Shows
Konto Kosta i Tajna Formule PDV-aRegTech – moj digitalni štitRegTech – moj digitalni štitOpis:Pravna usklađenost nikad nije bila zabavna tema – dok nije došao RegTech. Konto Kosta otkriva kako ga softver štiti od grešaka, kašnjenja i kazni, i zašto bez RegTech-a danas ne možeš ni da popuniš poreski kalendar.Ključne teme:Šta je RegTech i kako funkcionišeAutomatizacija usklađivanja sa zakonimaNotifikacije, predikcije i kontroleZa poneti: Nije poenta znati sve zakone – već imati alat koji ih prati za tebe.Potražite Kostu na:https://novabalance.rs ili svim bolje snabdeve...2025-07-2404 min
The Business Game, A Podcast That Moves The NeedleRegTech’s Next Big Leap! PolicyCheck’s AI Secrets to Crush Compliance ChaosSend us a textRegTech’s Next Big Leap! PolicyCheck’s AI Secrets to Crush Compliance Chaos Join The Tech Panel for an eye-opening episode with Simon Archer and Andrew Clouston, founders of PolicyCheck (https://policycheck.com.au), who are shaking up compliance in financial services. Dive into how AI and next-gen automation are transforming risk management, tackling Australia’s 2023 insurance claim challenges, and empowering SMEs. Get the scoop on PolicyCheck’s bold plans for global RegTech growth and what’s next for regulatory tech. This i...2025-05-191h 01
Klardenker on AirDas war die KPMG RegTech-Konferenz 2025Am 2. April war es wieder soweit: Die RegTech-Konferenz öffnete ihre Türen und bot Ihnen spannende Einblicke in die neuesten Trends, relevante Use Cases sowie die aktuellen Anforderungen und Herausforderungen der Branche. Teilnehmer:innen konnten sich auf wertvolle Insights und Lösungen freuen, die die Zukunft der RegTech-Landschaft prägen würden.Auch in diesem Jahr erwarteten die Teilnehmer:innen wieder spannende Panel-Talks zu Fokusthemen, Insights zu Trends und Innovationen sowie ein abschließendes Get-together mit atemberaubendem Blick über Frankfurt am Main. RegTech-Unternehmen hatten erneut die Möglichkeit, sich an Messeständen zu präsentieren und ihre neuesten...2025-04-1002 min
Maveric Banking Edge PodcastMastering ESG Data: Practical CFO and CTO RegTech StrategiesNavigating Regulatory Complexity in a Shifting Financial LandscapeJoin our latest Maveric Banking Edge Podcast Series episode as we dive deep into the evolving regulatory environment shaping the banking industry. Tune into the E.D.G.E—Experiences Delivered by Global Experts—and gain insights into how financial institutions can navigate increasing regulatory scrutiny, ESG data integration, and the transformation of compliance into a strategic advantage.Regulatory Pressures and Strategic AdaptationIn this episode, industry leaders discuss the latest trends in banking regulations, risk frameworks, and ESG-driven mandates. As comp...2025-02-2628 min
ICT Pulse PodcastICTP 311: Regtech, its broadening scope and potential for application in the Caribbean region, with Jennifer PotterRegulatory technology (or regtech) is expected to be worth over USD 87 billion by 2028, but it is an underdeveloped fintech segment in the Caribbean region. However, as regulatory oversight increases in areas such as cybersecurity and data protection, increasingly, regtech will not be limited to the banking and fintech sectors. Circling back to a 2022 episode, regtech expert, Jennifer Potter, gives us a primer on regtech, and discusses, among other things: * the other industries, besides banking and financial services, in which regtech can be applied; * how regtech can improve the customer experience regarding the Know-Your-Customer (KYC) ru...2024-07-1746 min
IBS Intelligence PodcastsEP714: The challenges facing RegTech and RegTech providersRajesh Mirjankar, Managing Director, CEO & Co-Founder, Kiya.aiThe biggest challenge facing regulatory technology (RegTech) and the tech firms that provide it to the financial services sector is at once highly complex and yet may framed very simply. In the latter instance, it is simply a matter of keeping up with fast-evolving regulations and doing so across borders. The question is this – is RegTech fit for purpose in the face of the AI revolution? Robin Amlôt of IBS Intelligence speaks to Kiya.ai’s Managing Director and CEO, Rajesh Mirjankar 2024-06-1118 min
RegTech Round-upAI-Curated Open-Source Data: A Game-Changer for Beneficial Ownership ComplianceIn our latest episode of RegTech Roundup - Financial Crimes edition, we delve into the challenges surrounding the collection of beneficial ownership data through centrally administered registries. Joining our host, Charlene Sebastian, in the
discussion are Jennifer Arnold, Co-Founder & CEO of Minerva, and Matthew Van Buskirk, Co-Founder & CEO Regulatory, Hummingbird RegTech.
While centrally administered registries have the potential to enhance the overall data ecosystem, progress in this area has been slow. Data accuracy, currency, verifiability, privacy concerns, and the high cost of maintaining a central
registry have hampered implementation progress.
Financial institutions (FIs) are now...2023-11-2927 min
FinTalk by VERMEGCollaborating for Success: The Future of RegTech with Deborah Young #S2E12Welcome to FinTalk by Vermeg, the leading podcast in FinTech and RegTech that addresses the most pressing topics in the financial and regulatory technology industry.In this episode, our host Jawad Akhtar is joined by renowned industry expert Deborah Young, CEO of the RegTech Association. Together, they delve into the importance of trust and collaboration in the RegTech industry and predict its future.This episode of FinTalk by Vermeg covers:The significance of trust in RegTechThe role of collaboration among regulators, institutions, software vendors, and governmentThe function and...2023-11-0714 min
馬克解讀金融科技 - MarkReadFintechEp.19 偉康科技參戰！Regtech引領新未來Regtech 近年快速發展，成為金融業重要的科技應用領域。本集邀請了在該領域資深的偉康科技總經理Jay，一同探討Regtech 的定義、發展趨勢與科技應用。我們會從Regtech 1.0的自動化，到2.0的數據分析，以及3.0強調數據安全隱私談起。同時，我們也會提到資料品質與治理在Regtech 中扮演的角色。在下半場，Jay 會詳細介紹偉康在Regtech 上的產品與服務，像是視訊核身、數位身份認證等。我們最後也會談及零信任架構如何提升企業資安。希望聽眾可以透過本集，對於Regtech 的重要性與應用有更深入的瞭解。如果對於的Regtech 議題有興趣，也可以關注#偉康科技IG: @webcomm.tw網站: https://www.webcomm.com.tw/web/tw/ This is a public episode. If you would like to discuss this with other subscribers or get access to bonus episodes, visit www.markreadfintech.com2023-10-1142 min
The Connector.The Connector Podcast - RegTech NZJoin the conversation with Janet Chenery from RegTech New Zealand. She talks about how the association fosters collaboration and innovation between the RegTech's, banks and regulators. Thank you for tuning into our podcast about global trends in the FinTech industry.Check out our podcast channel.Learn more about The Connector. Follow us on LinkedIn.CheersKoen Vanderhoydonkkoen.vanderhoydonk@jointheconnector.com#FinTech #RegTech #Scaleup #WealthTech2023-08-1017 min
RegTechImpactREGTECH AND THE PUBLIC SECTOR1. Why is it important to consider RegTech?
2. Which technologies are used in the RegTech industry?
3. Do you have examples of government initiatives to support RegTech?
4. Can you give us an example of successful support for RegTechs through government initiatives in Liechtenstein?
5. How can RegTech companies collaborate with government agencies to develop solutions?
6. Can you tell us about the current regulatory landscape in Liechtenstein and Would you have a concrete RegTech use case for us? Or What are some of the unique challenges that financial institutions in Liechtenstein face when it comes to regulatory compliance, and how can RegTech solutions address...2023-07-3021 min
Rise FinTech PodcastRise Insights Special – Regtech with Matt FlenleyIn this Rise Insights Special episode, on the back of our latest Rise Insights Report: The rise of regtech, our host Nura Haji, sits down with report contributor Matt Flenley, Head of Marketing at Datactics. We explore Matt’s statement that ‘regtech can be a game-changer if you’re serious about data’ and hear about the intersectionality between data and regtech. Download our latest insights report at rise.barclays now. Episode References: Supply Chain Fraud Prediction with ML and AI: https://www.qeios.com/read/1VZC8W Benford’s Law: https://www.datact...2023-07-0629 min
Blockchain UnpackedBlockchain Unpacked Episode 3: a gift from the GodsIn this episode, Natasha Powell (Chief Compliance Officer at BCB Group) and Kym Routledge (Head of Financial Crime at BCB Group) offered valuable insights into the opportunities and challenges of making the transition to Crypto compliance roles, explaining how best to leverage people, processes and technology to make sure the move is as productive as possible. The pair were also great advocates for RegTech solutions and the newfound capabilities that they bring within transaction monitoring and customer screening in particular.
2023-06-2249 min
RegTechImpactRegTech - Innovationen im Compliance ManagementRegTech entmystifiziert, Teil 1
Timo Purkott ist Partner bei der KPMG und Head of Regulatory & Compliance. Er hat zahlreiche Institute bei der Umsetzung (neuer) regulatorischer Anforderungen und der Optimierung des Compliance Management Frameworks unterstützt. In den letzten Jahren sind dabei Programme zur Effizienzsteigerung und Automatisierung in der Compliance Funktion immer stärker in den Vordergrund gerückt. Timo leitet KPMG’s RegTech Initiative - dabei geht es um technologische Lösungen, um regulatorische und Compliance Anforderungen stärker zu automatisieren sowie den Einsatz von innovativen Technologien für entsprechende Compliance Anwendungsfälle.
https://klardenker.kpmg.de/digital-hub/autoren/t...2023-05-1217 minRegTech Round-upTechniques to Address ESG Transformation Challenges - Conversation with Gerry Murtagh, RegTickIn this episode of RegTech Round-up, host Donna Bales speaks to Gerry Murtagh, co-founder of RegTick. In this episode they discuss best practices and key focus areas to address some of the organizational challenges of developing a successful ESG Program. Gerry shares several techniques that RegTick uses to reduce complexity - such as VMOST to structure a ESG program, Empathy Mapping to understand your stakeholders and an ESG Health Check to test the health of your ESG program.
Be sure to tune in to hear more!
Regtick is a visually intuitive, cloud-based, Programme Management platform...2023-05-0928 minRegTech Round-upEffective Operational Resilience: More than just disaster recoveryThe financial industry has undergone a significant transformation in recent years, with the accelerated shift to digitized services having a profound impact on the banking landscape. Not only has it changed the way financial institutions operate, but it has also affected anti-money laundering risks and financial crime prevention measures across the enterprise.
As a result, there has been a marked shift in focus from traditional risk management practices to enhanced business resilience. This new approach emphasizes the importance of preparing for and quickly adapting to potential disruptions to critical financial infrastructure and services. Early adopters of this...2023-05-0624 min
The Fintech Power 50Episode 14: RegtechRegulation and fintech go hand in hand, and for both sectors its changing all the time. With monitoring and reporting ever more crucial to businesses out there, the regtech industry has evolved in a big way.
This podcast will examine the current regtech landscape as well as what is currently exciting leaders in the space. With the help of our panellists, we will determine whats next for regtech, and how the industry will get there.2023-04-2543 minRegTech Round-upRisk Assessment Techniques for Financial Crime ManagementIn this episode of RegTech Round-up, Charlene Sebastian, Head of Client Success at
MinervaAI and strategic advisor to the Canadian RegTech Association (CRTA),
talks with Anthony Quinn, Founder and CEO of Arctic Intelligence, a
multi-award-winning RegTech firm specializing in software for enterprise-wide
audit, compliance, and risk management related to financial crime, about how
firms can dramatically simplify the EWRA by maximising their data and using
technology to automate the process; to reduce residual risk exposure and be
more strategic in the application of enterprise risk controls to improve
operational processes, remove bias and drive revenue. Anthony also highlights
key f...2023-04-1134 minRegTech Round-upRisk Assessment Techniques for Financial Crime Management - Conversation with Anthony Quinn, Arctic IntelligenceMoney laundering and terrorism financing laws apply to millions of businesses, across 30+ industry sectors, and in over 200 Financial Action Task Force (FATF) member countries. And yet, there is no industry standard on how businesses should apply the risk-based approach (RBA) when developing Enterprise-wide money laundering and terrorism financing risk assessments.
In this episode of RegTech Round-up, Charlene Sebastian, Head of Client Success at MinervaAI and strategic advisor to the Canadian RegTech Association (CRTA), talks with Anthony Quinn, Founder and CEO of Arctic Intelligence, a multi-award-winning RegTech firm specializing in software for enterprise-wide audit, compliance, and risk management r...2023-04-0637 minRegTech Round-upDemystifying ID Verification - Why IDV isn't just about fraud and how to select and successfully implement an IDV solutionMarch is Fraud Prevention month!
Digital Identification Verification (IDV) technologies play a critical role in preventing and detecting identity fraud. Through document verification and liveness checks, IDV solutions can be used to address a number of regulatory identification and know your customer requirements.
While embraced by many digital banks and cryptocurrency exchanges, as part of a frictionless customer on-boarding experience and to automate key anti-money laundering (AML) requirements; traditional banking, wealth management services and credit unions have been slower to implement IDV solutions, citing cost, accuracy and complexity challenges.
2023-03-2533 minRegTech Round-upDemystifying ID Verification - Why IDV isn't just about fraud and how to select and successfully implement an IDV solution.March is Fraud Prevention month!
Digital Identification Verification (IDV) technologies play a critical role in preventing and detecting identity fraud. Through document verification and liveness checks, IDV solutions can be used to address a number of regulatory identification and know your customer requirements.
While embraced by many digital banks and cryptocurrency exchanges, as part of a frictionless customer on-boarding experience and to automate key anti-money laundering (AML) requirements; traditional banking, wealth management services and credit unions have been slower to implement IDV solutions, citing cost, accuracy and complexity challenges.
2023-03-2237 min
FinTalk by VERMEGCatalysing Efficient Reg Change Through RegTech with Niresh Rajah & Alan Blanchard #12From recent research, 50-70% of a firm’s annual change budget is spent on regulatory change - could the growth of comprehensive RegTech solutions impact that for the better?Peering into the future of how RegTech can be used more efficiently, we hear from Grant Thornton UK LLP’s Niresh Rajah, and welcome back a former guest on the show, Alan Blanchard.This episode of The VERMEG podcast covers:How to reframe RegTech as an area of value creation rather than simply costUsing technology to ensure consistent compliance and assist horizon scanningReducing manual work to i...2022-12-0633 min
Compliance That Makes Sense103 - How AML and Other RegTech Tools Became the Candy Crush Office Game for the Compliance DepartmentAdding more features, data, and analytics capabilities to your RegTech tools may sound like a worthwhile effort, but it actually does more harm than good in the FinTech world. Tune in today to hear why this trend is more like a Candy Crush office game than an effective business strategy. If you found value in this episode, I would really appreciate if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast and help their companies! I...2022-09-1910 minRegTech Round-upRegTech Without Borders - Finding Solutions to Tackle Common Regulatory ChallengesIn this episode our host, Matt Fowler, speaks with Michael Barton from Invest Northern Ireland and Paul Childerhose (CRTA Board Member and Membership Engagement lead) about the opportunities that exist for firms large and small to leverage the growing tech and data talent in and around Belfast. With a growing need to manage common regulatory challenges Invest Northern Ireland, and the CRTA, are able to help firms find the right services, solutions and talent. As the flow of regulation, and often innovation, moves across Europe towards North America hear how you can find the right support for your growth...2022-09-1828 minICT Pulse PodcastICTP 220: Regtech and the opportunity in the Caribbean region, with Jennifer PotterRegulatory technology (or regtech) is expected to be worth over USD 87 billion by 2028, but it is an underdeveloped fintech segment in the Caribbean region. Regtech expert, Jennifer Potter, gives us a primer on regtech, and discusses, among other things: the other industries, besides banking and financial services, in which regtech can be applied; how regtech can improve the customer experience regarding the Know-Your-Customer (KYC) rules and anti-money laundering (AML) compliance obligation; and key things organisations should consider before they decide to integrate regtech into their operations. The episode, show notes and links to som...2022-09-0746 min
Moody’s Talks: KYC DecodedBonus Episode: RegTech Research ReportHow do Financial Institutions determine the right RegTech vendors for them? And how do RegTech providers establish a reputation that is built on trust?The RegTech industry poses unique challenges for buyers and sellers alike. In this special bonus episode, host Alex Pillow and guest Matt Neill, Managing Director and Co-founder of Beyond, take a closer look at Beyond’s recently published guide, Leveraging RegTech in Financial Crime Compliance Programmes.This thought-provoking conversation weaves through the processes and systems needed by both vendors and Financial Institutions to yield successful outcomes.Download the report, an...2022-07-2746 min
RegTechImpactDennis Versteeg, Compliance Innovation Lead / RegTech Innovation Board, ING Bank, Amsterdam, Netherlands‘Dennis Versteeg is leading the Compliance Innovation department at ING Bank. In this role he is responsible for exploring regulatory challenges and finding, proving and implementing innovative solutions to improve on these challenges. In his second role as chairman of the RegTech Innovation Board, which brings together RegTech demand and supply, his working domain expands across the entire bank. Fuelled by priorities set by the demand members and supported by market knowledge and capabilities on the supply side, multiple RegTech solutions have successfully been rolled-out within ING over the last years.
Before joining ING, for over 20 years Dennis worked as a...2022-07-2122 min
DigFin VOXAI Regtech | Miles Wen, Fano Labs | DigFin VOX Ep. 34Miles Wen is CEO of Hong Kong startup Fano Labs, a developer of deep networks and other AI tools to understand voices - to translate what people say, as well as add insights around the context of those conversations. It's a service that financial institutions are using today for monitoring wealth managers, among other things.Wen speaks with Jame DiBiasio about the state of AI today, how banks are integrating (or struggling to integrate) AI solutions, regtech's growth prospects, and Fano Labs' going IPO.Timecodes:0:00 - Miles Wen and Fano...2022-07-2132 min
RegCastFinCrime RegTech at the crossroadsRegulators want financial crime risks for both TradFi and DeFi integrated and are dishing out large fines. RegTech solutions can help but only if we align with fast-moving new rules. 2022 political turbulence and a market explosion of digital asset offering has thrust the slow-moving FinCrime RegTech policy agenda into the limelight. JWG assembled an all-star panel to discuss the decisions which need to be made on future approaches to compliance infrastructure from today’s crossroads. We found a lot that needs to be decided now! For more background, and to listen to the other panels, see JWG’s RegTech semina...2022-07-1251 min
RegTalks#23 - RegTalks with Deborah Young, The RegTech AssociationDuring her insightful interview with Know Your Customer's CEO, Deborah Young explores:The origin story of the RegTech Association and its role in making Australia the third-largest RegTech hub in the world The current push from Australian financial regulators to drive greater RegTech adoptionThe hottest trends in RegTech right now and their impact on the financial sector as a wholeDeborah Young is the founding CEO of The RegTech Association, a global non-profit industry member body focused on accelerating adoption of RegTech solutions and creating a global centre of excellence in Australia. Since helping to establish the...2022-07-0722 min
RegTech Round-upFounders Series - Discussion with Emmanuel Cohen, Armadillo GroupIn this episode our host Myron Milla-Dare speaks with Emmanuel (Manny) Cohen, CEO and Founder of Armadillo Group. Manny talks through his 25 year journey building his company - digging into his own pockets for funding - overcoming the skeptics and being a leader in bringing new tools and techniques into the KYC and due diligence process.
Armadillo Hub, is a scalable, cloud–based, end-to-end automated RegTech platform, giving global regulated businesses the tools to conduct the appropriate background checks on corporate and private clients. The platform leverages cloud and robotic process automation to manage the large data needed...2022-06-0827 min
RegCastEconomic crime RegTech PrioritiesThe way we look at economic crime risks and controls is changing. Sanctions and other drivers have forced institutions to take a more holistic view of risk disciplines and integrate process that on-board clients, screen their transactions and monitor the marketplace. In advance of our 23 June RegTech seminar we assemble all-star technology and compliance experts to talk about how the demand for RegTech has changed and what it takes to get the organisations to rally around new ways of working. We also say goodbye to a giant in the RegTech arena who has departed us all too early in...2022-05-2929 minRegCastEconomic crime & RegTech plans2022 is a tipping point for the next generation of economic crime RegTech. Decentralised services are presenting unquantified levels of risk to the system and rules are moving fast to keep up. The good news: after 5 years of laboratory experiments and forests of reports, RegTech can provide a migration path for compliance regimes. In this episode we explore the current state of compliance and how RegTech can be leveraged in today’s economic crime programmes across all asset classes in advance of our 23 June Seminar on AML, Sanctions and Surveillance. Register here: https://aml-sanc-surv.jwgevents.org/contact-us/2022-05-1131 min
Heads Talk091 - Rik Coeckelbergs CEO: Fintech Series - The Banking Scene, The Sweet Spot of RegtechLet us know your thoughts. Send us a Text Message. Follow me to see #HeadsTalk Podcast Audiograms every Monday on LinkedIn. Episode Title:- 🇧🇪The Sweet Spot of Regtech🇧🇪I do love a detailed conversation, filled with facts and stats and data. My guest today delivered all 3 in this #HTFintechSeries episode of Heads Talk. The conversation was in-depth and dealt with the topic of money laundering and the advent of regtech. @Rik Coeckelbergs is a banker and the founder and #CEO of @The Banking Scene. A very forensic...2022-04-1727 min
Compliance Clarified – a podcast by Thomson Reuters Regulatory IntelligenceSeason 3, Episode 10: Fintech, regtech and the role of compliance in 2022In the tenth, and last, episode of season 3 of the Compliance Clarified podcast Susannah Hammond is joined by Mike Cowan her co-author on the report Fintech, regtech and the role of compliance in 2022. The subtitle of the report is “challenges arising from technological opportunities” which gives a sense of the findings. It is clear that digital transformation has been a fundamental enabler for financial services firms particularly in navigating the pandemic. Indeed, it is hard to underestimate the opportunities firms can derive from the robust implementation of technological solutions but maximising their potential can present challenges. And the most significant chal...2021-12-0732 minDigFin VOXRegtech trends | Ashish Rai, FIS Global | DigFin VOX Ep. 18Regtech – regulation technology – is now critical for financial institutions, but needs vary by market. Ashish Rai of FIS discusses the big-picture challenges in capital markets.Timecodes:0:00 - Ashish Rai, FIS1:13 - Trends in capital-markets regulation2:56 - Differences between Hong Kong and Singapore5:37 - Are back offices ready for compliance tech needs?7:10 - Regtech's strengths in capital markets8:25 - And its shortfalls; has A.I. delivered?10:33 - Banks and asset managers' benefits in future11:45 - Risk management in machine learning and regtech1...2021-11-1122 min
The Compliance FilesSeason 2 - Episode 4: RegtechACOI President, Kathy Jacobs, speaks with Rob Leslie, Sedicii; Rachel Woolley, Fenergo and Ben Cronin, UBO Services on the benefits of Regtech, the importance of strategy & governance. Their conversation moves to what you should look for in sourcing a Regtech provider and the deployment of a Regtech solution. We also get our guest's takes on the role of the compliance function, pitfalls of deployment and the views of the regulator.
2021-11-0848 minRegTech Round-upFounders Series - Discussion with Jennifer Arnold - Co-founder and CEO of Minerva.aiIn this episode Myron Mallia-Dare speaks with Jennifer Arnold, Co-founder of Minerva.ai. MinervaAI is a RegTech platform using deep learning and automation to execute enhanced due diligence and AML investigations in under 45 seconds.2021-11-0323 min
Model Office and The Science of ComplianceThe Science of Compliance Series 2, Episode 5: Dr Sian Lewin, Co-Founder and Head of Client Delivery RegTech AssociatesLearn all about the RegTech industry and how it is helping firms meet ongoing governance, risk and compliance challenges from The RegTech Doctor herself, Dr Sian Lewin Co-Founder and Head of Client Delivery RegTech Associates 2021-10-2128 minModel Office and The Science of ComplianceThe Science of Compliance Series 2, Episode 15: Dr Sian Lewin Co-Founder and Head of Client Deliver RegTech AssociatesA very insightful podcast into the RegTech industry from a leader in the field Dr Sian Lewin of RegTech Associates, covering women in RegTech, RegTech Associates research and the direction of travel for RegTech both in UK and Internationally. 2021-10-2133 min
Fintechpodden81. Taking the pulse on Regtech in Stockholm 2021In this episode, we are joined by two Regtech experts, Richard Rosenholtz and Zaliia Gindullina to talk about the Regtech scene in Stockholm, Sweden. Both guests have recently contributed with their expertise within Regtech to the Stockholm Fintech Guide provided by Invest Stockholm.
Both Richard and Zaliia works in the Regtech scene in Stockholm and are active in the Nordic Regtech Association.
During the conversation, we get to listen to our guests discuss and share their knowledge of the Regtech industry in Stockholm. We cover topics such as: what are the main barriers to enter th...2021-10-1339 min
RegTalks#16 - RegTalks with Dr Sian Lewin, RegTech AssociatesJoin us for an insightful discussion with Dr Sian Lewin where we explore:What RegTech providers can do to differentiate their offering in an increasingly crowded space;Why making a business case internally remains a key barrier to RegTech adoption at financial institutions;Why vendor partnerships are becoming central as the RegTech sector continues to mature and consolidate;What are some of the most unexpected findings revealed by RegTech Associates' recent report for the City of London on the opportunities and challenges of RegTech in the UK.Dr Sian Lewin is Co-Founder at UK-based RegTech Associates. A...2021-10-0621 min
RegTechImpactJason Boud, Co-Founder & CEO at RegTech Associates, London United KingdomJason Boud is the Co-Founder and CEO of RegTech Associates, a global research company who use their analysis to provide strategic insight and advice to their clients. They help their technology clients grow and their regulated firm clients manage compliance more effectively. RegTech Associates have now established the largest research database of RegTech products, boasting 1300+ solutions and a global community with a vision to bring all sides of the RegTech market together.
Jason has extensive experience working at a senior level in technology for JP Morgan and Credit Suisse, has worked in corporate innovation, and has 10 years of experience working...2021-08-0629 min
Regulated RadioEpisode 27: What RegTech means for financial services How can technology help financial services firms manage the challenge of dealing with increasingly complex and demanding financial regulation? In this episode, we speak to Kent Mackenzie and Suchitra Nair to hear about the latest ‘RegTech’ applications being used in the financial sector, and how regulators have been responding to this wave of innovation. Tune in now! Key questions: What are some of the most innovative RegTech solutions that have been implemented by financial services firms in the last few years? How do regulators view the use of RegTech in the firms that they supe...2021-06-2824 min
The Business Behind Your BusinessWhat is RegTech and How Does it Help Me?What is RegTech? How does it affect my business? What should I be doing?According to Deloitte, "RegTech (Regulatory Technology) is more than a buzzword, it is a very real movement that is already having an impact on regulatory compliance."Deborah Young, CEO of the RegTech Association explains what RegTech is, and how RegTech is used every day by businesses everywhere.The RegTech Association is a global non-profit industry member body focused on accelerating adoption of RegTech solutions and creating a global centre of excellence. The association brings together government, regulators...2021-06-0121 min
The MoneyPotDynamic Data RegTechToo often, regulations and regulators, are looked at as the enemies of innovation. But, the world of RegTech isn't only about lowering the costs of compliance. It is about empowering regulators to be flexible to serve bigger policy goals, keeping the market fair and dynamic. We spoke with Murat Abur, Co-founder and CTO at Suade Labs to discuss the developments and possibilities that RegTech is creating to keep from over or under reacting to the amazing speed of the fintech revolution. Guest: Murat Abur, Co-Founder and CTO, Suade LabsHosts: Sanjib Kalita, E...2021-04-1515 min
RegTalks#8 - RegTalks with Brian Tang, Fintech Association of Hong Kong (RegTech)Join us for an inspiring conversation with RegTech/LawTech expert Brian Tang, exploring:The latest RegTech trends and which countries are leading the wayThe role of RegTech associations in the overall financial ecosystemHow local RegTech associations can work together to foster international cooperationHow the two areas of LawTech and RegTech convergeAn innovator, educator and ecosystem builder, Brian Tang has worked at the confluence of law, technology and finance in Hong Kong, New York, Silicon Valley and Australia for more than two decades. After a career at global investment bank Credit Suisse and Wall Street law firm...2021-03-3122 minCompliance Clarified – a podcast by Thomson Reuters Regulatory IntelligenceEpisode 11: Regtech: the governance lifecycle special reportIn this episode of the Compliance Clarified podcast series, Susannah Hammond and Mike Cowan of Thomson Reuters Regulatory Intelligence discuss the Regtech governance lifecycle special report which explores what good governance looks like when applied to the implementation and embedding of regtech applications. Regtech: the governance lifecycle report can be found here - https://legal.thomsonreuters.com/en/insights/reports/regtech-the-governance-lifecycle A TV slot with Susannah Hammond discussing the regtech governance lifecycle report can be found here - https://cdnapisec.kaltura.com/p/2363721/sp/236372100/embedIframeJs/uiconf_id/47116063/partner_id/2363721?iframeembed=true&playerId=kaltura_player_1615892076&entry_id=1...2021-03-2323 min
Poland TechnologyThe Rise of RegTechWith spending on Regulatory Technology estimated to rise by an average of 48% per annum to $76.3 billion in 2022, our Fintech series continues this week by taking a closer look at regulatory technology with industry guru, Rick Dupree.
As CEO & founder of Riskliance, Rick has held several business, risk, compliance, and operations roles at regional, national, and global financial services firms. He is a contributor to industry articles, panels, webinars and sits on several RegTech advisor boards including Compliance.ai and 4US. With vast experience and a wealth of information to share in this fascinating sector, we discuss the...2021-03-1117 min
Tech PeopleThe Rise of RegTechWith spending on Regulatory Technology estimated to rise by an average of 48% per annum to $76.3 billion in 2022, our Fintech series continues this week by taking a closer look at regulatory technology with industry guru, Rick Dupree.
As CEO & founder of Riskliance, Rick has held several business, risk, compliance, and operations roles at regional, national, and global financial services firms. He is a contributor to industry articles, panels, webinars and sits on several RegTech advisor boards including Compliance.ai and 4US. With vast experience and a wealth of information to share in this fascinating sector, we discuss the...2021-03-1117 min
Interviews with Leaders in Fintech & Web3The Road to Automation: Graduate Advice with MIT Global Panellist and RegTech Sector Pioneer Nirvana FarhadiNirvana Farhadi, global influencer and RegTech pioneer discusses the future of finance, sharing her thoughts on technology and its best attempt to disrupt regulation and finance.Nirvana started her career on the trading floor, after graduating with a degree in Law. She quickly rose to strength realising her ability to spot where financial companies are exposed to compliance issues! Nirvana emerged as a global influence in RegTech, heading Regulatory Transaction Reporting at KPMG UK before becoming Global Head of RegTech, Risk & Regulatory Compliance Affairs at Hitachi Vantara.Aside from full-time work, Nirvana has had a c...2021-03-1030 minRegTech Round-upSuptech and RegTech Innovation in Canadian Securities RegulationIn this podcast, Donna Bales speaks with Oumar Diallo, Directeur, Fintech et Innovation, Autorité des marchés financiers and John Hinze, Director of Corporate Finance, British Columbia Securities Commission on how they have leveraged technology within their organizations to advance their innovation journey. 2021-01-2530 minCompliance Clarified – a podcast by Thomson Reuters Regulatory IntelligenceEpisode 1: Report on Fintech, regtech and the role of complianceIn the opening episode of the Compliance Clarified podcast series, Susannah Hammond and Mike Cowan of Thomson Reuters Regulatory Intelligence discuss the findings of the 5th annual fintech, regtech and the role of compliance report and consider what financial services compliance officers can and should do about technological solutions. You can download the 5th annual Fintech, regtech and role of compliance report here - https://legal.thomsonreuters.com/en/insights/reports/fintech-regtech-compliance-report-2021 If you would like to take part, the 12th annual cost of compliance survey is still open - https://survey.clicktools.com/app/survey...2021-01-2040 min
RegTechImpactDeborah Young, Founding CEO of The RegTech Association, Sydney AustraliaThe RegTech Association, a global non-profit industry member body focussed on accelerating adoption of RegTech solutions and creating a global centre of RegTech excellence
Deborah Young is the founding CEO of The RegTech Association, a global non-profit industry member body focussed on accelerating adoption of RegTech solutions and creating a global centre of RegTech excellence. She has led the growth from 8 organisations to more than 150 organisations in less than 3 years including global RegTech firms, top tier banks, global technology companies and consulting firms and has achieved year on year growth in revenue and a growing global impact. She has led...2021-01-0728 min
RegTech 20/20Ep #13: How RegTech benefits CLM initiativesIt’s our last episode of the year, and this time we explore the topic of Client Lifecycle Management - or CLM - and the role of RegTech in powering initiatives.
We hear from Alex Dixon (Global Head of Client Lifecycle Management and KYC, Pega) and Jo Scanlan, who has worked at leading banks including ANZ, as they share their insights into the CLM process from a bank’s perspective, how they can get it right, and the value of RegTech.
And, as we all begin to look to 2021, we also ask Wayne Johnson (CEO and c...2020-12-1746 min
The RegTech ReportRegTech: The Past, Present and the Predictions for 2021In the first segment, Stefan talks to Erkan Wisler from RegTech Impact on the past, present and future of RegTech. Where are we in the hype cycle? What does RegTech 3.0 look like?Secondly, Stefan and Karl discuss their predictions of the big themes for 2021 in business, technology and regulation.To close off the year, they end with their top 3 thoughts on how the year 2020 might end. 2020-12-1631 min
FinTech: Byte-SizedRegTech as FinTech's Secret SauceRegulatory Technology – RegTech is undoubtedly an area with rising importance in the FinTech landscape. In this episode by The University of Hong Kong, we are proud to have Brian Tang as our guest. Brian is the co-chair of FinTech Association Hong Kong’s RegTech Committee, co-founder of APAC RegTech Network, the executive director or LITE Lab @ HKU, and the Chairman of World RegTech Summit 2020, among other great achievements.
Tune in to learn about the RegTech ecosystem in Hong Kong in comparison to other parts of the world, how exactly RegTech is positively shaping the FinT...2020-11-1123 min
Cybersecurity ChroniclesTransforming Risk Management and Compliance - The Power of RegTechStanley Li and Sean Mahoney from Netswitch discuss the increasing importance of 'RegTech' - where compliance meets technology:-- What exactly is RegTech and SupTech? -- How to bring visibility of both inside a single dashboard.-- How today's world has multiple regulatory compliance standards, not just 1 or 2.-- Why 'managing by spreadsheet' is no longer an option in this complex world.-- A real-world story of the challenges facing one IT Integration architect manager. -- Why communication with auditors can cause more issues than doing the c...2020-11-0613 min
The Securities Compliance Podcast: Compliance In ContextS1:E4 | How FinTech and RegTech Impact Compliance | Compliance In ContextWelcome back to the Securities Compliance podcast. On this episode, Today, we cover the SEC's new rule proposal regarding private issuers and raising capital and recent criticism to the amendments for Form 13F . Later, I speak with Chuck Senatore regarding the importance of FinTech and RegTech in the financial services industry and in your firm’s compliance program. Chuck is a board member and advisor to an assortment of FinTech, RegTech, and cryptocurrency companies. He currently teaches a course on compliance and regulatory strategy at the University of Chicago, and is the founder of the Boston RegTech Meetup.
2020-10-1923 min
French Tech Podcast - LondonIan Hollowbread - Head of RegTech Labs ING Wholesale BankingIan Hollowbread was appointed Head of RegTech Labs, in January 2019, he is globally responsible for RegTech within ING Labs, with a focus on supporting and investing in early stage companies to help address regulatory compliance and pro-actively protect the financial system at large.
Ian is an accomplished change manager, with over 15 years’ experience across service,operations and regulatory environments. He also brings a wealth of experience and knowledge of post-trade infrastructure and innovation.
Ian is an active member of ING UKs Innovation Council and has had responsibility of defining strategy and transformation under ING’s Chief...2020-10-1943 min
Stars & Startups with Varun VummidiRegTech & Moving on from Blockchain {Ankit of Signzy}EP42: {Ankit Ratan, Co-Founder of Signzy}Hi Stars!Regulation is probably one of the key pillars of banking. Sometimes it does become an excuse for being the thing that ails the experience. All of that is changing now with the emergence of Reg-Tech. The use of Video KYC, Aadhar authentication layer, digital lockers & the India Stack is enabling a lot of that change. One of those companies that is quietly enabling the BFSI sector is Signzy.Ankit, a silver medalist from IIT Delhi (2011), had worked in New York deploying fraud analytics solutions at Citi...2020-09-2453 min
Stars & StartupsEP42: RegTech & Moving on from Blockchain {Ankit of Signzy}EP42: {Ankit Ratan, Co-Founder of Signzy}
Regulation is probably one of the key pillars of banking. Sometimes it does become an excuse for being the thing that ails the experience. All that is changing now with the emergence of Reg-Tech. The use of Video KYC, Aadhar authentication layer, digital lockers & the India Stack is enabling a lot of that change. One of those companies that is quietly enabling the BFSI sector is Signzy.
Ankit, a silver medalist from IIT Delhi (2011), had worked in New York deploying fraud analytics solutions at Citi Bank and Metlife...2020-09-2353 min
Compliance pills Podcast. Berta Melet10. Las Regtech con RegTech Solutions-Maria Dolores PescadorEl Covid-19 ha cambiado las prioridades de las empresas y la necesaria prevención de los riesgos legales que pueden afectarles debe adaptarse a este nuevo contexto. Para hacernos la vida más fácil en medio de tantos nuevos retos tenemos a nuestro alcance las Regtech, es decir, la tecnología creada para ayudarnos a cumplir con los requerimientos legales. En este podcast, Maria Dolores Pescador, CEO&Co-Founder de la empresa RegTech Solutions nos explica qué pueden hacer las RegTech por nosotros.2020-09-0900 min
Compliance pills Podcast. Berta Melet10. Las Regtech con RegTech Solutions-Maria Dolores PescadorEl Covid-19 ha cambiado las prioridades de las empresas y la necesaria prevención de los riesgos legales que pueden afectarles debe adaptarse a este nuevo contexto. Para hacernos la vida más fácil en medio de tantos nuevos retos tenemos a nuestro alcance las Regtech, es decir, la tecnología creada para ayudarnos a cumplir con los requerimientos legales. En este podcast, Maria Dolores Pescador, CEO&Co-Founder de la empresa RegTech Solutions nos explica qué pueden hacer las RegTech por nosotros.2020-09-0925 min
Compliance pills Podcast. Berta Melet10. Las Regtech con RegTech Solutions-Maria Dolores PescadorEl Covid-19 ha cambiado las prioridades de las empresas y la necesaria prevención de los riesgos legales que pueden afectarles debe adaptarse a este nuevo contexto. Para hacernos la vida más fácil en medio de tantos nuevos retos tenemos a nuestro alcance las Regtech, es decir, la tecnología creada para ayudarnos a cumplir con los requerimientos legales. En este podcast, Maria Dolores Pescador, CEO&Co-Founder de la empresa RegTech Solutions nos explica qué pueden hacer las RegTech por nosotros.2020-09-0925 min
RegTech LiveRegTech Live Episode 8 with Olus Kayacan, Asset Management, Inst. Banking and GRC SpecialistGRC specialist and Strategic Advisor, Kayacan Olus, joined RegTech Live to discuss data, metrics, the regulated entities and RegTech adoption2020-06-0300 min
Bak Up PodcastBak Up Podcast - Bak Up Log - RegTech in FinanceThe first ever Bak Up Podcast is here! This is the first episode of the Bak Up Log series also!In this episode I am sharing my thoughts about RegTech in the financial sector. Regulatory bodies like OSFI govern the financial institutions of Canada and in the recent years that interaction has been challenged by technology startups. Machine Learning and Artificial Intelligence are set to disrupt a lot of industries and processes and regulatory procedures are not an exception. Links:Financial regulators of Canada: https://research.osc.gov.on.ca/globalreg/cdnreg3 Lines o...2020-05-1037 minThe RegTech ReportThe State of RegTech in the USStraight out of our New York office, Karl chats with Alyne's head of North America, Tyler Gowen, on the state of RegTech in the US. What can we expect the focus topics to be for the year ahead? Then, Karl is joined by our guest John Lore, attorney at Capital Fund Law, to discuss investment strategies and the current investment ecosystem in RegTech, specifically in the US. Then the news and our Top 3: Football vs Soccer. 2020-02-0330 min
Insurtech RadioGeorgia Halston (Part 2) - On the Opportunities of RegTech and What Flying a Plane Can Teach Us About Business...In part 1 of our discussion, Georgia Halston told us the story of how she started her own B2B marketing and communications consultancy, Halston Marketing. Amazingly, one of Georgia's first clients was a Fortune 500 company! Since starting up, Halston Marketing have developed a specialism within Heavy Industry (steel, chemicals, machinery manufacturing etc). Like insurance, these industries are heavily regulated. And like insurance, there are emerging technologies that can ease the compliance process and improve business operations. Collectively, these technologies are referred to as RegTech. In 2019, Halston Marketing started RegTech Talks to he...2020-01-2933 minThe RegTech ReportPredictions: What might 2020 hold for RegTech, Compliance, Technology and MoreIn our final episode for 2019, we look back the RegTech predictions made by all four Alyne founders in a blog post published at the beginning of the year. Then, Karl and Stefan discuss their thoughts on what 2020 might have in store for the likes of technology, RegTech, compliance and more. Stefan then moves out of the studio to get some live team input on what they are excited for within RegTech and for Alyne in the coming year. Top 3 binge-worthy TV shows for the holidays. #NerdEdition2019-12-1834 minThe RegTech ReportInvesting in RegTech: The Investor and the EntrepreneurIn this episode, Karl and Stefan discuss RegTech’s relevance in the context of FinTech, and look at the ways in which RegTech differs, yet greatly benefits financial institutions in their resilience and cost-cutting efforts. In the second segment, they focus on investment in RegTech – both from an Investors perspective, as well as from a RegTech entrepreneur who might be looking for the right investor. And while we are on the topic, this episode’s Top 3: Typical Investor Responses2019-10-0736 min
Lykken on Lending9-2-19 The Importance of RegTech for the Mortgage IndustryDo you know what's happening in RegTech when it comes to the mortgage industry?
In this episode of Lykken on Lending we have a Hot Topic all about RegTech and how technology can be used when it comes to regulations that affect the mortgage industry!
Our Hot Topic Guests
Tune in to listen to our three guests: Dan Smith of Compliance Ease, Thomas Hennen of Calyx Software, and Jeremy Windham of the Alabama State Banking Department.
ComplianceEase® is a leading provider of intelligent business solutions to financial services institutions.
Calyx Software is a quality loan origination software and they are revolution...2019-09-0233 minThe RegTech ReportFocussed RegTech Solutions in a Fragmented MarketIn this episode of The RegTech Report, Stefan talks to Maarten Decat from Belgian-based RegTech, Elimity, about Identity and Access Management. In the second segment, Stefan and Karl discuss the fragmented ecosystem of RegTech and the variety of focussed niche solutions within the market. Our third (and favourite) segment - the Top Three - covers the top three signs: ‘You might be a RegTech if…’ (Inspired by a video created by David Bruno - https://bit.ly/2Iymc26).Join Karl Viertel and Stefan Sulistyo, the two founders of the leading RegTech Alyne, as they talk about the latest...2019-04-1233 min
BAI Banking Strategies12.04: From compliance complexity to regtech realityCompliance has always presented a set of thorny challenges for banks, and at this point there's no going back to simpler times. Enter "regtech," a subset of fintech that aims to handle how regulations are met and requirements satisfied. But there is more: So far as customers are concerned, regtech helps financial institutions to become more transparent and trustworthy.
Shiran Weitzman, CEO and co-founder of Shield FC, talks about the digital developments that have led us to this point, and how banks can harness all regtech has to offer to move themselves forward.2019-04-0216 min
The FLIP Inquiry SeriesEpisode 5 - RegTechThis FLIP Inquiry Series event brings together five law and technology experts to discuss RegTech. The panel offers an overview of the RegTech eco-system, including its industry and regulatory participants. The panel also shares examples of RegTech's use such as Anti-Money Laundering, fraud detection and compliance reporting.The moderator for this even was Professor Michael Legg , UNSW Law Director, Law Society of NSW FLIP Stream Director. He was joined by ASIC's Mark Adams, Carla Hoorweg from Challenger Limited, MinterEllison partner Anthony Borgese and the RegTech Association CEO Deborah Young.2019-03-2934 minThe RegTech ReportThe Tech Fuelling RegTechKarl talks to Manuel Reil, CTO of Alyne, about the key tech drivers that have fuelled the existence of RegTech today. They chat about all things infrastructure, cloud computing, machine learning, and whether there is a magic tech stack combination for SaaS businesses. Stefan continues the conversation with Manuel about the greatest changes in enterprise software development over the last 20 years - as well as a discussion around cyber security and threats. Join Karl Viertel and Stefan Sulistyo, the two founders of the leading RegTech Alyne, as they talk about the latest developments in the in...2019-03-0939 min
Financial Services CouncilTechnology Workshop Series III: RegTechIn today’s evolving financial services technology space, RegTech (regulatory technology), is fast becoming a game-changer in the challenging business area of compliance. RegTech brings agility, speed, integration and analytics into the mix of interpreting regulation and how compliance and operational risk is managed and reported in an automated way.
On 27 February, the FSC and RBC Investor & Treasury Services welcomed a dynamic line-up of industry experts on the panel, who discussed current and trending issues concerning regulatory technology.
Deborah Young | CEO | RegTech Association
Justin Burman | Director, Full Service, Product (APAC) | RBC Investor & Treasury Services
Lisa Schutz | Founder and CEO | Verifier
Ha...2019-03-0455 minThe RegTech ReportRegTech on a Global ScaleIn this episode, Karl and Stefan discuss what’s happening in RegTech markets around the globe and delve into which countries are playing the greatest role in generating significant funding for their RegTech solution. They also share their thoughts on the hotly debated topic of ‘Is Cyber Security Management, RegTech?’ Listen and find out more. Join Karl Viertel and Stefan Sulistyo, the two founders of the leading RegTech Alyne, as they talk about the latest developments in the industry, speak with industry pioneers and muse about the latest tech. 2019-02-2320 min