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NRF Regulation Tomorrow Podcast
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Regulation Tomorrow Podcast
Global Regulation Tomorrow Plus: UK cryptoasset regulation mini-series – Episode 2 – Qualifying stablecoins
Global Regulation Tomorrow Plus: UK cryptoasset regulation mini-series – Episode 2 – Qualifying stablecoins by NRF Regulation Tomorrow Podcast
2025-07-03
18 min
Regulation Tomorrow Podcast
Split the Difference podcast: Reforms to commodity derivatives regulation
In the latest episode of our podcast series, Split the Difference, Hannah Meakin, Floortje Nagelkerke, Anna Carrier, Lucy Dodson and Anita Edwards discuss upcoming and potential reforms to the commodity derivatives regulatory framework in the UK and EU.
2025-04-02
25 min
Regulation Tomorrow Podcast
Global Regulation Tomorrow Plus: Failure to prevent fraud in the UK – considerations for US firms
In our latest Global Regulation Tomorrow Plus podcast, Kevin Harnisch, Mark Highman, Katie Stephen and Hannah McAslan-Schaaf discuss the failure to prevent fraud offence under the UK’s Economic Crime and Corporate Transparency Act 2023, which comes into force on 1 September 2025, and how it might impact US firms.
2025-03-06
18 min
Regulation Tomorrow Podcast
Split the Difference Episode 12 – 2025 outlook
In this latest episode of our podcast series, Split the Difference, Hannah Meakin, Floortje Nagelkerke, Anna Carrier, Lucy Dodson and Simon Lovegrove look ahead at some of the key regulatory topics impacting institutions in the markets space in both the UK and the EU during 2025.
2025-01-31
23 min
Regulation Tomorrow Podcast
Global Regulation Tomorrow Plus: The FCA and FOS’s call for input on modernising the redress system
In our latest Global Regulation Tomorrow Plus podcast, Matthew Gregory and Anita Edwards discuss the FCA and the FOS’s joint call for input seeking views on how to modernise the redress system.
2025-01-30
12 min
Regulation Tomorrow Podcast
Let’s talk asset management: Episode 13 – DORA for asset managers
In this latest episode of our podcast series, Let’s talk asset management, Floortje Nagelkerke, Anna Carrier and Simon Lovegrove discuss the EU Digital Operational Resilience Act (DORA) and its impact on asset managers.
2025-01-16
23 min
Regulation Tomorrow Podcast
Split the difference: Short selling - the new SEC short sale disclosure rule and changes to the UK regime
In the latest episode in our split the difference podcast series, which explores divergence in the regulatory regimes in the markets space, Mark Highman and Hannah McAslan-Schaaf consider the US and UK regimes for short selling. On the US side we focus in particular on the SEC’s short position and activity reporting requirements under SEC Rule 13f-2.
2024-12-23
17 min
Regulation Tomorrow Podcast
Inside Investigations Ep 6: Data Preservation, Collection and Transfer
The sixth episode of our Global Investigations Podcast Series sees Claudia Van Gruisen (Senior Associate, Investigations, Enforcement and Compliance team, London) discussing the preservation, collection and transfer of data in investigations with Andrew Reeves (Partner, Investigations, Enforcement and Compliance team, London), Stephen Nattrass (Head of Regulations and Investigations, Canada) and Rita Nader-Guéroult (Counsel, Investigations and Business Ethics Team, Paris). We discuss key considerations, potential pitfalls and practical tips for managing data in investigations.
2024-12-18
20 min
Regulation Tomorrow Podcast
Let’s talk asset management: Episode 12 – ESMA’s and EIOPA’s letter on the EU RIS
In this latest episode of our podcast series, Let’s talk asset management, Frank Herring and Simon Lovegrove continue their discussion on the EU Retail Investment Strategy and focus this time on ESMA’s and EIOPA’s recent letter which included comments on the value for money proposal.
2024-12-10
08 min
Regulation Tomorrow Podcast
Let’s talk asset management Episode 11 – UK SDR naming and marketing rules
In this latest episode of our podcast series, Let’s talk asset management, Haney Saadah, Matthew Gregory and Simon Lovegrove discuss the FCA’s ‘naming and marketing’ rules under the Sustainability Disclosure Requirements. These rules came into force on 2 December 2024 although some firms have taken the ‘temporary flexibility’ offered by the FCA which gives firms until 2 April 2025 to comply with the rules.
2024-12-09
09 min
Regulation Tomorrow Podcast
FCA Market Watch 81 on transaction reporting – some key takeaways
In our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the FCA’s recently published Market Watch 81, which sets out some observations from the regulator’s supervision of the transaction reporting regime.
2024-12-04
09 min
Regulation Tomorrow Podcast
Inside Investigations Ep 5: Investigations and enforcement trends in the Middle East
With the rise in investigations across the Middle East and the increasingly rigorous and pro-active enforcement appetite of the regulators, it is important to carefully and strategically to mitigate risk. This Podcast episode will provide an overview of the key trends in investigations across the region, consider some of the underlying policies which shape the regulators’ approach, and provide an overview of the key legal, procedural, governance and reputational issues to be aware of.
2024-11-25
19 min
Regulation Tomorrow Podcast
Let’s talk asset management: Episode 10 – UK FCA’s recent work on non-financial misconduct
In this latest episode of our podcast series, Let’s talk asset management, Hannah Meakin, Lucy Dodson, Rebecca Dulieu and Simon Lovegrove discuss the UK Financial Conduct Authority’s recent work on non-financial misconduct and its impact on the UK asset management sector.
2024-11-19
20 min
Regulation Tomorrow Podcast
Let’s talk asset management: Episode 9 – ELTIFs
In this latest episode of our podcast series, Let’s talk asset management, Claire Guilbert and Simon Lovegrove discuss European Long Term Investment Funds and the recent European Commission Delegated Regulation containing regulatory technical standards providing further guidance on the regime.
2024-11-12
13 min
Regulation Tomorrow Podcast
Let’s talk asset management Episode 8 – ESMA’s guidelines on funds’ names using ESG or sustainability related terms
In this latest episode of our podcast series, Let’s talk asset management, Cyril Clugnac and Simon Lovegrove discuss the European Securities and Markets Authority’s final guidelines on funds’ names using ESG or sustainability-related terms. The guidelines apply from 21 November 2024.
2024-11-08
09 min
Regulation Tomorrow Podcast
Navigating Communications - Part 2: Promotional messages on social media platforms
In our latest podcast, our global Financial Services team discusses promotional messages on social media platforms, covering recent regulatory and enforcement developments in the UK, US and Dubai, as well as practical steps that global firms can be taking now in this area to manage their risk. This is a two-part podcast series on Navigating Communications – the first of our podcasts covered navigating off-channel communications and is also available now via our Global Regulation Tomorrow podcast page.
2024-11-01
20 min
Regulation Tomorrow Podcast
Let’s talk asset management: Episode 7 – UK forbearance on investment trust disclosure requirements
In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Matthew Gregory and Anita Edwards discuss the UK Financial Conduct Authority’s recent announcement of forbearance measures in relation to investment trust disclosure requirements.
2024-10-21
12 min
Regulation Tomorrow Podcast
Navigating Communications - Part 1: Off-channel messaging
In our latest podcast, our global Financial Services team covers recent regulatory and enforcement developments in the UK, US, Australia and Dubai in relation to off-channel messaging, as well as practical steps that global firms can be taking now in this area to manage their risk (from minute 21). This is a two-part podcast series and in the second part of the series to follow, we will discuss promotional messages on social media platforms.
2024-10-16
29 min
Regulation Tomorrow Podcast
Let’s Talk Asset Management Episode 6 – Updated AIFMD And NPPR Guides
In episode 6 of our podcast series, Let’s talk asset management, Claire Guilbert discusses our recently updated AIFMD and NPPR guides. She also touches on the AIFMD passport and national private placement regime in Luxembourg. Our AIFMD guide looks at how the AIFMD passport works in practice and the differences in local implementation across fourteen EEA Member States. Our NPPR guides looks at the requirements non-EU alternative investment fund managers face when marketing alternative investment funds to professional investors across fourteen EEA Member States, Switzerland and the United Kingdom.
2024-10-14
16 min
Regulation Tomorrow Podcast
Tokenization special edition series | Asset-backed tokens: Use cases and legal considerations
In our latest FinTech Pulse podcast in our Tokenization series, we discuss how asset-backed tokens may be used in relation to real world assets. We explore some use cases as well as legal considerations involved in tokenizing hard assets and considerations that investors and issuers might want to bear in mind.
2024-09-25
16 min
Regulation Tomorrow Podcast
Tokenization special edition series | How is tokenization impacting liquidity?
In our latest FinTech Pulse podcast in our Tokenization series, we explore how tokenization is impacting liquidity in markets that were once considered illiquid and how collateral management is evolving in this new digital ecosystem.
2024-09-25
14 min
Regulation Tomorrow Podcast
Inside Investigations Ep 4: Privilege - key considerations during an investigation
In our fourth episode of the Inside Investigations podcast series, Thomas Hubbard (Senior Associate, Investigations, Enforcement and Compliance team, Norton Rose Fulbright LLP, London) continues the discussion on privilege in investigations with Alexander Cappel (Partner, Norton Rose Fulbright LLP, Frankfurt), Rongxin Huang (Partner, Shanghai Pacific Legal, Shanghai) and Kevin Harnisch (Head of White Collar Defense and Investigations, Norton Rose Fulbright LLP, Washington). In this second of two podcasts on privilege, the team discuss what to keep in mind in relation to privilege as an investigation progresses.
2024-09-25
13 min
Regulation Tomorrow Podcast
Let’s talk asset management: Episode 5 – The updated Q&As on SFDR: key issues for fund managers
In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Cedric Danois discusses some of the key issues that ESMA and the other ESAs raise in the updated Q&As on the SFDR: • Sustainable investment definition • Website disclosures • Principal adverse impact indicators
2024-09-09
11 min
Regulation Tomorrow Podcast
EMEA Podcast RT Investigations Ep3 Privilege Part 1
EMEA Podcast RT Investigations Ep3 Privilege Part 1 by NRF Regulation Tomorrow Podcast
2024-09-04
14 min
Regulation Tomorrow Podcast
EMEA Podcast RT Investigations Ep3 Privilege Part 1
EMEA Podcast RT Investigations Ep3 Privilege Part 1 by NRF Regulation Tomorrow Podcast
2024-08-29
15 min
Regulation Tomorrow Podcast
Inside investigations: Episode 3 | Privilege Part 1
Inside investigations: Episode 3 | Privilege Part 1 by NRF Regulation Tomorrow Podcast
2024-08-28
14 min
Regulation Tomorrow Podcast
New Public Offers and Admissions to Trading Regime
In our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin, Matthew Gregory and Anita Edwards discuss FCA Consultation Paper 24/13 which sets out the new Public Offers and Admissions to Trading Regime.
2024-08-16
13 min
Regulation Tomorrow Podcast
PRA CP11/24 – International firms: Updates to SS5/21 and branch reporting
In our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss PRA Consultation Paper 11/24, which sets out proposals updating the regulator’s approach to international banks.
2024-08-15
12 min
Regulation Tomorrow Podcast
Let’s talk asset management: Episode 4 – New UK investment research rules
In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the UK Financial Conduct Authority’s final rules for a new option to pay for investment research.
2024-08-14
12 min
Regulation Tomorrow Podcast
Let’s talk asset management: Episode 3 – Retail investment strategy
In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Frank Herring, a senior consultant in the funds practice in Frankfurt discusses the EU retail investment strategy.
2024-08-13
13 min
Regulation Tomorrow Podcast
The FCA’s call for input on review of its rules in light of the Consumer Duty
In our latest Global Regulation Tomorrow Plus podcast, Partner Matthew Gregory and Senior Associate Joe Bamford share their thoughts on the FCA’s recently launched call for input on its review of its requirements following the introduction of the Consumer Duty.
2024-08-06
07 min
Regulation Tomorrow Podcast
Let’s talk asset management: Episode 2 – Netherlands spotlight
In our podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Floortje Nagelkerke, a financial services partner in Amsterdam provides a general outlook for asset management in the Netherlands and then touches on four key issues for the Dutch asset management sector: • Pension rules / pension transition. • Digitalisation / Crypto. • Sustainability. • Anti-money laundering.
2024-08-06
16 min
Regulation Tomorrow Podcast
Let’s talk asset management: Episode 1 - UAE spotlight
In our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able to build their knowledge and get insights on recent regulatory developments and market trends. In this podcast Matthew Shanahan, a financial services partner in Dubai covers three very topical issues impacting the UAE asset management sector: • DFSA Consultation Paper 158. • Crypto and tokenisation. • Update on the ADGM investment funds regime.
2024-08-06
13 min
Regulation Tomorrow Podcast
Global Regulation Tomorrow Plus: New EMEA Regulatory Insights Podcast Episode – Italy
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Maria Beatrice Gilesi from our Milan office discusses Italy’s implementation of MiCAR.
2024-08-05
14 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: DE&I series “Non-financial misconduct”
In the sixth podcast in our DE&I series, Jonathan Herbst, Katie Stephen, Rebecca Dulieu and Simon Lovegrove discuss non-financial misconduct including previous FCA enforcement action, the FCA’s proposals in CP23/20 and the practical steps that firms can take in this area. The podcast is the first in a planned mini-series that will focus on this complex and evolving topic.
2024-07-16
16 min
Regulation Tomorrow Podcast
New EMEA Regulatory Insights Podcast Episode – Australia
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode James Morris from our Sydney office discuss recent regulatory developments in Australia including: • An overview of ASIC’s recently announced priorities in light of the changing regulatory environment. • Recent developments in the context of regulating buy now pay later products in Australia, including potential changes to the existing surcharging rules. • Changes to the Reserve Bank of Australia’s approach to payments regulation. • AML reforms.
2024-07-03
27 min
Regulation Tomorrow Podcast
Global Regulation Tomorrow Plus: 30 June 2024 – MiCAR’s first milestone
In our latest Global Regulation Tomorrow Plus podcast, Anna Carrier, Nikolai de Koning and Sebastien Praicheux discuss the first milestone of Regulation (EU) 2023/1114 on Markets in Crypto-assets (MiCAR). MiCAR establishes a regime for the regulation and supervision of crypto-asset issuance and crypto asset service provision in the EU. Among the activities within the scope of MiCAR are the activities of offering to the public or seeking admission to trading asset-referenced tokens (ARTs) and electronic money tokens (EMTs) and issuing such tokens (ART/EMT activities). These activities will be subject to, respectively, Title III and Title IV of MiCAR from 30 June 2024...
2024-07-02
21 min
Regulation Tomorrow Podcast
Risks Redefined: The UK General Election – Compliance considerations for financial services firms.
In the first episode of our podcast series, Risks Redefined, brought to you by the Risk Advisory team, Hannah Meakin and Haney Saadah discuss the upcoming UK general election and what this will mean for firms with regards to compliance, in both the lead up to the election and the implications of the various potential outcomes.
2024-06-28
10 min
Regulation Tomorrow Podcast
Global Regulation Tomorrow Plus: What does the general election mean for financial services?
In our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst and Glen Hall discuss what it is like for a new government taking office and, from a financial services perspective, some of the key points arising out of the manifestos and some of the biggest challenges facing a new government.
2024-06-26
10 min
Regulation Tomorrow Podcast
New Split the Difference podcast: the EU DLT Pilot Regime and the UK Digital Securities Sandbox
Our podcast series Split the Difference explores divergence between the EU and UK regulatory regimes in the markets space. In the latest episode, Hannah Meakin, Anna Carrier and Simon Lovegrove explore the differences between the EU DLT Pilot Regime and the UK Digital Securities Sandbox.
2024-06-12
29 min
Regulation Tomorrow Podcast
Risk and Resilience: Episode 4: CRD VI | Future impact on bank reorganisations
Risk and Resilience: Episode 4: CRD VI | Future impact on bank reorganisations by NRF Regulation Tomorrow Podcast
2024-06-06
06 min
Regulation Tomorrow Podcast
Consumer Duty – the annual governing body report
In our latest Global Regulation Tomorrow Plus podcast, Matthew Gregory, Joe Bamford, Hishaam Khan and Anita Edwards discuss the first annual governing body report, and the governing body’s obligations with respect to it, under the FCA’s Consumer Duty rules. Firms are required to have prepared the report by 31 July 2024, and in this podcast we look at some of the steps firms should be taking to ensure they are ready for the upcoming deadline.
2024-05-30
06 min
Regulation Tomorrow Podcast
Global Regulation Tomorrow Plus: FCA’s anti-greenwashing guidance
In our latest Global Regulation Tomorrow Plus podcast we focus on the FCA’s finalised guidance on the new anti-greenwashing rule. We consider the scope of the new rule, the key differences between the finalised guidance and that consulted on, some “dos and don’ts” for firms and then finally a few words on a new anti-greenwashing tool that we have developed.
2024-05-22
12 min
Regulation Tomorrow Podcast
Global Regulation Tomorrow Plus: UK review and horizon scanning
In our latest Global Regulation Tomorrow Plus podcast the financial services knowledge team – Simon Lovegrove, Anita Edwards and Catherine Pluck – provide a review of recent UK regulatory developments and share their thoughts as to what is on the horizon.
2024-05-21
22 min
Regulation Tomorrow Podcast
Global Regulation Tomorrow Plus: FCA CP24/7 on payment optionality for investment research
In our latest Global Regulation Tomorrow Plus podcast, Partner Jonathan Herbst and Of Counsel Uzmah Yunis share their thoughts on the FCA’s recent consultation paper on payment optionality for investment research. Mark Highman, a financial services partner in New York, also provides a US perspective.
2024-04-29
15 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: The FOS’s motor finance decisions
In the second in our series of Regulation Tomorrow Plus podcasts on the FCA’s intervention in the motor finance sector, we take a detailed look at the Financial Ombudsman Service (FOS)’s decisions upholding specific complaints in relation to historical discretionary commission arrangements. The decisions were one of the catalysts for the action the FCA is taking in the sector, and in this podcast we discuss the arguments presented by the firms to the FOS as well as the decisions reached by the FOS.
2024-04-18
16 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: FCA CP23/24 on capital deduction for redress for personal investment firms
In our latest podcast, Partner Matthew Gregory is joined by Senior Associate Joe Bamford, both of whom specialise in retail conduct, to discuss the FCA’s consultation (CP23/24) on changes to the capital requirements for personal investment firms, with particular focus on how firms must calculate their potential redress liabilities for these purposes. The podcast also touches on how these changes may be seen as part of the FCA’s wider proposals and recent regulatory programmes – such as the Consumer Duty. The podcast aims to assist personal investment firms, and key internal stakeholders such as in house legal counsel and compli...
2024-04-15
12 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: DE&I series “Inclusivity”
In the fifth podcast in our DE&I series, Simon Lovegrove, Hannah Meakin and Hannah McAslan-Schaaf are joined by Alasdair Scott from GP Strategies to discuss inclusivity, how well contributions, presence, and perspectives of different groups of people are valued and integrated into an environment. Inclusivity has become essential in business today with new joiners looking for a specific working culture, one that fosters respect, humility and caters to the requirements of a diverse workforce. For example, Glassdoor found that 76% of job seekers reported that an inclusive workplace is an important factor when evaluating companies and job offers. Also, inclusivity...
2024-04-10
13 min
Regulation Tomorrow Podcast
Split the difference: European Market Infrastructure Regulation (EMIR)
Our podcast series Split the Difference explores divergence between the EU and UK regulatory regimes in the markets space. In the latest episode, Hannah Meakin, Anna Carrier, Georgia Karamani, Floortje Nagelkerke and Simon Lovegrove explore EMIR 3.0 and how the proposed new rules compare with the UK regime.
2024-03-20
18 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: FCA intervention in the motor finance sector
In this latest Regulation Tomorrow Plus podcast we consider the FCA’s recent intervention in the motor finance sector including the action that firms will need to take.
2024-02-15
15 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: FCA intervention in the motor finance sector
In this latest Regulation Tomorrow Plus podcast, we consider the FCA’s recent intervention in the motor finance sector including the action that firms will need to take.
2024-02-05
15 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: Submitting better SARs - A guide for MLROs and in-house teams
In our latest podcast, Senior Knowledge Lawyer Catherine Pluck is joined by Senior Associate Rebecca Dulieu and Associate Lizzie Cox, both of whom specialise in regulatory investigations and enforcement, to discuss reporting obligations under the Proceeds of Crime Act 2002 (POCA), in particular how to draft and submit good quality suspicious activity reports. The podcast aims to assist MLROs, nominated officers and other relevant functions, such as in house legal counsel and compliance officers, to fulfil their obligations under POCA.
2024-02-05
24 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: DE&I series “Data protection”
In the fourth podcast in our DE&I series, Hannah McAslan-Schaaf and Lara White discuss the data protection aspects of the FCA’s recent consultation paper on diversity and inclusion
2023-11-30
18 min
Regulation Tomorrow Podcast
Decisions Decoded: Lessons from enforcement in relation to cyber incidents
Last month the FCA announced that it had fined Equifax Limited £11,164,400 for failing to manage and monitor the security of UK consumer data it had transferred to its parent company based in the US, Equifax Inc, for processing. In our latest podcast in this series, Catherine Pluck discusses with Katie Stephen and Rosie Nance the lessons from this case, and regulatory enforcement concerning IT issues more broadly, for the various phases in a firm’s lifecycle regarding a cyber incident.
2023-11-23
09 min
Regulation Tomorrow Podcast
Decisions Decoded: Key takeaways from the latest AML enforcement decision
This podcast is the first in our new series, Decisions Decoded, focussing on decisions and themes in regulatory investigations and enforcement. In this episode, Senior Knowledge Lawyer Catherine Pluck talks to Financial Services Partner Katie Stephen about the recent FCA Final Notice concerning ADM Investor Services International Limited, which has been fined £6,470,600 for inadequate anti-money laundering systems and controls.
2023-11-09
13 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: HMT final proposals for UK cryptoasset regulation
On 30 October 2023, HM Treasury (HMT) published its final proposals for the future financial services regulatory regime for cryptoassets in the UK, comprising two responses to consultations and a policy paper. In this latest Regulation Tomorrow Plus podcast (recorded on 2 November), Jonathan Herbst, Hannah Meakin and Anita Edwards discuss HMT’s proposals and the next steps for firms.
2023-11-08
22 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: Consumer Duty and ESG
In our latest Regulation Tomorrow Plus podcast Matthew Gregory and Simon Lovegrove discuss the Consumer Duty and ESG.
2023-10-27
10 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: DE&I series ‘D&I and individual accountability’
In the third podcast in our DE&I series, Simon Lovegrove and Hannah McAslan-Schaaf cover the interplay between the regulatory focus on diversity and inclusion and individual accountability.
2023-10-24
10 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: DE&I series ‘What should firms be doing now?’
In the second podcast in our DE&I series, Simon Lovegrove and Hannah McAslan-Schaaf discuss what firms should be doing in light of the FCA and PRA consultation papers on diversity and inclusion.
2023-10-20
12 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus – DE&I series ‘The regulators recent consultations: the key requirements’
In the first podcast in our DE&I series, Jonathan Herbst, Hannah Meakin and Hannah McAslan-Schaaf provide an overview of the recent FCA and PRA consultation papers on diversity and inclusion.
2023-10-10
13 min
Regulation Tomorrow Podcast
Regulation Tomorrow: Split the difference - Post Brexit landscape and equivalence
In the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin, Floortje Nagelkerke and Anna Carrier discuss the UK/EU MoU on regulatory cooperation in financial services, equivalence and the impact on market infrastructure. The episode can be found here.
2023-10-05
24 min
Regulation Tomorrow Podcast
Regulation Tomorrow: The Consumer Duty and our new Pathfinder tool
In our latest Regulation Tomorrow Plus podcast, Matthew Gregory, Joe Bamford and Anita Edwards discuss the Consumer Duty, which is now in force for all on-sale products and services, and our new Pathfinder tool which has been developed to help firms ensure they have fully implemented the Duty.
2023-09-28
10 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: FCA policy statement on the new financial promotions gateway (PS23/13)
On 12 September 2023, the FCA published policy statement PS23/13 on the new regulatory gateway for firms that approve financial promotions. In this latest Regulation Tomorrow Plus podcast, Hannah Meakin, Georgia Jones and Anita Edwards discuss the FCA’s plans for implementing and operating the gateway, as well as highlighting some of the areas firms should be thinking about in preparation for the new rules coming into effect.
2023-09-25
12 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: Access to cash
The Financial Services and Markets Act 2023 introduces a requirement for the FCA to exercise new functions for the purpose of “seeking to ensure reasonable provision of cash access services in the United Kingdom, or a part of the United Kingdom”. In this Regulation Tomorrow Plus podcast Matthew Gregory and Simon Lovegrove discuss HM Treasury’s statement of policy on access to cash and the FCA’s statement on its new powers.
2023-09-19
08 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: Firms’ obligations to record and retain communications under UK REMIT
In this Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the obligations that firms have under UK REMIT to record and retain communications relating to their trading in wholesale energy products, in light of a large fine issued to a firm last month by Ofgem, the energy regulator, for breaches of those obligations.
2023-09-19
09 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: FCA portfolio letter to principal trading firms
On 4 August 2023, the FCA published a letter it had sent to the CEOs of firms categorised as ‘principal trading firms’, setting out its strategy for supervising these firms. In this latest Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the key points covered in the letter and the next steps for firms.
2023-08-31
10 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: Culture – recent developments and practical steps
In our latest Regulation Tomorrow Plus podcast, Senior Knowledge Lawyer Catherine Pluck is joined by London Financial Services partners Jonathan Herbst and Katie Stephen, who discuss some recent regulatory developments in relation to culture, as well as some practical steps that firms can be taking in this area.
2023-08-31
14 min
Regulation Tomorrow Podcast
Split the difference: Consolidated Tape
In the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin, Floortje Nagelkerke, Anna Carrier and Catherine Pluck discuss Consolidated Tape in the EU and UK.
2023-08-23
21 min
Regulation Tomorrow Podcast
Split the Difference: Regulatory approach to branches
In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin and Floortje Nagelkerke explore the regulatory approach to branches
2023-07-28
26 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus – Mansion House speech: Key takeaways
In our latest Regulation Tomorrow Plus podcast, Global Director of Financial Services Knowledge, Simon Lovegrove is joined by London financial services partners Jonathan Herbst and Hannah Meakin, who share their views on the key takeaways from the Chancellor’s recent Mansion House speech and the government’s response to the UK Investment Research Review.
2023-07-17
14 min
Regulation Tomorrow Podcast
PRA consultation on solvent exit planning for non-systemic banks and building societies (CP10/23)
On 28 June 2023, the Prudential Regulation Authority (PRA) published Consultation Paper 10/23 setting out proposals for non-systemic banks and building societies in the UK to prepare, as part of their business-as-usual activities, for an orderly ‘solvent exit’ and if needed, to be able to execute one. In this latest Regulation Tomorrow Plus podcast, Jonathan Herbst, Matthew Gregory and Anita Edwards discuss the PRA’s proposed new rules and expectations and what firms would need to do to comply.
2023-07-14
11 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus – FCA Policy Statement on cryptoasset financial promotions
On 7 June 2023, the government published The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2023 which is the statutory instrument which extends the scope of the UK’s financial promotion regime to cover cryptoassets. The day after the statutory instrument was published, the FCA published Policy Statement 23/6 which sets out the near final FCA rules that will apply to such communications together with a guidance consultation. In this latest Regulation Tomorrow Plus podcast, Hannah Meakin, Haris Karacosta and Simon Lovegrove discuss the FCA’s Policy Statement and the four routes to lawfully communicate cryptoasset promotions to UK consumers.
2023-06-16
15 min
Regulation Tomorrow Podcast
Split The Difference: Markets in EU and UK – equity secondary markets
In the latest in our podcast series, split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Hannah Meakin, Jonathan Herbst, Floortje Nagelkerke, Anna Carrier and Simon Lovegrove discuss the FCA’s recent Policy Statement on the UK equity secondary markets regime and how the new rules compare with the EU regime.
2023-06-08
20 min
Regulation Tomorrow Podcast
MoU establishing a framework for EU/UK financial services regulatory cooperation
In this podcast Jonathan Herbst, Matthew Gregory and Simon Lovegrove discuss the pros and cons of the Memorandum of Understanding establishing a framework for financial services regulatory cooperation between the EU and the UK.
2023-05-25
09 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus: AML - Key themes for firms from recent enforcement
In our latest RT Plus Podcast, Senior Knowledge Lawyer Catherine Pluck is joined by Counsel Joe Smallshaw and Associate Lizzie Cox, both of whom specialise in regulatory investigations and enforcement, to discuss some of the key themes arising from the Financial Conduct Authority’s recent anti-money laundering enforcement decisions.
2023-05-22
15 min
Regulation Tomorrow Podcast
Split the difference podcast: Markets in EU and UK – Recent and upcoming changes to EMIR
In the latest in our podcast series, split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Floortje Nagelkerke, Hannah Meakin, Anna Carrier, Lucy Axford and Simon Lovegrove discuss the recent and upcoming changes to EMIR. This includes the EMIR 3.0 proposal, the clearing obligation for pension scheme arrangements, bilateral margining requirements, EMIR reporting requirements and tiering non-UK CCPs.
2023-04-24
23 min
Regulation Tomorrow Podcast
Regulation Tomorrow: Edinburgh Reforms – The Government’s plan to revoke the PRIIPs Regulation
In this podcast, Matthew Gregory is joined by Claudia Trauffler (Head of Capital Markets, HM Treasury) who discusses the Government’s plans to revoke the PRIIPs Regulation and UK retain disclosure reform generally.
2023-04-13
19 min
Regulation Tomorrow Podcast
New Regulation Tomorrow podcast – Edinburgh Reforms Series: SMCR
In our latest podcast Simon Lovegrove, Matthew Gregory and Hannah Meakin discuss two important new papers implementing one of the Edinburgh Reforms, which is to conduct a review of the UK’s Senior Managers and Certification Regime.
2023-04-04
13 min
Regulation Tomorrow Podcast
Split the difference: Markets in EU and UK – Cryptoassets
In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Hannah Meakin, Albert Weatherill, Floortje Nagelkerke and Anna Carrier explore some of the markets dimensions of the regulatory reforms involving cryptoassets.
2023-03-08
34 min
Regulation Tomorrow Podcast
Regulation Tomorrow plus podcast – HM Treasury final consultation on the regulation of BNPL products
In this podcast, Matthew Gregory and Simon Lovegrove discuss HM Treasury’s final consultation on the proposed legislative changes to bring currently unregulated buy-now-pay-later products into scope of the UK Consumer Credit Act 1974, and FCA regulation.
2023-02-21
12 min
Regulation Tomorrow Podcast
Regulation Tomorrow: Split the difference: Markets in EU and UK – The trading venue perimeter
In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin and Anna Carrier discuss ESMA’s recent opinion on the trading venue perimeter and compare it to the FCA’s proposals in CP22/18.
2023-02-09
24 min
Regulation Tomorrow Podcast
RT Plus – HM Treasury consults on the UK’s financial services regime for cryptoassets
On 1 February 2023, HM Treasury issued its latest proposals for the UK’s financial services regime for cryptoassets. It also issued a policy statement on its approach to the regulation of cryptoasset financial promotions. In this podcast Jonathan Herbst is joined by Albert Weatherill and Hannah Meakin who provide their views on the key headlines including scope, authorisation, timing and process.
2023-02-08
10 min
Regulation Tomorrow Podcast
The Edinburgh Reforms: What do they mean for markets?
In our latest podcast on the Edinburgh Reforms, Hannah Meakin discusses what the reforms mean from a markets perspective.
2023-01-26
12 min
Regulation Tomorrow Podcast
Split the difference: Markets in EU and UK – what we should be expecting and hoping to see in 2023
In our new podcast series, Split the difference, which explores divergence between the EU and UK regimes in the markets space, Jonathan Herbst, Hannah Meakin, Anna Carrier and Floortje Nagelkerke provide an overview of what we should be expecting and hoping to see in 2023.
2023-01-17
35 min
Regulation Tomorrow Podcast
Regulation Tomorrow Plus – HM Treasury’s proposals for buy now pay later
HM Treasury has published its response to last November’s consultation on bringing buy now pay later businesses within scope of regulation from the Financial Conduct Authority. In this Regulation Tomorrow Podcast, Matthew Gregory, Of Counsel in the London financial services team of Norton Rose Fulbright, shares his insights into the response including what in-scope firms should be doing now.
2022-06-30
09 min
Regulation Tomorrow Podcast
Regulation Around the World - Horizon scanning
In this month's podcast we take a look at what is coming ahead in a horizon scanning episode. We hear from Steven Howard in the US, who discusses the new regulation around private investment funds; Jon Ireland looks at the new corporate collective investment vehicle regime in Australia; Anna Carrier examines various developments in the EU, including changes to the prudential regime, MIFID and also DORA; and Sebastien Praicheux looks at sustainable finance and crowd funding in France. Simon Lovegrove opens the episode with a look at UK developments. 3:30 - Steve Howard (USA) 15:39 - Jon Ireland (Aus) 23:25 Anna Carrier (EU) 34:10...
2022-03-16
44 min
Regulation Tomorrow Podcast
RT Plus - Recent U.S. Enforcement Developments
In this episode of RT Plus, Celia Cohen and Samuel Ramer, both partners in NRF's US practice, discuss recent U.S. enforcement developments. Drawing on a wealth of prosecutorial and in-house investigatory experience, Celia and Samuel explore how these developments may affect corporations globally, and provide practical tips for companies to reduce the risk of potential enforcement actions.
2021-11-17
17 min
Regulation Tomorrow Podcast
RT Plus - HMT consultation paper on regulation of Buy Now Pay Later products
In this latest episode we speak to Matthew Gregory and Joe Bamford about the Treasury’s consultation paper on the regulation of Buy Now Pay Later (BNPL) products. The consultation, published on Thursday 21 October, follows the Woolard review earlier in the year, which proposed the regulation of BNPL, after a huge increase in the size of the market. In this podcast, Matthew and Joe provide their initial thoughts on the Treasury’s proposals – including which sort of firms might need authorisation and what sort of products are likely to come into scope.
2021-10-25
10 min
Regulation Tomorrow Podcast
RT Plus - UK IFPR Series: The ICARA process and the new MiFIDPRU Remuneration Code
In this latest podcast in our new mini-series focussing on the new UK Investment Firm Prudential Regime (or UK IFPR), brought to you as part of the Regulation Tomorrow podcast, we look at governance requirements, the ICARA process and the new MiFIDPRU Remuneration Code to firms.
2021-09-20
16 min
Regulation Tomorrow Podcast
RT Plus - Evolution and Divergence: Markets in the EU and UK (Commodities)
The first episode in a new RT Plus mini-series, Evolution and Divergence: Markets in the EU and UK, is available now to stream and download. This podcast is the first in a series of five podcasts covering the changing nature of markets in Europe and also the degree to which this results in divergence with the UK regime. The series will cover equities, trading venues, systematic internalisers, and bonds and derivatives. The series begins however, with a look at commodities. Hannah Meakin and Anna Carrier will discuss scope, the ancillary activities test and also position limits, as they compare what...
2021-08-25
23 min
Regulation Tomorrow Podcast
RT Plus - UK IFPR series: An introduction to UK IFPR and its application to different types of firm
The first podcast in our new mini-series focusing on the new UK Investment Firm Prudential Regime (or UK IFPR), brought to you as part of the Regulation Tomorrow podcast, provides an introduction to the UK IFPR and its application to different types of firm – CPMIs, commodities firms, exempt CAD firms and the application to clearing members and indirect clearing members. If you would like to skip ahead to a particular section, please see the timing information below: • General application and categorisation of firms under the new regime – 1.08 • Application to CPMIs – 9.29 • Application to commodities firms – 14.03 • Application to exempt CAD firms – 16.41 • Application to clearing members...
2021-08-16
25 min
Regulation Tomorrow Podcast
RT Plus - The Treasury's Wholesale Markets Review: A first look
In this episode of RT Plus Jonathan Herbst and Hannah Meakin take a first look at the recent Wholesale Markets Review as published by the Treasury. This podcast takes an initial look at the key issues, paving the way for a more detailed examination of the proposals in a forthcoming podcast.
2021-07-19
14 min
Regulation Tomorrow Podcast
Episode 9
In this month's podcast we speak to Jonathan Herbst about the future of financial services in the UK and also the HMT Wholesale Markets Review. We are joined by Sam Ramer from our US practice, who explains the impact of the Biden Administration's memo on establishing the fight against corruption. We then discuss changes to Australia's exemptions regime with Jon Ireland from our Sydney office and we close with a look at recent changes to the anti financial crime regime in China, with partner in our Shanghai office, Sun Hong. If you would like to skip ahead to a particular...
2021-07-14
43 min
Regulation Tomorrow Podcast
RT Plus - FCA DP21/1: Strengthening our financial promotion rules
In this latest RT Plus podcast Simon Lovegrove, Peter Snowdon and Matthew Gregory discuss the FCA’s recent discussion paper setting out proposals to change the financial promotion rules for high-risk investments (FCA DP21/1).
2021-06-03
12 min
Regulation Tomorrow Podcast
Episode 7
In this month's podcast we speak to Celia Cohen in New York about recent enforcement trends in the US, with a focus on whistle-blowing; we hear from Anna Carrier in Brussels who discusses the new European commodities regime and we are delighted to welcome Jeffrey Mushens from the trade body, TISA, who will be discussing MiFID costs and charges with Matthew Gregory and Joe Bamford from our London office.
2021-05-13
36 min
Regulation Tomorrow Podcast
RT Plus - The FCA's whistleblowing publications
In this episode of Regulation Tomorrow Plus, Jonathan Herbst and Katie Stephen discuss this week's whistleblowing publications by the FCA and what this might mean for financial services firm. This podcast was recorded on 25 March 2021.
2021-03-26
06 min
Regulation Tomorrow Podcast
RT Plus - The NRF Conduct Healthcheck
Welcome to our first episode of Regulation Tomorrow Plus - the spin off podcast from the Regulation Tomorrow Podcast. Regulation Tomorrow Plus is shorter, sharper and more reactive - released as and when news or publications are issued. In this opening episode, John Coley and Iain Hawthorn take us through the NRF Conduct Healthcheck and the related summary report, which is published later this week.
2021-03-09
08 min
Regulation Tomorrow Podcast
Episode 4
After a Christmas hiatus, the Regulation Tomorrow Podcast is back with a bumper-sized episode to kick 2021 off with a bang. In episode 4, Jonathan Herbst gives a quick update on Brexit before examining the short selling restrictions on GameStop in the US from a UK market abuse perspective (this begins at 06:38). We’re delighted to be joined by our first special guest, the Payment Systems Regulator’s General Counsel and Head of Enforcement and Competition, Carole Begent, who will be taking a look at the year ahead with Norton Rose Fulbright’s own payments expert Albert Weatherill. We also hear from Joseph...
2021-02-04
26 min
Regulation Tomorrow Podcast
Episode 2
The Regulation Tomorrow Podcast is back with the latest updates on financial services risk and regulatory issues. In this episode, we run through the top news stories of the last month, before catching up with Global Head of Financial Services, Jonathan Herbst, for another update on Brexit. We also hear from Caroline Herkströter, partner in our Frankfurt office, who will be discussing the German position on reverse solicitation. Finally, we chat to Lisa Lee Lewis, Head of Advisory in our Risk Consulting practice, who provides an insight into the findings of our recent global operational resilience survey. Stay tuned t...
2020-11-04
22 min
Regulation Tomorrow Podcast
Episode 1
The end of the Brexit transition period is fast approaching, and much of the future UK-EU relationship is yet to be decided, leaving many in financial services eagerly wondering what will happen next. In the first episode of the Regulation Tomorrow podcast, Jonathan Herbst, Global Head of Financial Services at Norton Rose Fulbright, provides an update on the status of the negotiations and gives his views on what’s next for financial services firms. He’s joined by Imogen Garner who discusses the hot topics in the asset management space and Hannah Meakin, who looks at the world of market infr...
2020-10-08
23 min