future of we...2024-12-1911 min

Whiskey&WealthTechBridging Technology and Trust: Bart Vanhaeren’s Approach to Empowering InvestorsOur latest episode of Whiskey and WealthTech, Alex Serman, Managing Director of Wealth and Institutional at First Rate, sits down with Bart Vanhaeren, CEO and co-founder of InvestSuite. Together, they explore the rapidly evolving WealthTech landscape and how InvestSuite is partnering with First Rate to pioneer solutions that blend advanced technology with a deep understanding of human behavior. Bart shares insights into how InvestSuite’s tools are empowering financial institutions to enhance the client experience and meet the unique demands of modern investors. From robo-advisory to hybrid investment platforms, this episode dives into the technology transforming wealth management and th...2024-10-3015 min

Whiskey&WealthTechSpecial Edition: The Spaulding Group's London Performance and Risk Summit Panel DiscussionThe wait is over! 🎉 We are thrilled to release a Special Edition of our Whiskey & WealthTech Podcast, featuring an exclusive panel discussion from the London Performance and Risk Summit! Moderated by Steve O’Brien, and including expert panelists Alex Serman, Alexander Shalson, and Paul Farrar.In this insightful episode, the panel delves into the transformative power of Artificial Intelligence (AI) in wealth management. Alex Serman offers a behind-the-scenes look at how First Rate is using AI to revolutionize performance reporting, making it more efficient, accurate, and impactful. Learn how AI is changing the way wealth managers approach data...2024-10-0255 min

Whiskey&WealthTechBalancing Tech, Client Relationships, and Mentorship in Wealth Management with Jay MorrisonIn this episode of ‘Whiskey and WealthTech, host Alex Serman, Managing Director of Wealth and Institutional at First Rate, sits down with Jay Morison, a seasoned wealth management professional to share his journey through major firms like Morgan Stanley and Merrill Lynch, highlighting his role as an architect of new ventures. The conversation delves into the nuances of managing multiple stakeholders as a COO, the importance of aligning technology with client-advisor relationships, and the impact of global trends on wealth management. Jay also discusses his passion for mentoring young professionals and fostering a culture where individuals can bring their wh...2024-08-2917 min

Whiskey&WealthTechThe Journey of Transformation: Embracing WealthTech in the Modern World with Susan AgbenotoIn this episode of ‘Whiskey and WealthTech, host Alex Serman, Managing Director of Wealth and Institutional at First Rate, explores the profound impact of change and technology in our day-to-day operations with Susan Agbenoto, CIPM, Director of Investment Performance at Opus Investment Management. Join Alex and Susan as they explore the rapid advancements in technology, wealthtech innovations and evolution, long-term sustainability, and the shift to remote work, highlighting how these industry transformations are reshaping our industry. Susan shares personal anecdotes on embracing change for personal growth and resilience, while Alex provides insights into practical strategies for navigating career shi...2024-07-2630 min

Whiskey&WealthTechHow Trust Enables the Integration of Technology with Bruce McKenzieIn our latest episode of Whiskey and WealthTech, our host, Alex Serman, Managing Director of Wealth & Institutional at First Rate, sits down with Bruce McKenzie, Senior VP of Northern Trust Company. Bruce delves into the critical role of trust in his enduring career and the esteemed reputation of his firm. As an advisor that is constantly and consciously working towards building and maintaining trust with clients, he discusses how critical it is to vet and leverage trusted technology to serve his clients better. Listen to the full podcast to see how Bruce and his team at Northern Trust cultivate...2024-05-3024 min

Whiskey&WealthTechWealthTech Visionaries: Building Legacy Beyond Borders with the Dave & Trina StoneIn this episode of Whiskey&WealthTech, host Alex Serman, Managing Director of Wealth and Institutional at First Rate, explores the intersections of business innovation, purpose-driven leadership, and the evolving landscape of wealth management. In this special episode we sit down with Dave and Trina Stone, the visionary founders of First Rate, for an insightful conversation spanning from the origins of their company to its enduring legacy.Join Alex, Dave, and Trina as they sip on Mexican whiskey in Puerto Vallarta, reflecting on the journey of First Rate from humble beginnings to a global leader in the industry...2024-05-0122 min

Whiskey&WealthTechMaking a Difference with Purpose-Driven Financial Advice with Derrick KinneyIn this episode of "Whiskey and WealthTech," host Alex Serman, Managing Director of Wealth and Institutional at First Rate, engages in a spirited conversation with financial advisor Derrick Kinney. The episode kicks off with a tasting of Teeling Irish Whiskey, setting the stage for a discussion on the intricacies of financial success and the role of generosity in wealth management. Derrick shares his journey from financial advisor to advocate for purpose-focused financial investing. He emphasizes the importance of debunking myths around money and empowering individuals to embrace financial abundance while making meaningful contributions to their communities.2024-03-2128 min

Whiskey&WealthTechPouring Wine & Wisdom: Fiduciary Responsibility and Investment InsightsHosted by Alex Serman, Managing Director of Wealth and Institutional at First Rate, this episode takes a unique turn away from whiskey to explore the world of port wine with guest Stephen Campisi from the Pensar Group. The discussion touches on critical topics such as sustainable withdrawal rates, intergenerational equity, and the shift towards client-focused investing. Campisi emphasizes the need for a client-centric approach, urging professionals to prioritize client goals over statistics.Watch the full podcast to hear about an upcoming series of articles, which will delve into asset allocation, outlining a practical approach to bu...2024-02-1536 min

Whiskey&WealthTechWhisky Blends to Financial Trends with Pete BakshIn this episode of "Whiskey&WealthTech," host Alex Sermon, Managing Director at First Rate, is joined by Pete Baksh, Chief Investment Officer at First National Bank of Mount Dora. They explore the unique blend of Compass Box's "The Story of the Spaniard" whisky while discussing Pete's fascinating journey in the finance industry. Starting from a background in physics, he entered the trading world, faced challenges during the 2008 financial crisis, and ultimately rose to become the Chief Investment Officer at First National Bank. Pete emphasizes the importance of transparency in whisky and draws parallels with his firm's approach, which values...2024-01-2323 min

Whiskey&WealthTechCask & Career: WealthTech Talk and Community Involvement with Rachel GuyTune into the latest episode of Whiskey and Wealth Tech with our host, Alex Serman, the Managing Director of Wealth and Institutional at First Rate. In this episode, Alex is joined by Rachel Guy, Managing Director of First Rate Community Trust. They explore the world of whiskey while discussing the latest trends in the tech and wealth industry.The duo samples two unique whiskeys from Ironroot Republic, a Texas-based distillery, while embarking on dynamic discussion about Rachel’s journey in the performance measurement industry. Rachel shares her experiences and her passion for problem-solving in the constantly evolving te...2023-12-2817 min

TSG Time with Pat and DougAn Interview with Alex SermanIn the final episode of the year, Pat and Doug sit down with Alex Serman. Alex has been with First Rate for seven years and is currently a managing director responsible for the strategic direction and growth of the Wealth Bank/Trust and Institutional markets. Alex attended the Performance Measurement Forum meeting in Porto, Portugal in November where he presented a topic on artificial intelligence. He shares some of the key takeaways with us, including when AI is coming, the risks, and the impact. "So, like any other tool, depending on how you use it, it could be good...2023-12-1528 min

Whiskey&WealthTechWealthTech Visionaries Committed to Empowering Communities and Transforming the Industry with Praveen PagadalaWelcome to a captivating episode of Whiskey and WealthTech, where Alex Sermon, Managing Director of Wealth and Institutional at First Rate, engages in a profound conversation with Praveen Pagadala, Managing Director of First Rate InfoTech office in Hyderabad. Together, they unveil the essence of the services provided by First Rate InfoTech and the noble mission that underscores their operations. The podcast delves deep into the core values of First Rate, with an emphasis on employee development and their commitment to impacting the community. Praveen passionately describes their vision, where empowering marginalized communities and nurturing a cohort of h...2023-10-1928 min

Whiskey&WealthTechThe Founders Arena with Hamza Qadir - Where Innovation Meets SuccessIn this insightful conversation, we had the pleasure of sitting down with Hamza Qadir, a trailblazer in the world of wealthtech as the Managing Director of The Venture Center and a visionary Founder behind The Founders Arena. This exclusive cohort program is dedicated to fueling revenue opportunities for burgeoning wealth management and tech startups.The accelerator program is ingeniously crafted to assemble a diverse array of wealth managers and technology service providers, fostering collaboration to uncover growth avenues. A remarkable selection committee, comprising wealth managers, tech providers, and venture capitalists, pools their expertise to offer multifaceted perspectives...2023-09-2130 min

Whiskey&WealthTechInteractive Summit Designed to Impact and Empower the Wealth Management IndustryWelcome to the latest episode of Whiskey&WealthTech! In this engaging conversation, we sat down with Patrick Fowler, President and COO of The Spaulding Group, to delve into the captivating members-only Spaulding Group Forum. These dynamic forums, fueled by the fervor of dedicated wealth management industry professionals - from institutional asset managers to the vendors that support them - have shaped numerous facets of the industry's evolution. We discuss an array of compelling topics, including performance measurement standardization, risk assessment, attribution, GIPS compliance, and more. Listen to the full episode, where Patrick Fowler shares the co...2023-08-1013 min

Whiskey&WealthTechEmpowering Wealth Managers: Maximizing Fixed Income Investments with a Strategic PartnershipWelcome to another episode of Whiskey and WealthTech! In this insightful discussion, we had the pleasure of sitting down with David Curtis, the esteemed Head of Global Client Business at bondIT. Together, we delved into the fascinating realm of explainable AI technology and Machine Learning, specifically exploring their invaluable role in revolutionizing Fixed Income investing for wealth managers. Our conversation shed light on the transformative power of this strategic partnership between First Rate and bondIT. In this engaging podcast episode, we explored the ways in which this cutting-edge technology enables advisors to make informed, intelligent decisions that t...2023-07-2025 min

Whiskey&WealthTechFirst Rate Single Barrel Pick with Andalusia Whiskey CoFirst Rate sits down with co-owner of Andalusia Whiskey Co, Ty Phelps, to discuss picking our very own single malt whiskey barrel that we can share and enjoy with our clients, co-workers and community. We discussed the fermenting, distilling, and aging process that the Andalusia Whiskey Co. goes through to make their ‘Irish-Style’ Single Malt in the unique Texas Hill Country environment. 2023-05-1109 min

Whiskey&WealthTechCreating Transparency with ESG Data through Strategic Partnerships and InnovationIn our latest episode of Whiskey and WealthTech, we sat down with ESG expert and CEO of OWL ESG to discuss the challenges of ESG data and the evolution of how that data has been processed and reported over time. Listen to our full podcast to learn how OWL ESG and First Rate have created a strategic partnership to leverage innovation and wealthtech to increase efficiency, enhance transparency, and improve the overall quality of the data.2023-04-1331 min

Whiskey&WealthTechWealthTech & Industry Partnerships Can Provide Tax Reclamation ServicesJason Yule from WTax joins us in our latest episode to discuss how WealthTech, AI, Machine Learning, and other industry partnerships, such as First Rate are used to help reclaim foreign and withheld taxes for wealth management firms to add value to their clients’ investment performance.2023-03-0917 min

Whiskey&WealthTechFirst Rate Expands Global Team into Latin AmericaWe sat down with First Rate Ventures Managing Director, and Ventures in WealthTech Podcast host Marshall Smith to discuss our latest First Rate Global Expansion. We are excited to discuss our acquisition of Finantech, now First Rate Chile, and our strategic objective to impact the community and serve the unique market of Latin America. 2023-02-0915 min

Whiskey&WealthTechLeaving a ‘LGSE’ Living out First Rate Values and a Purpose-Driven Primary AimFirst Rate’s LGSE’s (/ˈleɡəsē/) Podcast host and First Rate Chaplain, Blake Miller, joins us to discuss how our host of the Whiskey&WealthTech Podcast and Managing Director of First Rate Wealth, Alex Serman, CIPM, is leaving a legacy in his community by being inducted into Arlington, TX’ 40 Under 40 through his impact in the community and innovative business strategies. 2022-12-2022 min

Whiskey&WealthTechFrom Static to Dynamic: The Evolution of Digitization in Wealth ManagementFrom back office processes, to complying with industry regulations and meeting client expectations, the static nature of the wealth management industry is coming to an end. However, when it comes to the future of digitization, client facing enhancements are the biggest priorities for most firms. Clients are asking for firms to scale personalization and deliver client reporting at their fingertips. Listen to our latest podcast as we interview industry expert Emil Polito sharing where the industry has come from, its current struggles adopting new technology, and the future of digitization in wealth management. 2022-11-1018 min

Whiskey&WealthTechFast Track to SEC ComplianceFor years, investment advisors have relied on an outdated system of rules when it comes to governing advertisements, endorsements, solicitations, and other methods to expand and promote their business. On December 22, 2020, the U.S Security and Exchange Commission (SEC) adopted amendments that consolidated Rule 206(4)-1 (“Advertising Rule”) and Rule 206(4)-3 (“Solicitation Rule”) with intentions to modernize the framework for investment advisor advertising. Listen to our latest podcast with guest Jonathan Boersma, Practice Lead for GIPS and Performance Regulation at Meradia to learn everything you need to know about the new rule and how to strategically prepare your firm for complian 2022-10-1322 min

Whiskey&WealthTechNot All Innovation is Created EqualIn order to build the right AI Model, Deep Domain Expertise and Horizontal Business Knowledge are needed. At First Rate, we understand the economics behind the data and believe that signals are more important than just developing complex technical solutions/algorithms. Furthermore, we follow the “Law of Parsimony" and keep the dataset size close to the minimally appropriate, which is crucial. Having more data is not necessarily a good thing if data is not properly stored, cleaned, managed, crunched, and, last but not least, understood. It is mainly a matter of process and business know-how. We...2022-08-3116 min

Whiskey&WealthTechHigh West & RegAlyticsWe have invited our very first guest Mary Kopczynski to join us today to taste one of her favorite whiskeys, High West’s Rendezvous Rye, distilled in Park City, UT. We will be discussing our partnership with her firm Regalytics and dive deeper into understanding the newest SEC marketing regulation and how firms can prepare for the new regulatory shift about to take effect on November 4th, 2022.2022-07-0732 min

Silicon Carne, un peu de picante dans un monde de Tech !La crise du COVID 10 semaines plus tard...Il y a 10 semaines (le 10 Mars 2020), on faisait un numéro spécial COVID dans Silicon Carne avec Alex Deve, Stéphane Kasriel et Romain Serman. On était alors au tout début de la crise du Corona Virus et mes invités parlaient du cataclysme qui pointait déjà le bout de son nez. J'avais envie de revenir 10 semaines plus tard avec les memes invites et voir si on avait vu juste mais aussi ce qu'on avait complètement loupé.Hébergé par Ausha. Visitez ausha.co/politique-de-confidentialite pour plus d'informations.2020-05-1858 min

Silicon Carne, un peu de picante dans la Tech 🌶🌶🌶La crise du COVID 10 semaines plus tard...Il y a 10 semaines (le 10 Mars 2020), on faisait un numéro spécial COVID dans Silicon Carne avec Alex Deve, Stéphane Kasriel et Romain Serman. On était alors au tout début de la crise du Corona Virus et mes invités parlaient du cataclysme qui pointait déjà le bout de son nez. J'avais envie de revenir 10 semaines plus tard avec les memes invites et voir si on avait vu juste mais aussi ce qu'on avait complètement loupé. This is a public episode. If you would like to discuss this with other subscribers or get access to...2020-05-1858 min

Fat Sounds Sonidos Gordos - ReggaePandemic Fat Sounds Nº306 10abr2020Moa Anbessa ft Prince David - Evil Fe Burn Paolo Baldini DubFiles meets Imperial Sound Army feat. Dan I - We Rasta *selection by Alba (Asgaya Crew) Argizulo ta Beñaranks - Bagatoz (Tenor Saw tributoa) (Ganbaratik 2020) **exclusive**selection by Beñaranks Barbass Sound & Neekosy - Rastaman party *selection by Shico18 (Barbas Sound) Soom T - Original That's Me *selection by Coco Makka Sound OBF ft Sr Wilson - Music dub plate Greenlight *selection by Vane (Asgaya crew) Iseo & Dodosound - My Art on the Market *selection by Ruth & Culture Leon Demaria - Rasta Move (Capra Records) *selection by Dennis Ca...2020-04-1159 min

Fat Sounds Sonidos Gordos - ReggaeCoronavybs Fat Sounds Nº305 9abr2020Me Like - Ranking Youth And NTON Beñaranks - Aberatsa edo txiroa *selection by Beñaranks The Clash - Bankrobber *selection by Serman Fotos (Asgaya Crew) LUPA: "Hang on My Brother" *selection by Lupa Warrior Morla Prod. - The Travel (Cut 1) *selection by Miguina Selektah (Que Nun Apare Fest) Warrior Morla Prod. - The Travel (Cut 2) MAD MUASEL feat MARIEV & MASTA QUBA & LA BASU - Al natural PROD. JML *selection by Alba (Asgaya Crew) Deliomar Lacle - Murder He Wrote Worl A Girl *Selection by Tamara (I Tal Storm Sound System) Alpha Steppa & Nai-Jah - Overcome *selection by Gosinho Se...2020-04-101h 01

Fat Sounds Sonidos Gordos - ReggaeQue Nun Aparen los Sonidos Gordos Nº303 7abr2020tracklist: Better Days(Umberto Echo Dubmix) Feat. Jahcoustix & Dub Inc. *selection by Selektah Segun Mad Muasel - Flores (Prod. JML) *selection by Chori (Allanai Sound System) Shenseea - Trick'a Treat *selection by Negro Roots Simpleton - Coca Cola Bottle *selection by Tamara (I Tal Storm Sound System) King Kong / Lone Ranger - Some People Say *selection by Pablo Lupulo Selektah (Asgaya Crew) Eva Keyes - Meditation *selection by Kiko (I Tal Storm Sound System) Fachamama - Todo Pasa Por Algo *selection by Victor (Fachamama) Toroki - Daily News (feat. Isayah) *selection by Serman Fotos (Asgaya Crew) Phyllis Dillon "Woman Of...2020-04-081h 01

Fat Sounds Sonidos Gordos - ReggaeOldies Fat Sounds Nº302 6abr2020tracklist:Earl Cunningham - War In The City Fachamama - World Of Frustration *selection by Luis (Fachamama) STA - RastaDoj **exclusive** selection by Holly (STA) Warriors - Dub Inna Terra meets Wallarr *selection by Rebel Guille (Dub Inna Terra/Humble Sound System) Ras Demo - Talk it *selection by Gosinho Selektah Lynn Taitt - Batman *selection by Alex (I Tal Storm Sound System) Alton Ellis - Too Late to Turn Back Now *selection by Mr.Viti (Natural Groove Brothers/Astursound) Valentine Brodie - Life in the Ghetto *selection by Serman Fotos (Asgaya Crew) Red Dragon - Kun Kum Kum *selection...2020-04-0759 min

Fat Sounds Sonidos Gordos - ReggaeSpecial Nº300 Fat Sounds Confitune Fi Tune 2abr2020tracklist: KSD - Refugees feat Daman K-Sänn Dub System *selection by Selektah Segun from Allanai Sound System Marina P - Basque Times Riddim - Moonlight - Revolutionary Brothers *selection by Vane from Asgaya Carlton Livingston - Rasta Corner - Ballistic *selection by Sergio Heartical Sound Glaukoma Ta Bad Sound Batak Bestetik *selection by Eloy from Radio Vallekas Variedub ft Tunelon Iration Wicked Sound Twin Blood Dubplate *selection by Chori Allanai Variedub feat. Tunelon Iration - Do the right - At The Controls (La Panchita Records, 2018) *selection by Tunelon Iration Ranking Joe, Iron Dubz - Police *selection by Serman Fotos B...2020-04-032h 02

Silicon Carne, un peu de picante dans la Tech 🌶🌶🌶Episode 2: Covid-19, panique dans la Silicon Valley!Pour faire suite à son émission de la semaine dernière Carlos Diaz nous propose le 2nd épisode de Covid-19,, Panique dans la valley.Les startups sont passées en mode Survival et tout le monde se prépare à une crise mondiale d’envergure. Alors quels vont être les impacts du coronavirus pour la Silicon Valley et plus largement pour le monde de la Tech ? Faisons-nous face à un nouveau Black Swan comme l’annonce Sequoia ? Qu’est-ce qui va changer ? Comment s’adapter à la nouvelle donne ? On fait le point sur la situation avec mes invités, Stéphane Kasriel, Alex Deve e...2020-03-2148 min

Silicon Carne, un peu de picante dans un monde de Tech !Episode 2: Covid-19, panique dans la Silicon Valley!Pour faire suite à son émission de la semaine dernière Carlos Diaz nous propose le 2nd épisode de Covid-19,, Panique dans la valley.Les startups sont passées en mode Survival et tout le monde se prépare à une crise mondiale d’envergure. Alors quels vont être les impacts du coronavirus pour la Silicon Valley et plus largement pour le monde de la Tech ? Faisons-nous face à un nouveau Black Swan comme l’annonce Sequoia ? Qu’est-ce qui va changer ? Comment s’adapter à la nouvelle donne ? On fait le point sur la situation avec mes invités, Stéphane Kasriel, Alex Deve e...2020-03-2148 min

Silicon Carne, un peu de picante dans la Tech 🌶🌶🌶Corona Virus, panique dans la Silicon Valley!La Silicon Valley n’échappe pas à la panique mondiale suite au Corona Virus. Les startups sont passées en mode Survival et tout le monde se prépare à une crise mondiale d’envergure. Alors quels vont être les impacts du Corona Virus pour la Silicon Valley et plus largement pour le monde de la Tech ? Faisons-nous face à un nouveau Black-Swan comme l’annonce Sequoia ? Qu’est-ce qui va changer ? Comment s’adapter à la nouvelle donne ? On fait le point sur la stituation avec mes invités, Stéphane Kasiel, Alex Deve et Romain Serman This is a public episode. If you woul...2020-03-1348 min

Silicon Carne, un peu de picante dans un monde de Tech !Corona Virus, panique dans la Silicon Valley!La Silicon Valley n’échappe pas à la panique mondiale suite au Corona Virus. Les startups sont passées en mode Survival et tout le monde se prépare à une crise mondiale d’envergure. Alors quels vont être les impacts du Corona Virus pour la Silicon Valley et plus largement pour le monde de la Tech ? Faisons-nous face à un nouveau Black-Swan comme l’annonce Sequoia ? Qu’est-ce qui va changer ? Comment s’adapter à la nouvelle donne ? On fait le point sur la stituation avec mes invités, Stéphane Kasiel, Alex Deve et Romain SermanHébergé par Ausha. Visitez ausha.co/polit...2020-03-1348 min