Shows
Leaman Crellin's PodcastMeet the Team with Daiman Baker•This is a whistle-stop tour of Daiman’s varied experience from his native LA to London, working in big banks and then as a reg consultant based in Cornwall.Thanks for listening! Subscribe to our services or follow us on LinkedIn
2023-07-0712 min
Risk & Compliance by Projective GroupS2E1 - Third-Party Risk Management and Recent UK Regulatory UpdatesVia the link below, we invite you to listen to GDFM’s Daiman Baker, Laurence Parish, Josh Clarke, and Gavin Burr discussing Third-Party Risk Management and what the recent UK regulatory updates mean for the financial services industry. They provide their insights into the challenges caused by increased regulatory expectations, and what these mean for the often complex operating models that exist in many FS institutions.
2022-07-1521 minRisk & Compliance by Projective GroupS1E4 (Data Subject Access Requests under GDPR/DPA with Tony Adams)In this episode, Tony Adams of GDFM and Daiman Baker of FourPark Group UK discuss data subject access requests (DSARs) under GDPR and the UK's Data Protection Act 2018. More and more DSARs are expected to be filed by individuals in the wake of Covid-related furloughs. These can raise administrative, IT, regulatory and even legal issues for the companies receiving them.Tony and Daiman review top tips and managed solutions in the space.
2021-04-0941 minRisk & Compliance by Projective GroupGDFM Podcast - S1E3 (reg change with Sarah Peaston)In this episode, Sarah Peaston and Daiman Baker will discuss how regulatory change, governance and control fit within and give insights into the bigger picture of how a firm operates. Reg change, governance and control can lead not only to less regulatory risk but also to operational efficiencies and cost savings by requiring less reactive compliance support and more proactive and efficient support.
2020-12-1736 minRisk & Compliance by Projective GroupGDFM Podcast - S1E2 (financial crime compliance with Clarisse Mallem)In this episode, Clarisse Mallem is in conversation with Daiman Baker, discussing:Finding and fixing issues in KYC and client due diligence processesThe elements of an effective control frameworkWhy more and more clients are leveraging managed service offerings for their AML and KYC needsWe hope you find value in this episode.
2020-12-0331 minRisk & Compliance by Projective GroupGDFM Podcast - S1E1 (cyber crime risk mitigation with Tony Adams)In this episode, Tony Adams (Cyber Risk Practice head at GDFM) is in conversation with Daiman Baker of FourPark Group UK.Tony discusses cyber crime risk and what financial services firms can do to mitigate it from his unique perspective as former Head of Investigations - UK National Crime Agency's Cyber Crime Unit.
2020-11-1733 min
FourPark Group's Private Capital Markets PodcastS1E7 - Investigations with Jim Etri of the SECDo you want to avoid SEC investigations? Or least manage them more effectively? Learn a bit about how the SEC launches and runs investigations without actually being subject to one.In this episode, I interview Jim Etri - Assistant Regional Director of the Dallas/Fort Worth section.*Even if you have signed an NDA with your (ex)employer, there are protections in place for whistleblowers.We also discussed why self-reporting potential securities violations may be the smartest thing to do.* - his views are his own and not officially those of the...
2020-11-1100 minFourPark Group's Private Capital Markets PodcastS1E6 - Impact Investing (3 of 3)In this episode, Jason and I explore impact investing with Michael.* Michael is an impact investor and we dive into motivations, themes and measurements of the efficient use of capital.There is a human interest story in this episode and we hope you find value in our exploration of some of Michael's motivations and investment themes (reducing harm, providing jobs and empowering people).* - We have withheld Michael's last name to respect his and his family's right to privacy.
2020-10-1900 minFourPark Group's Private Capital Markets PodcastS1E5 - Impact Investing (2 of 3)In this episode - number 2 in the Impact Investing trilogy - we discuss in more detail:participants in the impact investing space, including the GIIN and SEAFmetrics, assessment and analytical tools, including the vital role of an investor's intentapproaches an investor may want to considerWe hope you derive value from our insights.
2020-09-2236 minFourPark Group's Private Capital Markets PodcastS1E4 - Donating and Impactful InvestingIn our next trilogy, we will discuss how you can get more agency from and intentionality into play when donating and investing your capital with impact. In episode 1 of 3, we survey the landscape by digging into that motivation. Which is it:Pure donationTax-planningPursuing a financial return with social impact (double bottom line investing also known as impact investing)Music credit:Kevin MacLeod"Adding The Sun"Filmmusic.io
2020-08-211h 04FourPark Group's Private Capital Markets PodcastS1E3 - Thriving in UnderwritingIn this episode we discuss how to thrive during underwriting (hint: this will improve your odds of raising capital):What is underwritingWhy it's so important to respect and understand that processPre-underwriting underwriting (looking for skeletons in the closet and addressing them)Cover a few war stories to highlight key issues
2020-07-2854 minFourPark Group's Private Capital Markets PodcastS1E2 - Stakeholders in Private Capital Markets and the Alternative Investment SpaceIn this episode, we discuss who the stakeholders are in private capital markets and in the alternative investment space. We will cover:The most widely known segments of private capital markets with a special emphasis on alternative investments and the most common stakeholders within each segment;Likely interactions by discussing a couple of specific archetypes and roles;Once again the importance of soft skills during the fund-raising process; andSome audience-sourced Q&A.Key moments in the podcast are time-stamped in the Chapter Markers link.We hope you find this episode informative.
2020-07-071h 11FourPark Group's Private Capital Markets PodcastIntro ... why we created this podcastWelcome to FourPark Group's Private Capital Markets Podcast. Ours is the first podcast dedicated to providing insight into the realities and fictions involved in private capital markets and more specifically in making alternative investments around the world. We started this podcast to explore key issues that affect participants in private capital markets; helping market participants identify, isolate and consider the critical strategic, organizational, interpersonal and operational issues they encounter.There are other podcasts related to this topic but they are focused only on investing in alternatives. We will look at a range of issues...
2020-06-2503 minFourPark Group's Private Capital Markets PodcastS1E1 - Raising Capital from Institutional InvestorsLooking to raise money? In this episode, we are discussing how raising your standards will increase your odds of successfully raising capital from institutional investors in this new environment. We will cover four segments that provide insight into preparing to be an institutional-quality player: · Get-to-market versus go-to-market issues· Why your internal processes are more important than you may realize· The importance of soft skills during the fund-raising process· Finally, we will solicit some...
2020-06-051h 11