Shows
The NineAI-Powered Client Engagement: David Breakstone of ServiceNowDavid Breakstone, Global Head of Wealth & Asset Management Go-to-Market at ServiceNow helps us unpack how artificial intelligence is redefining client engagement across the industry.In just nine minutes, David shares:· How to balance automation with authenticity, trust, and human judgment.· How to overcome operational barriers to scaling personalized service; and· Where firms should begin their AI journey to drive measurable impact.Listen for pragmatic insights on modernizing engagement while strengthening relationships in an increasingly digital environment.
2026-01-0910 minThe NineAgentic AI in Action: Bob Suh, CEO of OnCorps AIIn this episode of The Nine, we sit down with Bob Suh, Founder and CEO of OnCorps AI, to unpack the rapid evolution of artificial intelligence across financial operations. Trading volumes have surged across the industry, but operational capacity hasn’t kept pace. Bob explains why a new wave of agentic AI is changing that trajectory.In just nine minutes, we explore:Why traditional outsourcing and automation haven’t kept paceWhat makes agentic AI fundamentally different from past technologiesHow learning agents reshape the economics of operationsHow agentic systems dramatically reduce fals...
2025-12-0911 minThe NineThe Secrets of Successful AI Adoption for Asset & Wealth Management Firms, with Olmstead's Anthony WhitfordOlmstead's Head of Data, AI, and Technology Practice, Anthony Whitford, shares the secrets of successful AI adoption strategy ahead of his panel at Nicsa's Asset & Wealth Management Summit November 11+12 in Boston.For more, visit:http://nicsa.organdhttp://olmst.comAnd check out these articles for more detailed insights from Anthony:Clients demand FASTIR outcomes from their Data Operating Modelhttps://www.olmst.com/fastir-data-outcomes/The Race Is On: Do You Have an AI Strategy?https://www.olmst.com/the-race-is-on-do-you-have-an-ai-strategy/Your Next Data Strategy Is...
2025-10-0909 min
Die Silbervögel - Der Jan Tenner PodcastTom Grot DaD Folge 1: Das Geheimnis der Rose - Die Silbervögel (#65)Willkommen zum Auftakt unserer siebenteiligen Reihe von Tom Grot - Die andere Dimension (DaD). Stephan fand es schon immer schade, dass die ersten sieben Folgen von Die neue Dimension seines Erachtens recht lieblos abgehandelt wurden.Darum hat er sich von diesen Folgen inspirieren lassen und einen eigenen siebenteiligen Zyklus geschrieben, den wir nun nach und nach veröffentlichen wollen. Sozusagen eine vertonte Spiegelwelt.Den Auftakt bildet:Tom Grot DaD Folge 1: Das Geheimnis der Rose:Als Tom Grot, Laudine, General Nachbett und Professor Fructosa mit dem Raumschiff Goldfink die Raumbasis von Professor Dr...
2025-10-0623 minThe NineRamine Bigdeliazari on How Tokenization & Digital Assets are Shaping the Future of Asset & Wealth ManagementFidelity Digital Assets’ Ramine Bigdeliazari joins The Nine to discuss how digital assets and tokenization are reshaping asset & wealth management. From stablecoins to tokenized funds, he explores the opportunities, challenges, and future impact of this rapidly evolving space. Hear more at https://www.fidelitydigitalassets.com and http:// http://nicsa.org/podcasts
2025-09-1510 minThe NineNoise, Risk, and Readiness: Bite-sized Insights from 2025 Nicsa Live Events with Mike Dembro, Joanne Kane, and Tim PitneyIn this special compilation episode of The Nine, we’re bringing you bite-sized insights from live Nicsa events, featuring expert voices on three of the industry’s most talked-about topics.Mike Dembro (MFS) puts political noise in perspective with a data-driven look at investing through election cyclesJoanne Kane (SS&C) delivers a plainspoken, no-nonsense breakdown of what firms need to know about managing AI riskTimothy Pitney (TIAA) highlights why longevity literacy is just as essential as financial literacy when planning for retirementThese clips ar...
2025-08-0906 minThe NineFrom Complexity to Clarity: Mike Mastroianni on What’s Next for Fund InnovationIn this episode of The Nine, Mike Mastroianni—Nicsa Board member and industry operations veteran—joins host Sarah Walter to unpack the forces reshaping the asset and wealth management landscape. With experience across service providers, asset managers, and client channels, Mike offers a unique lens on how firms can lead through change. This conversation blends strategic foresight with grounded leadership—and is a must-listen for anyone helping to shape the future of fund operations, distribution, or innovation. Find more episodes at nicsa.org/podcasts
2025-07-0907 minThe NineWhat You Need to Know About Dual Share Class ETFs with Christopher Swansey and Daniil Shapiro of Cerulli AssociatesIn this timely episode of The Nine, we explore the growing interest in dual share class ETFs—a product structure that could significantly reshape the investment landscape. Host Sarah Walter is joined by Christopher Swansey and Daniil Shapiro of Cerulli Associates, who offer expert insights into why asset managers are filing for SEC exemptive relief, how this structure works, and what it will take for it to succeed.From operational complexities and intermediary concerns to fiduciary implications and platform readiness, this episode is a must-listen for anyone navigating product in...
2025-06-0909 minThe NineCuriosity as a Superpower: Cheri Belski on Leading with Vision in a Changing IndustryIn this episode of The Nine, Sarah Walter welcomes Cheri Belski, Head of Investment Management Solutions at LPL Financial, for a dynamic conversation on leadership, adaptability, and the evolving future of asset and wealth management.Cheri shares how an unconventional path—from politics to portfolio strategy—fueled her growth and helped her develop a mosaic view of the industry. From betting on herself in pivotal career moments to leveraging curiosity as a strategic tool, her story is a masterclass in career agility. She also offers powerful insights on how firms can blend technology and...
2025-05-0910 minThe NineGoing the Distance: Fighting Cancer with Purpose and Community, with Expect Miracles Foundation's Frank HeaveyIn this inspiring episode of The Nine, host Sarah Walter is joined by Frank Heavey, Executive Director of the Expect Miracles Foundation (EMF). Frank shares the mission behind EMF—from raising over $23 million for cancer research to supporting young adult survivors—and offers a look into the Foundation’s most powerful initiative: the 2025 Distance Challenge.Learn how this global, virtual movement brings the financial services industry and beyond together to raise funds, build community, and most importantly—spread hope. Whether you're logging miles, fundraising, or simply showing up, Frank reminds us that eve...
2025-04-1909 minThe NineHelping Americans Live the Life They Want to Live, with ICI CEO Eric PanIn this episode of The Nine, we're joined by Eric Pan, President and CEO of the Investment Company Institute (ICI), for a timely and insightful conversation on the evolving landscape of asset and wealth management. Fresh off the stage at Nicsa’s Strategic Leadership Forum, Eric shares his thoughts on how political shifts, technological innovation, and generational preferences are reshaping the investment world. From navigating regulatory change to embracing uncertainty in his own career path, Eric offers practical wisdom for both seasoned professionals and rising leaders.Tune in for a forward-looking discussion on what it means to se...
2025-04-0906 minThe NineRising Stars: Shaping the Future of Asset & Wealth ManagementIn this special episode, we sit down with five exceptional professionals from Nicsa’s Rising Stars program to discuss their transformative experiences at the 2025 Strategic Leadership Forum. From building powerful networks to embracing authenticity in the workplace, these future industry leaders share key takeaways that are shaping their careers. Tune in to gain insights on leadership, mentorship, and the evolving landscape of asset and wealth management.
2025-03-2906 minThe NineMike Dembro, MFS's Lead Investment Strategist | Holding Steady In the Face of Market UncertaintyIn this episode of The Nine, Mike Dembro, Lead Investment Strategist at MFS Investment Management, shares his journey from early investing lessons to navigating major financial crises. Fresh off the stage at Nicsa’s Strategic Leadership Forum, he discusses the importance of resilience, industry shifts, and why staying the course matters in volatile times. More at http://nicsa.org/podcasts
2025-03-0909 minThe NineRob Kane, Commonwealth Financial Network’s Director of Alternative Investments | A Playbook for SuccessIn this episode of The Nine, we sit down with Rob Kane, Director of Alternative Investments at Commonwealth Financial Network, to explore his unconventional path into asset & wealth management. Rob shares how his background in sports shaped his path to this industry, the pivotal moments that defined his leadership, and why he gravitated toward alternative investments.He also dives into the future of the industry, from the rise of younger investors to the growing impact of AI and innovation. Plus, his advice to newcomers: embrace failure, stay adaptable, and find your niche.More...
2025-02-0907 minThe NineBONUS: From Barista to Exec | Sarah Walter, Nicsa's Head of Asset & Wealth Management RelationshipsIn this bonus episode of The Nine, host Justine Phoenix sits down with Sarah Walter, Nicsa's new Head of Asset & Wealth Management Relationships. Sarah shares her unconventional journey from studying agricultural economics in Montana to becoming a leader in the financial services industry. She reflects on pivotal moments in her career, including the power of mentorship, navigating industry challenges, and adapting to constant change. Sarah also offers her perspective on the future of asset and wealth management, from blockchain to alternatives, and leaves listeners with empowering advice for career growth. A must-listen for anyone navigating the dynamic world of a...
2025-01-2908 min
The NineDavid Wu, Morgan Stanley’s Head of GenAI | From Wall Street Dreams to AI LeadershipWe chat with David Wu, Head of Generative AI at Morgan Stanley Wealth Management. From his unconventional path inspired by the film "Wall Street" to leading in AI without a tech degree, David shares pivotal career moments, the importance of mentorship, and lessons in leadership. Discover how he envisions AI empowering human connection in wealth management and his advice for navigating an ever-evolving industry.For more, visit http://nicsa.org/podcasts
2025-01-0909 minThe NineNicsaTalk - Consultant Michelle Fuller (former Head of US Private Wealth Distribution at John Hancock)Fresh from leaving a leadership role at John Hancock to accelerate growth in her family’s auto business, Michelle Fuller talks to us in person at Nicsa's 2024 Asset and Wealth Management Summit, reflecting on the people and circumstances she encountered along the way. You won’t want to miss the extraordinary story of how she turned a family challenge that initially seemed career-ending into a net positive for her work trajectory - a real testament to how shifting our expectations can pay off.For more, visit http://nicsa.org/podcasts
2024-12-0909 minThe NineNicsaTalk - Partner at PwC, John StadtlerJoin us in a discussion with PwC's John Stadtler that includes lessons learned, career advice, and his take on some of the asset and wealth management industry’s most important topics. For more, visit http://nicsa.org/podcasts
2024-11-1110 minThe NineHead of US Fund Administration at Northern Trust, Gary CasagrandeGary Casagrande traces his path through the industry, highlighting the value of continued learning throughout your career, as well as the work you'd need to put into networking in order to get the best returns. Hear about all that and much more in this episode of NicsaTalk.For more, visit http://nicsa.org/podcasts
2024-10-1416 minThe NineNicsaTalk - Schwab Asset Management President, CEO, & CIO, Omar AguilarDr. Omar Aguilar, President, CEO, & CIO of Schwab Asset Management, reflects on his background and highlights the importance of being flexible about your career path. Recorded on-site at Nicsa Diversity Project North America’s Fearless Leadership Symposium 2024.For more, visit http://nicsa.org/podcasts
2024-09-0914 minThe NineNicsaTalk - CEO of ALFI, Serge WeylandThe Association of the Luxembourg Fund Industry’s new CEO Serge Weyland shares some of the challenges he overcame and lessons he learned along the way. Recorded on-site at Nicsa’s Strategic Leadership Forum 2024.For more, visit http://nicsa.org/podcasts
2024-08-0510 minThe NineNicsaTalk - CFO and EVP at MFS, Amrit KanwalHear from MFS CFO Amrit Kanwal about his background, lessons learned, and advice. Recorded on-site just after he came offstage at Nicsa’s Strategic Leadership Forum 2024.For more, visit http://nicsa.org/podcasts
2024-07-0115 minThe NineNicsaTalk - President and CEO of State Street Global Advisors, Yie-Hsin HungYie-Hsin Hung shares some of the defining moments of her career so far, and some of the lessons learned along her journey to be SSGA’s President & CEO. Recorded at Nicsa’s Strategic Leadership Forum 2024, where Yie-Hsin answered audience questions alongside Edward Jones’ Penny Pennington in our annual Face the Membership panel.For more, visit http://nicsa.org/podcasts
2024-05-1311 minThe NineNicsaTalk Special Edition - Expect Miracles Foundation Distance Challenge May 14-21, 2024In this Special Edition episode of NicsaTalk, Expect Miracles Foundation Director of Development Maggie Dombroski joins Nicsa's Justine Phoenix to talk about EMF's annual Distance Challenge, a global peer-to-peer fundraiser where participants can run, walk, bike, or do anything else that gets them moving in support of cancer research. How far will you go to leave cancer behind?https://www.emfdistancechallenge.org/http://nicsa.org
2024-04-2911 minThe NineNicsaTalk -Managing Partner at Edward Jones, Penny PenningtonListen in as the top leader at Edward Jones, Managing Partner Penny Pennington, shares moments that defined her career, ways her family guided her, and her vision for the future of the asset and wealth management industry. Recorded at Nicsa’s Strategic Leadership Forum 2024, where Penny answered audience questions alongside State Street’s Yie-Hsin Hung in our annual Face the Membership panel.For more, visit http://nicsa.org/podcasts
2024-04-1512 minThe NineNicsaTalk - Chairman Emeritus at Invesco, Marty FlanaganOur guest Marty Flanagan served as a director, President, and Chief Executive Officer of Invesco, one of the world’s leading investment management firms, for nearly twenty years. Join us for a frank conversation about his career and lessons learned in his long and high-reaching leadership journey. Recorded at Nicsa’s Strategic Leadership Forum 2024, at which Marty received Nicsa’s Lifetime Achievement Award.For more, visit http://nicsa.org/podcasts
2024-03-2509 minThe NineNicsaTalk - Chief U.S. Economist at FS Investments, Lara RhameFS's Chief US Economist, Lara Rhame, joins Justine Phoenix on the NicsaTalk Podcast, recorded in person at Nicsa's General Membership Meeting in November 2023. Tune in to hear a bit about her outlook on the economy, but stay to learn how she manages work/life balance and other lessons she's learned in her career. For more episodes, visit http://nicsa.org/podcasts.
2024-03-0409 minThe NineNicsaTalk - Head of Alternative Products at John Hancock Investment Management, York LoJohn Hancock's Head of Alternative Products, York Lo, shares insights from his career, and his unique perspective. This episode was recorded live on the floor of Nicsa’s annual General Membership Meeting in November 2023.For more, visit http://nicsa.org/podcasts
2024-02-0609 minThe NineNicsaTalk - Managing Director, Head of Retirement and Personal Wealth Solutions at Bank of America, Lorna SabbiaRecorded live on the floor of Nicsa’s annual General Membership Meeting in November 2023, in this episode, Bank of America’s Lorna Sabbia shares her perspective and some of the key experiences and lessons that shaped her career.For more, visit http://nicsa.org/podcasts
2024-01-0810 minThe NineNicsaTalk - SVP & Chief Client Officer at American Century, Joe SchultzRecorded live on the floor of Nicsa’s annual General Membership Meeting in November 2023, this episode features American Century’s Joe Schultz. In it, he delves into his background, and shares one big networking strategy that he would have done even more of if he could go back in time.For more, visit http://nicsa.org/podcasts
2023-12-1109 minThe NineNicsaTalk - Co-Head of Retail Sales at Franklin Templeton, Mark LavanFranklin Templeton's Co-Head of Retail Sales Mark Lavan joins Nicsa's Justine Phoenix to talk about his career path, how he found the right role for himself, and lessons learned along the way. http://nicsa.org/podcasts
2023-10-1214 minThe NineNicsaTalk - Principal at Edward Jones, Steve RueschhoffSteve Rueschoff of Edward Jones shares his path to the upper reaches of the asset and wealth management industry, and how events that seem less than ideal at the time can turn out to be the best things to happen in your career.More at http://nicsa.org/podcasts
2023-08-1413 minThe NineNicsaTalk - Chief Diversity, Equity and Inclusion Officer at MFS, Michelle Thompson-DolberryMichelle Thompson-Dolberry of MFS shares her unique journey in the asset and wealth management industry, and what she’s learned about the importance and value of bringing one’s authentic self to the job.More at http://nicsa.org/podcasts
2023-07-1010 min
The Delighted Customers Podcast with Mark SlatinThe Art and Science of Customer Surveys - With Martha Brooke, Founder and Program Director, Interaction MetricsWe've all taken surveys. Clearly some are better than others. Well designed and implemented surveys can provide business leaders with actionable insights that improve retention, reduce cost to serve, and drive customers loyalty - if acted upon. They can help companies serve their customers better and provide them with more value. Poorly designed surveys do just the opposite. Martha Brooke is an expert when it comes to customer research. Martha shares some of the secrets of best in class survey design with power and passion. In this epi...
2023-06-1556 minThe NineNicsaTalk - Head of Financial Intermediaries at American Century Investments, Stacy BernsteinStacy Bernstein, Vice Chair of the Nicsa Board of Directors and Head of Financial Intermediaries at American Century Investments, shares how she turned challenges - such as 11 bosses in 10 years, and taking on a new leadership role fresh out of maternity leave - into growth and success.More at http://nicsa.org/podcasts
2023-06-1215 minThe NineNicsaTalk - Head of Wealth Management Platforms and Invesco Global Consulting, Clint HarrisThis month’s guest is Clint Harris, CFA, EVP, Head of Wealth Management Platforms and Invesco Global Consulting at Invesco US, and Member of Nicsa’s Board of Directors. He shares lessons learned about leadership, and his take on where asset and wealth management is heading.For more, visit nicsa.org
2023-05-0912 minThe NineNicsaTalk - Head of Wealth Management Solutions at Ameriprise, Sandy BoltonIn this episode, recorded live on the event floor of Nicsa's 2023 Strategic Leadership Forum during a networking breakfast, Ameriprise's Sandy Bolton shares the unexpected path of her career and how success is not always a straight line upward.
2023-04-1110 minThe NineNicsaTalk - Host of the My CFA Charter Story Podcast and VP at American Century Investments: Sibil PatriMeet Sibil Sebastian Patri, CFA, CAIA: VP of Strategy and Corporate Development at American Century Investments, and host of the CFA Institute's podcast series My CFA Charter Story. In this episode of NicsaTalk, she chats with Nicsa's Justine Phoenix about her background, what she's learned in her career, and how to foster a successful organizational culture.Listen to My CFA Charter Story here: https://www.cfainstitute.org/en/events/podcastsVisit http://nicsa.org/podcasts for more episodes
2023-03-0714 minThe NineNicsaTalk - President and CIO at Hennion & Walsh: Kevin MahnJustine chats with Kevin Mahn, President & CIO at Hennion & Walsh Asset Management. He shares how surviving the 9/11 terrorist attack changed the trajectory of his career and his life, alongside sharing some career advice and industry insights.Let us know what you think at https://www.linkedin.com/company/nicsa/ and visit nicsa.org to learn more.
2023-02-1415 min
The Practical EnneagramEmpathy and narcissism, with Dr Sterlin Mosley and Aaron AddonizioDr Sterlin Mosley (Sexual 4) and Aaron Addonizio (Self-preservation 6), of Enneagram coaching and certification company, Empathy Architects, stop by to enlighten and frighten me about narcissism, and I loved it. Bye-bye Neglectful Narcissists, I'm onto you now. If you don't listen to Sterlin and Aaron's Enneagram podcast, Do You Know You? , you really should. Sterlin's book is called The Narcissist in You and Everyone Else: Recognizing the 27 Types of Narcissism.The story behind the name, Empathy Architects [3.03]Was Sterlin always going to write an Enneagram book? [4.42]What does Sterlin's book do? [8.22]What's the relationship between empathy and narcissism? [12.50]Is n...
2023-01-0356 minThe NineNicsaTalk - Nicsa Chair and Head of Product Development and Strategy at Columbia Threadneedle: Scott BradyJustine chats with Nicsa's Board Chairman and Head of Product Development and Strategy at Columbia Threadneedle, Scott Brady. They touch on hot product trends in the financial industry, career advice, and "Workplace Karma".Let us know what you think at https://www.linkedin.com/company/nicsa/ and visit nicsa.org to learn more.
2022-12-1317 minThe NineThe new NicsaTalk - Series Premiere - CEO Jim Fitzpatrick introducing host Justine Phoenix - November 2022NicsaTalk is relaunching with a whole new format! Every month, we'll share a 15-minute conversation with one of the global asset management industry's best and brightest. They will share stories of their personal and professional journeys, and give you access to important lessons they've learned, for both business success and professional development.In this series premiere, NICSA CEO Jim Fitzpatrick will introduce the host of the new NicsaTalk, Justine Phoenix. She's Nicsa's Vice President of Distribution & Broker Dealer Engagement, and Head of Nicsa's Diversity Project North America. Let us know what you think at https://w...
2022-10-3116 min
The NineNicsa Podcast - Black History Month 2021In honor of Black History Month, Nicsa’s Diversity Project North America asked three of our members to share their perspectives and personal stories as black women in the asset management industry They outline their career journeys, recount stories of how allies and mentors helped them along the way, provide tips for how colleagues can be effective allies, and impart advice for those just starting their careers in asset management.For more from them, watch our video at www.nicsa.org/BHM
2021-03-0226 min
The Decision CornerArtificial Intelligence for Social Betterment: Bob SuhFrom the proliferation of social comparisons to growing political extremism, we have come face to face with the rippling negative effects technology that technology has on our societal fabric. But can we create a future that looks different? One in which technology has our backs, and best interest at heart?
On this episode of The Decision Corner, our host Brooke Struck is joined by Bob Suh, founder and CEO of OnCorps. OnCorps is an American company dedicated to elevating workplace performance outcomes through the use of artificial intelligence. By applying predictable algorithms to a variety of decisions...
2021-02-1239 min
The NineNicsa Podcast- Listen, Learn & Lead: Part 3: The Latinx PerspectiveAs part of its Listen, Learn & Lead series, Nicsa hosts an important discussion with Latinx professionals in the asset management industry about their personal journeys, including career growth opportunities, business relationships, entry into finance.
2021-01-2054 min
The NineNicsa Podcast - Listen, Learn, & Lead: Part 2: Race In the Global Asset Management IndustryJoin us for an important discussion about race in the asset management industry. Hear from a range of generational perspectives about what it means to be a Black senior leader, mid-level manager, or new entrant in the industry.
2021-01-0557 min
The NineSales and Asset Forecasting: Modeling in an Evolving Global EconomyJoin Delta Data and a panel of industry experts for a deep dive into the challenges and opportunities related to market modeling programs. Nicsa.org, DeltaData.com
2020-11-1851 min
Newsbreak#PODCAST: Comedian Karou Charou urges Indian-origin people in Durban to "stay at home" on the 12th of DecemberBy Newsbreak Executive Producer Salma Patel - A Johannesburg comedian and entertainer has launched a lobby group urging South Africans of Indian origin - in Durban only - to stay at home on the 12th of December to highlight the plight of the Indian-origin community. The "Park by the Pozie" campaign is the brainchild of Karou Charou, who has launched the lobby group called, The National Indian Congress of South Africa or NICSA. He says he came up with the idea on stage about eight years ago. He now wants people in Durban to stay home to highlight the fact...
2020-11-1803 min
The NineWomen In Asset Management: Inclusivity In the Digital LandscapeThis panel from the Women in Asset Management Virtual Summit in September 2020 goes in-depth on how to make the asset management industry more inclusive in this era of digital and remote work. It featured panelists from Nicsa and Nicsa's Diversity Project North America members. Panelists: Justine Phoenix, Nicsa Niamh Fitzgerald, BMO Global Asset Management Paul Olschwanger, Aon Producer: Jeff Lamoreaux
2020-10-2136 min
The NineListen, Learn, & Lead: A Dialogue on Authentic AllyshipA conversation about how allies can promote Diversity, Equity, and Inclusion, and a candid look at the obstacles impacting black people in the asset management industry. Featuring: Steve Duncan (BNY Mellon), India Gary-Martin (Leadership for Life), Maurice Tsuro (BlackRock), and Jason Tyler (Northern Trust) Hosts: Allison Lovett and Justine Phoenix Producer: Jeff Lamoreaux
2020-10-1558 min
The NineFuture of the Transfer Agency FIS and other industry thought leaders discuss lessons learned from COVID19 and how to enhance immunity of the transfer agency in the event of future crises.
2020-07-2823 min
En CasacaEn Casaca - Episodio 0Piloto del podcast de Chenzo y Nicsa donde nos hacemos unas preguntas a cada uno.
2020-06-2234 min
The NineInvescos Nate Dierkling on the Evolving FA PracticeInvesco's Nate Dierkling on the evolving FA practice, relationships, and model structures
2020-04-1008 min
The NineFidelity's Tricia Haskins on Distribution DisruptorsFidelity's Tricia Haskins on distribution disruptors, and technology adaptation
2020-04-0410 min
The Wall Street Lab#46 Dan Houlihan - Asset Servicing, Behind the Scenes of Asset ManagementDan Houlihan is an Executive Vice President and Head of Northern Trust Asset Servicing for the Americas. Prior to joining Northern Trust, Dan spent 19 years in numerous leadership positions across several companies in the investment management, technology, and service space. He currently serves as Chairman of the Board for the National Investment Company Service Association (NICSA) and as a Director on the Advisors Investment Trust. We talk about the asset servicing business and its various components like custody, fund administration, investor servicing and outsourced solutions across the front, middle and back office. We touch on trends in t...
2020-03-1945 min
The NineCollaborative Solutions to D&IAmerican Century’s Chris Lahna on why collaboration is so important when tackling diversity and inclusion issues
2019-12-1610 min
The NineDistribution Landscape for Investment FundsMerrill Lynch’s Sandy Bolton on leading trends in product and distribution business models
2019-12-0611 min
The NineEvolution of Model PortfoliosBlackRock’s Eve Cout on the use of model portfolios to manage client investment strategies
2019-11-2509 min
The NineTransforming Business Models in Asset ManagementEric Johnson of DFIN shares insights on evolving customer and regulatory demands
2019-11-2005 min
The NineDiversity Project North America Town HallThe Who, Why and How of the Diversity Project North America
2019-09-1508 min
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2019-06-1910 min
2019-06-0612 min
The NineLive from SLF 2019 - Part 2: Digitalization Brings Opportunity in AMLearn how asset managers can turn the digital transformation into opportunity.
2019-04-3008 min
The NineLive from SLF 2019 - Part 1: a conversation with Jack Tierney, Executive Director, Product Development at InvescoA conversation with Jack Tierney, Executive Director, Product Development at Invesco
2019-04-2311 min
2019-04-1509 min
The NineProduct Proliferation and AccessibilityHow are firms addressing and modifying their product lineups?
2019-04-1114 min
The NineTransformative Technology in Asset ManagementA look at what’s trending in the asset management industry.
2019-04-0217 min
The NineMachine Learning ApplicationsHands on applications of machine learning in today’s asset management industry.
2019-01-2412 min
2019-01-1509 min
2019-01-0808 min
The NineLive From GMM: Leveraging Data AnalyticsDST Systems’ Lead Data Science Manager Lyndsay Noble on the restructuring of operating models based on data analytics.
2018-11-0507 min
The NineLive From GMM: 30e-3 Action Plans for Asset ManagersBroadridge’s VP of Regulatory Products on Rule 30e-3 and the impact on asset managers.
2018-11-0209 min
The NineLive From GMM: Building Better Advisor RelationshipsPIMCO's Mary Hoppe on what asset managers can do to build better business relationships with the industry's top advisors.
2018-10-3103 min
2018-10-0306 min
2018-10-0113 min
2018-08-0912 min
2018-08-0705 min
Newsbreak#ICYMI - RELIGIOUS ORGANISATIONS UNITE TO FIGHT CRIME, AS NICSA GET SET FOR A "PRAYER ROADSHOW" IN KZNSABC News and Current Affairs — By Newsbreak's Prabashini Moodley - With the notion that prayer is the foundation of civil society, the National Interfaith Council of South Africa (NICSA) together with the province of KwaZulu-Natal will begin their Prayer Roadshow this weekend. The roadshow will see different religious organisations uniting to fight crime. Former President Jacob Zuma has been confirmed as the keynote speaker for the roadshow. NICSA Secretary Bishop Timothy Ngcobo says, current levels of crime are increasing racial tensions in the country and this poses a threat to social cohesion...
2018-07-1103 min
2018-07-0609 min
2018-07-0304 min
The NinePenetrating the RIA/Family Office SpaceAn expert panel of gatekeepers walks us through the manager due diligence process.
2018-05-2911 min
2018-05-1512 min
The NineConfluence of Tech and OpsTechnologists and operations executives from leading asset management firms discuss the integration of these distinct yet inter-dependent business lines.
2018-05-1008 min
The NineLive from SLF: MiFID II UpdateCamille Thommes from ALFI talks about challenges facing asset managers with regard to MiFID II regulation.
2018-04-1905 min
The NineLive from SLF: Distribution EvolutionHear Brinker Capital's CEO and Columbia Threadneedle's National Sales Manager discuss product rationalization, fee pressures and other hot topics in the product distribution arena.
2018-03-2806 min
The NineLiquidity Rule ReadinessExperts review what it takes to prepare for the upcoming Liquidity Rule deadline. http://www.nicsa.org
2018-02-2012 min
The NineChina Capital Markets -- Index InclusionHow will index inclusion impact foreign investment into China’s capital markets?
2018-01-3106 min
The NineGlobal Distribution TrendsNew dynamics in distribution with a focus on the European landscape.
2017-12-2310 min
The NineAlts: Choosing The Right Structure and Asset ClassExperts weigh in on how to choose the right fund structure for alternative asset classes.
2017-12-0106 min
The NineConstructive Time for Alts?Hear about top trends for alternative investment products and why non-correlated asset classes are becoming more mainstream.
2017-11-2808 min
The NineAnalytical ModelsLooking to maximize the effectiveness of your data analytical models? From RFM segmentation to K-Means segmentation, learn how asset managers are sourcing data and measuring success.
2017-10-3110 min
The NineClarity ProjectDetailed insight into new SSAE-18 standards and how they will impact your next SOC report and review.
2017-09-1308 min
The NineVulnerable ShareholdersGet first-hand knowledge about best practices in fraud situation response, including staff training and reporting from our panel of seasoned experts in this episode of NICSAtalk.
2017-08-2404 min
The NineData Analytics Part 2Asset managers looking to spend less time managing data streams and more time analyzing them should tune in to this episode of NICSAtalk, where we tackle how financial institutions can best position themselves for data consumption. Moderator: Jackie Noblett, Senior Reporter, Ignites. Speakers: Bradley Moore, Director of Product Development at Albridge Analytics; Lyndsay Noble, Lead Analytics Consultant at DST Systems; Greg Piaseki, Head of Sales at SalesPage Technologies; and Deep Srivastav, Head of Client Strategies and Analytics at Franklin Templeton.
2017-08-0910 min
The NineData Analytics Part 1How can asset managers jump start data analytics with data they already have? This episode of NICSAtalk addresses the use of internal versus external data, and how financial professionals can identify key sources of data streams to best inform their business decisions. Moderator: Jackie Noblett, Senior Reporter, Ignites. Speakers: Bradley Moore, Director of Product Development at Albridge Analytics; Lyndsay Noble, Lead Analytics Consultant at DST Systems; Greg Piaseki, Head of Sales at SalesPage Technologies; and Deep Srivastav, Head of Client Strategies and Analytics at Franklin Templeton.
2017-08-0911 min
2011-09-2204 min