Shows
AHLA's Speaking of Health LawTop Ten 2026: Automation Accountability—AI Governance, Liability, and OversightBased on AHLA's annual Health Law Connections article, this special ten-part series brings together thought leaders from across the health law field to discuss the top ten issues of 2026. In the second episode, Zi Peng, Managing Director, StoneTurn, speaks with Alya Sulaiman, Chief Compliance and Privacy Officer & SVP of Regulatory Affairs, Datavant, about some of the primary issues around artificial intelligence (AI) in health care as organizations plan for 2026. They discuss the use of AI in prior authorization and utilization management, tensions between the federal government and the states over AI regulation, and actionable steps health care organizations should t...
2026-01-3027 min
The SafeHouseNavigating the Future: Federal Enterprise Prototypes in Threat Pursuit Part 1 with Luke TeneryWhat does it take to defend national infrastructure in a rapidly evolving threat landscape? In this episode of the SafeHouse podcast, host Jeff Edwards sits down with Luke Tenery, Partner at StoneTurn and former cybersecurity leader at Kroll, to unpack the human and technical layers of building a federal threat pursuit model.With experience rooted in digital forensics, incident response, and working alongside former federal agents, Luke shares how blending public-private talent is reshaping how agencies and vendors approach threat defense. From cyber leadership and culture to the future of enterprise-wide visibility, this episode takes you inside the evolution...
2025-05-3021 min
420 by FraudopediaCan some good come out of fraud?Fraud is never a good thing, particularly when it goes undetected. However, once fraud is detected, can fraud allow organisations to improve controls, lower costs and make organizational changes? In other words, can some good come out of fraud?
In today’s podcast, we will discuss good fraud v bad fraud and how organisations can turn bad to good and derive value from a negative scenario. Our speaker today is Jonny Frank, partner at Stoneturn in New York.
2025-02-1519 min
E+E Leader: Sustainability UnveiledExpert Advice in 5 Minutes or Less: Tanya Bodell, StoneTurnSend us a textWhat if the clean energy transition is unstoppable, regardless of who wins the 2024 election? Join us as we unpack Tanya Bodell's compelling op-ed on the resilience of the clean energy movement. We explore why Tanya argues that this transition is a historical inevitability driven by more than just political agendas. From the groundbreaking milestone of the US generating more electricity from renewables than coal in 2022 to the staggering prediction that 70% of new vehicle sales will be zero-emission by 2040, the data speaks volumes about the transformation underway. Read MoreConnect with...
2024-10-1004 min
TozziniFreire AdvogadosMercado de Apostas Esportivas com Ian CookEm mais um episódio de podcast da nossa série sobre o setor de Gaming & E-sports, falamos sobre o Mercado de Apostas Esportivas e a Nova Portaria nº 1.143/2024 da Secretaria de Prêmios e Apostas. Isadora Fingermann, nossa sócia, recebe Ian Cook, managing director na StoneTurn – empresa com duas décadas de experiência, que assessora organizações em compliance e investigações complexas com uma abordagem prática e colaborativa. Assista ao bate-papo na íntegra por meio de nosso canal do YouTube ou no Spotify.
#Gaming #E-sports #Apostas
2024-09-0922 min
AccelPro | AuditOn Trends in SEC EnforcementWelcome to AccelPro Audit, where we provide expert interviews and coaching to accelerate your professional development. Today we’re featuring a conversation with Howard Scheck.A dual CPA/JD, Scheck is both an accountant and a lawyer, which has led to a fascinating career. Currently, Scheck is a partner with the StoneTurn Group where he helps firms with financial reporting related issues and investigations. Previously, Scheck was on the regulatory side of things, first working as a lawyer in the SEC’s Division of Enforcement for many years, before serving as Chief Accountant in the same division. I...
2024-07-2425 min
Commercial Know How - Find Success In Commercial Lending With Belinda GibsonNiching and customer experience with Belinda Gibson and Alycia Inglis hosted by Jason BackIn this special episode, Belinda Gibson is In The Hot Seat with Jason Back.
Jason is the founder of Broker Essentials and a leading voice in the Australian mortgage broking industry.
He recently hosted Belinda and Alycia Inglis from Stoneturn for an In The Hot Seat Q and A session, and we're sharing that conversation on the podcast today.
The discussion focuses on many aspects of building a brokerage business including niching, customer experience, diversifying services, partnerships, challenges and more.
Broker Essentials:
https://www.brokeressentials.com...
2024-04-141h 05
Inside the Fraud LabDetecting insider risks | Dave Burroughs, Partner | StoneturnWhat is insider risk, and how can it be detected? In this episode, Simon is joined by Dave Burroughs, a fraud and forensic investigations expert who spent 25 years in the FBI and continues to offer his expertise in fraud as a Partner at Stoneturn, a global professional services firm. They discuss all things insider risk: what it is, the motivations behind it, and the red flags to look out for.---------Key Quotes:“Insider risk has a lot of definitions, but, generally speaking, it's really anyone (that could be an employee, a subcontractor, a...
2024-04-0331 min
Criminal Compliance PodcastDOJ-Leitlinien zu Malus- und Clawback-Klauseln
In der heutigen Folge spricht Dr. Christian Rosinus mit Julia Arbery über die Leitlinien des amerikanischen Justizministeriums (Department of Justice – DOJ) zu Malus- und Clawback-Klauseln. Nach einer kurzen Vorstellung ihrer Person und ihrer Tätigkeit, erläutert Frau Arbery zunächst, was unter den DOJ-Leitlinien und sogenannten Clawback-Klauseln zu verstehen ist. Sie erklärt, welche Anforderungen das DOJ an Unternehmen stellt, um Compliance und ethisches Verhalten der Mitarbeiter zu incentivieren. Dr. Rosinus und Frau Arbery sprechen über die Auswirkungen auf deutsche Unternehmen und welche Umsetzungsmöglichkeiten das deutsche (Arbeits-)Recht bietet. Dabei berichtet Frau Arbery über ihre Erfahrungen und praktische...
2024-03-2219 min
CaveatEncore: The U.S. and China's cyber relationship.Luke Tenery from StoneTurn joins Dave to discuss the OPM breach, including a look back at this hack, what the fallout has been, and what has changed in the U.S.- Chinese cyber relationship. Ben shares an appeals court case on free speech rights and social media. Dave has a story of online health tracking services oversharing with the popular social media app, Facebook. While this show covers legal topics, and Ben is a lawyer, the views expressed do not constitute legal advice. For official legal advice on any of the topics we cover, please contact y...
2023-12-2844 min
LECCAST#95 | APOSTAS ESPORTIVAS | Com Ian CookMarcio El Kalay recebe Ian Cook, Managing Director da StoneTurn, para desvendar os desafios de conformidade no cenário das apostas esportivas. Prepare-se para obter insights valiosos sobre esse tema tão relevante.
Fonte
2023-10-0558 min
People Places PlanetThe Enforcement Angle: Corporate Compliance MonitorsIncreasingly, independent third parties—better known as “corporate compliance monitors”--are appointed to oversee a company’s compliance following the settlement of a criminal or, sometimes, civil enforcement case. Justin Savage of Sidley Austin LLP, speaks with Ike Adams, a Partner at Sidley Austin, and Michele Edwards and Brad Wilson, both with StoneTurn, a global advisory firm. The trio discuss corporate compliance monitorships, which has been a perennial hot topic in DOJ enforcement, particularly in the environmental space over the last 5 years. The episode is part of The Enforcement Angle series, featuring conversations about state and federal enforcement of environm...
2023-03-2945 min
Techstrong Two PodcastEpisode #2 - Techstrong Two, Tuesday, February 21, 2023Hello Everyone and welcome to the Techstrong Two Podcast. Today is Tuesday February 21th, and I am your host William Willis. In today’s show, we will hear the state of cybersecurity in 2023 amidst shifting cyberattack patterns with Luke Tenery from Stone Turn. Then we will hear about how generative pre-trained transformers are a double-edge sword with Romain Bassett from Vade.
In this Episode:
State of Cybersecurity in 2023 - Luke Tenery, StoneTurn
Generative Pre-Trained Transformers - Romain Basset, Vade
2023-02-2129 min
Leading the WayESG as a Way of Doing Sustainable BusinessTracey Groves talks Environmental, Social and Governance (ESG) to Anita Woodhouse, the Chief Compliance Officer at V-Square Quantitative Management, a global investment manager with ESG at its core. A year on from The Human Spirit of ESG, Tracey and Anita come together to speak about the changes in ESG, looking back at the last 12 months and giving insight into what’s to come. Through the lens of compliance and ethics, Tracey and Anita discuss: Global regulatory activity is on the rise, and there is likely more on the way. While ESG has received a fair...
2023-01-1925 min
inSecuritiesBONUS EPISODE: Unpacking the Annual SEC Enforcement ReportOn November 15, the SEC announced its Enforcement results for Fiscal Year 2022, along with annual results from the SEC’s Office of the Whistleblower. On this bonus episode of the inSecurities podcast, Chris and Kurt discuss some of the key takeaways from the reports — and recruit help from past guests Sarah Heaton Concannon (Quinn Emanuel), Teresa Goody Guillén (BakerHostetler), Jane Norberg (Arnold & Porter), and Howard Scheck (StoneTurn) to unpack the results.
[Read the SEC’s Annual Enforcement Report here; the Whistleblower Report is here.]
2022-11-2244 min
The Compliance LifeStephen Martin-Move into Compliance ConsultingThe Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This...
2022-11-1518 minCaveatThe U.S. and China's cyber relationship.Luke Tenery from StoneTurn joins Dave to discuss the OPM breach, including a look back at this hack, what the fallout has been, and what has changed in the U.S.- Chinese cyber relationship. Ben shares an appeals court case on free speech rights and social media. Dave has a story of online health tracking services oversharing with the popular social media app, Facebook. While this show covers legal topics, and Ben is a lawyer, the views expressed do not constitute legal advice. For official legal advice on any of the topics we cover, please contact y...
2022-08-1844 mininSecuritiesAccounting & Audit Enforcement TrendspottingAccounting Summer School continues as Chris and Kurt chat with Howard Scheck, a Partner at StoneTurn Group LLP and a former Chief Accountant in the SEC’s Division of Enforcement. They discuss Howard’s career as a JD/CPA, his experience in the Division of Enforcement, and his take on today’s trends in accounting and audit enforcement.
2022-08-1148 min
Leading the WayNo One Wants a Monitor, But… Part 2: Working with a MonitorMonitorship: a term typically met with fear, but it doesn’t have to be. What’s at stake when a monitor comes on board? Are there global considerations at play? Cindy Moerhing, Michele Edwards and Emilia Drozda highlight keys to drive a successful relationship with a monitor, and how to turn the experience into a beneficial one—both in the present and for the long-term.
2022-07-1418 min
Leading the WayNo One Wants a Monitor, But… Part 3: Lessons Learned from MonitorshipsWhat was it like to be at one of the world’s largest companies while it was subject to a monitor? In this episode, Cindy Moehring highlights some of the key lessons learned from working with a monitor, and taps into Michele and Emilia’s experience working on some of the largest corporate monitorships in history. They also discuss the power of proactive compliance when it comes to working with monitors and satisfying the regulators for the long-haul.
2022-07-1426 min
Leading the WayNo One Wants a Monitor, But… Part 1: The LandscapeAs the regulatory landscape changes across the globe, how will monitorships fit into the puzzle? In this episode, Cindy Moehring, former Chief Ethics and Compliance Officer (U.S.) for Walmart, sits down with StoneTurn’s Michele Edwards and Emilia Drozda to highlight trends in enforcement actions and regulator-mandated monitorships in the U.S. and U.K., and what insights they may provide to companies who are preparing for the future.
2022-07-1132 min
Moving to ExpatlandMoving to Expatland - The Journey to Sydney, part 1 - StoneturnOur Founder, John Marcarian joins Alycia Inglis, Founder and Leader at Stoneturn for a podcast and discusses how to manage your finances when moving to Sydney.
Expatland is a global network of hand-picked service providers. Our worldwide Expatland Teams (or E-Teams as we call them) have members in them that cover all the major relocation and professional services that an expat on the move is likely to need.
2022-02-2425 min
What the Dev?The Russia - Ukraine cybersecurity crisis - Episode 147Tensions are ratcheting up incredibly quickly in the Russia-Ukraine conflict with many reports of the Ukrainian Defense Ministry, Ukrainian banks and other entities have been struck by a DDoS attack. Joining me to talk about the cyber threat landscape that this poses and what companies can do to watch out is Ross Rustici, managing director of cybersecurity at StoneTurn.
2022-02-2211 min
This Week in FCPAEpisode 288– the 13 Second editionHow long does it take to win a NFL playoff game? Patrick Maholmes says 13 seconds. After perhaps the most thrilling NFL playoff game ever, Tom and Jay are back look at some of the week’s top compliance and ethics stories this week in the 13 Seconds edition.Stories1. TI-CPI 2022 Report out. Results not good. TI-CPI Press Release. Rick Messick says make it useful in GAB. Jaclyn Jaeger is disheartened in Compliance Week (sub req’d).2. Compliance officer burnout? Dick Cassin explores in the FCPA Blog.3. Emphasizing the ‘G’ in ESG. David Simon in LinkedIn. 4. ...
2022-01-2844 min
The Compliance LifeCCOs and the Compliance Profession Down the RoadThe Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This...
2022-01-2519 min
This Week in FCPAEpisode 287 – the Activision Blizzard Sold editionAs both of their teams are unceremoniously knocked out of the playoffs, Tom and Jay are back looking at some of the week’s top compliance and ethics stories this week in the Activision Blizzard Sold edition.Stories
Activision Blizzard was sold to Microsoft. Check out articles on how the NYT happened, the parameters of the deal in the WSJ, the compliance mess in Bloomberg, and legal issues in Reuters.
Did the pandemic undo corruption risk models? Dick Cassin explores in the FCPA Blog.
KPMG spanked yet again in the UK. Jaclyn Jaeger in Compliance Week (sub req’d...
2022-01-2148 min
Leading the WayThe Human Spirit of ESGTracey Groves, StoneTurn Partner, talks ESG to Anita Woodhouse, Chief Compliance Officer at V-Square Quantitative Management, a global investment manager with ESG at its core. Anita has been involved in ESG investing for many years having previously worked at Northern Trust Asset Management, building global investment compliance programs across advisor entities worth approx. $1.3 trillion. ESG is fast emerging as a priority Board-level agenda item for business but why is it important, what are the critical components and how does business fully embrace ESG as a force for long term good? These questions and more are posed during an...
2022-01-1832 min
The Compliance LifeInto the Compliance Consulting RealmThe Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This...
2022-01-1819 min
This Week in FCPAEpisode 286 – the Georgia Finally Beats AlabamaThe college football season has ended with UGA finally defeating UA. Tom and Jay turn their full attention to the NFL playoffs now and also look at some of the week’s top compliance and ethics stories this week in the Georgia Finally Beats Alabama edition.Stories1. Carnival and Princess Cruise Lines violated DPA yet again. Matt Kelly in Radical Compliance. DOJ Press Release. 2. Prioritizing items from the Strategy on Countering Corruption. Worth McMurray in the FCPA Blog.3. DOJ to look at short sellers. Jaclyn Jaeger in Compliance Week (sub req’d).4. Proposed f...
2022-01-1443 min
The Compliance LifeMove to ComTechThe Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This...
2022-01-1121 min
This Week in FCPAEpisode 284 – The Holmes Found Guilty EditionJay returns from a lengthy holiday assignment to join Tom to look at some of the week’s top compliance and ethics stories this week in the Holmes Found Guilty edition.Stories
Elizabeth Holmes was found guilty. The Verdict (WSJ), What does it mean for Silicon Valley? (NYT), What about the victims? (Bloomberg), Will Holmes serve any time? (Fortune)
2022 to be a critical year in ESG reporting. Mike Munro and Guido Van Druen in a CCI.
Top D&O stories from 2021. Kevin LaCroix in D&O Diary.
Airbnb spanked over Cuba. Mengqi Sun in WSJ Risk & Complian...
2022-01-0743 min
The Compliance LifeValerie Charles-Academic Journey and Early Professional CareerThe Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This...
2022-01-0418 min
Breakfast Briefings - Der Management Podcast#28: Whistleblowing: Wenn der Vernadererr zum Aufdecker wird. Katharina Kitzberger im Gespräch mit Fiona Springer und Kristof Wabl.Spätestens seit Edward Snowden ist Whistleblowing, abgeleitet von „to blow a whistle“ – sinngemäß jemanden verpfeifen, ein brisantes Thema nicht nur für Unternehmen, sondern auch aus gesamtgesellschaftlicher Sicht. Ein Hinweisgeber, der Whistleblower, deckt Missstände auf und meldet diese entweder intern (in einem Unternehmen) oder an eine externe Stelle oder er tritt damit sogar an die Öffentlichkeit. In Zusammenhang mit Whistleblowing wird nicht selten von Vernadern gesprochen. Und das obwohl dieses Thema eigentlich viel mit Zivilcourage und einem positiven Beitrag zum Aufdecken von diversen Missständen in Unternehmen, aber auch in der Gesellschaft zu tun hat. Erschwerend kommt hinzu, dass bis dato...
2021-12-1635 min
The Latest on the Law: Updates from the Boston BarStoneTurn Presents - Embracing Analytics as Next Gen Effective ComplianceThis 60 minute workshop highlights the evolution of proactive compliance, present actual case studies of effective data analytics platforms and discusses the working dynamic between Compliance and Legal functions when establishing analytics programs. (Nov, 10 2021)
Questions? Inquiries about program materials? Contact Alan I. Johnson at ajohnson@bostonbar.org
2021-11-121h 04
The Adviser Podcast NetworkPaving a way for women in brokingAlycia Inglis has been a mortgage broker for more than 15 years, and over that time has established her own award-winning broking business, Stoneturn, and won countless awards on an individual basis, including Best Customer Service (Individual) at this year's Better Business Awards NSW/ACT and is a finalist for mortgage and finance broker category at the upcoming Women in Finance Awards. As well as leading her own brokerage, the Sydney-based broker also runs the Make It Happen - Women in Broking community on Facebook and LinkedIn as a way for women to connect, network and support with...
2021-11-0237 min
Leading the WayProtecting the Crown Jewels: The Importance of Effective Cybersecurity LeadershipIn 2021, cyber attacks have disrupted infrastructure, healthcare systems and countless corporations. As sophisticated and evolving cyber attacks continue to keep companies on edge, effective cybersecurity leadership is essential to protecting a company’s crown jewels. In this episode, StoneTurn Partner Luke Tenery sits down with Andrew R. Bland III, Chief Security Officer at Sylvamo, to discuss key organizational traits of a successful security program, how to motivate and educate stakeholders, and the importance of precision and flexibility in a robust cybersecurity program.
2021-10-0439 min
Leading the WayThe Fintech Disruptor: Varo Bank (Part 2)Varo Bank is America’s first branchless consumer bank and its Chief Risk Officer explains what Varo does that allows her to sleep well at night, as she stays confident it’s risk management program meets or exceeds the standards for traditional banks. In part two of a two-part series, StoneTurn Partner Xavier Oustalniol sits down with Philippa Girling, Chief Risk Officer at Varo Bank, to discuss her team’s proactive approach to risk.
2021-09-1322 min
The ESG ReportAn ESG Framework with Stephen MartinTom Fox is pleased to welcome Stephen Martin, Partner at StoneTurn, to this week’s episode of the ESG Report. Stephen, an expert in ESG CSR, helps clients proactively improve their ESG programs so they can be better corporate citizens. He and Tom discuss the ESG framework he developed with his team, why mission and governance matter, and the exciting future of ESG.Mission and Governance at the CoreStephen believes that compliance professionals have the right skillset to help organizations understand their wider responsibility. It’s more than just making money, he e...
2021-09-1320 minThe ESG ReportSupply and ESG in the EU with Yven HeineYven Heine is the Managing Director of StoneTurn. A risk professional with over 20 years of experience, he has worked as US CPA in all three lines of defense. He joins Tom Fox on this episode of the ESG Report to discuss a new German law on supply chain that has significant implications for ESG. Germany’s New Supply Chain LawAny company with over 3000 employees that is based in or has a branch in Germany is subject to the new Supply Chain Act, Yven tells Tom. The law defines supply chain as all...
2021-08-3013 min
Leading the WayThe Fintech Disruptor: Varo Bank (Part 1) In 2020, Varo Bank became the first and only consumer fintech to receive its own national bank charter, making it America’s first digital consumer bank. In part one of a two-part series, StoneTurn Partner Xavier Oustalniol sits down with Philippa Girling, Chief Risk Officer at Varo Bank, to discuss the company’s journey from fintech startup to pioneering digital bank, working with financial regulators, and how the bank’s mission to address financial inequality drives its development.
2021-08-2726 minCaveatConvergence of government and private sector in national security.Guest Luke Tenery, Partner at StoneTurn, joins Dave to discuss the recent confirmation of Jen Easterly as director of US Cybersecurity and Infrastructure Security Agency, Ben looks at increased scepticism over the use of gunshot sensing technology, Dave digs into class action lawsuits on the heels of ransomware. While this show covers legal topics, and Ben is a lawyer, the views expressed do not constitute legal advice. For official legal advice on any of the topics we cover, please contact your attorney. Links to stories:
Police Are Telling ShotSpotter to Alter Evidence From Gunshot-Detecting AI...
2021-08-1141 min
The Compliance HandbookUsing Compliance Data to Facilitate Business Efficiency with Jonathon L. KellermanTo leave a legacy of operational excellence in compliance is what Global Chief Compliance Officer, Strategic Leader, and Partner at StoneTurn Jonathon Kellerman hopes to achieve in this dynamic industry. He has been at the forefront of the evolution of compliance programs in health care, life sciences, and pharmaceuticals with over 25 years of experience in compliance strategy, program development and execution; controls design; operational excellence; risk assessment and mitigation; complex investigations; and negotiating and managing government settlements. Major takeaways discussed in the episode:✔️ Glean lesson...
2021-07-2734 min
Leading the WayThe Tax Man Cometh: Virtual Currency Industry BewareThe anonymity offered by the cryptocurrency market may soon be no more, and it may not be long before regulators are knocking at your door. In addition to the DOJ and the SEC, the Joint Chiefs of Global Tax Enforcement (J5) and the Internal Revenue Service (IRS) have made it clear that they are increasingly focused on cryptocurrency entities and efforts to facilitate or enable tax evasion. And in late May 2021, the White House indicated it was reviewing ‘gaps’ in cryptocurrency rules amid recent volatility in digital assets. In this episode, StoneTurn experts Valerie Charles and Kyla Curle...
2021-06-2434 minLeading the WayLeading the Way TrailerIt’s not often the path to success follows a straight line.Unraveling today’s complex business challenges requires practical advice from someone who has been there and done that.In Leading the Way -- a podcast series from global advisory firm StoneTurn—our experts speak with accomplished and approachable business leaders who share their real-world insights on a range of topics such as risk and compliance, investigations, business disputes and more.Join us to learn how to successfully tackle your greatest operational challenges and keep Leading the Way.
2021-06-2400 min
Convercent-The Ethics MovementConverge21 Workshop Edition-Julia Arbery on Demystifying Data & AnalyticsWelcome to The Ethics Movement, special podcast series highlighting Converge21 The Workshop Edition. This podcast series will feature some of the speakers at the event. You can find out more information about the event and register here. In this podcast, I visit with Julia Arbery, a partner at StoneTurn who will help the discussion on the Workshop, Demystifying Data & Analytics: Leverage What you Have for Effective Risk Management. You have collected this data from my program, now what? The panel will use sample data sets to outline a foundation for data driven risk management. Join us for a dynamic Wor...
2021-04-2808 min
The Compliance LifeJonathan Kellerman - What’s next for ComplianceThe Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This...
2021-04-2718 min
The Compliance LifeJonathan Kellerman - Into the CCO ChairThe Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This...
2021-04-2018 min
The Compliance LifeJonathan Kellerman - Early Professional CareerThe Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This...
2021-04-1316 min
The Compliance LifeJonathan Kellerman - Why Compliance?The Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This...
2021-04-0618 min
ComtechGetting the Data to Work for You with Jonathon KellermanJonathon Kellerman, now a partner at StoneTurn, loves data analytics. He spent 20 years at PWC, his last post there being Chief Compliance Officer. His role as CCO focused on compliance and risk management and corporate governance. He joins Valerie Charles and Tom Fox to share how he “built out the industry's leading consulting practice focused on helping those global companies with their most complex compliance challenges... where I got to focus on things like data and technology and leveraging technology to have a much more productive and value-added compliance program.” Jonathon describes the role of data analytics in becoming more...
2021-04-0523 min
The Compliance HandbookHow Do You Create an Effective Compliance Program with Stephen MartinHow Do You Create an Effective Compliance Program with Stephen Martin The compliance department is frequently viewed by companies as an afterthought. Many companies scramble to bring procedures in place only on time or after it’s too late. Worse still, the position is siloed by several companies, with the sales team seeing compliance officers mostly as too fast to respond "No!". Ironically, though, businesses lacking a compliance culture frequently contend with more disciplinary measures and lawsuits than their complying rivals rather than concentrating on operating a profitable company. In other terms, vital resources are saved...
2021-02-0918 min
ComtechWelcome to ComTechIn this new show on the Compliance Podcast Network, Tom Fox, the Voice of Compliance and Valerie Charles of StoneTurn are going to be exploring the intersection of compliance and technology.In this initial episode, Tom and Valerie share their plans for the show – who they want to talk to, what they want to explore, and the impact they hope to have on the industry. They also give some insight into how they got to where they are in their careers, and how their appreciation and understanding of technology in the compliance space has evolved over the ye...
2021-02-0116 min
Innovation in Compliance with Tom Fox5 – Oversight and Reporting and Response and EnhancementsWelcome to a special five-part podcast series, The Six Elements of an Effective Compliance Program. This podcast series is sponsored by StoneTurn. To celebrate Corporate Compliance and Ethics Week, we will consider each of the six elements required for an effective compliance program. They include: Risk Assessment, Governance and Structure, Policies Procedures and Controls, Training and Education, Oversight and Reporting, and Response and Enhancements. Over this five-part podcast series, I will be joined by Stephen Martin and Valerie Charles, Partners at StoneTurn and Toby Ralston and Jamen Tyler, Managing Directors at StoneTurn. In this fifth episode, I visit with Va...
2020-11-0620 min
Innovation in Compliance with Tom FoxPart 4 – Training and Education: Effectively Getting your Compliance Messaging OutWelcome to a special five-part podcast series, The Six Elements of an Effective Compliance Program. This podcast series is sponsored by StoneTurn. To celebrate Corporate Compliance and Ethics Week, we will consider each of the six elements required for an effective compliance program. They include: Risk Assessment, Governance and Structure, Policies Procedures and Controls, Training and Education, Oversight and Reporting, and Response and Enhancements. Over this five-part podcast series, I will be joined by Stephen Martin and Valerie Charles, Partners at StoneTurn and Toby Ralston and Jamen Tyler, Managing Directors at StoneTurn. In this fourth episode, I visit with Ja...
2020-11-0512 min
Innovation in Compliance with Tom FoxPart 3 – Policies, Procedures and Controls: the Backbone of Your Compliance ProgramWelcome to a special five-part podcast series, The Six Elements of an Effective Compliance Program. This podcast series is sponsored by StoneTurn. To celebrate Corporate Compliance and Ethics Week, we will consider each of the six elements required for an effective compliance program. They include: Risk Assessment, Governance and Structure, Policies Procedures and Controls, Training and Education, Oversight and Reporting, and Response and Enhancements. Over this five-part podcast series, I will be joined by Stephen Martin and Valerie Charles, Partners at StoneTurn and Toby Ralston and Jamen Tyler, Managing Directors at StoneTurn. In this third episode, I visit with To...
2020-11-0413 min
Innovation in Compliance with Tom FoxPart 2 – Governance and Structure: Ensuring a Strong and Functional Compliance ProgramWelcome to a special five-part podcast series, The Six Elements of an Effective Compliance Program. This podcast series is sponsored by StoneTurn. To celebrate Corporate Compliance and Ethics Week, we will consider each of the six elements required for an effective compliance program. They include: Risk Assessment, Governance and Structure, Policies Procedures and Controls, Training and Education, Oversight and Reporting, and Response and Enhancements. Over this five-part podcast series, I will be joined by Stephen Martin and Valerie Charles, Partners at StoneTurn and Toby Ralston and Jamen Tyler, Managing Directors at StoneTurn. In this second episode, I visit with St...
2020-11-0312 min
Innovation in Compliance with Tom FoxThe Six Elements of an Effective Compliance Program: Part 1 - Risk Assessments: Understanding and Managing Key Compliance RisksWelcome to a special five-part podcast series, The Six Elements of an Effective Compliance Program. This podcast series is sponsored by StoneTurn. To celebrate Corporate Compliance and Ethics Week, we will consider each of the six elements required for an effective compliance program. They include: Risk Assessment, Governance and Structure, Policies Procedures and Controls, Training and Education, Oversight and Reporting, and Response and Enhancements. Over this five-part podcast series, I will be joined by Stephen Martin and Valerie Charles, Partners and StoneTurn and Toby Ralston and Jamen Tyler, Managing Directors at StoneTurn. In this first episode, I vis...
2020-11-0215 min
Convercent-The Ethics MovementValerie Charles - The 2020 Update to the DOJ's Corporate Compliance GuidanceCONVERGE is in its 5th year of bringing together the world’s leading companies for 2 days of dynamic speakers, thought-provoking breakout sessions, and opportunities to connect with like-minded professionals. This year the conference has gone virtual. You will leave the conference with new resources and best practices allowing you to continue the hard work of driving ethics to the center of your business. In today’s episode I visit with Valerie Charles. We visit about her panel at Converge20 on The 2020 Update to the DOJ's Corporate Compliance Guidance.Valerie Charles is a partner at StoneTurn. In this panel...
2020-09-3005 min
Innovation in Compliance with Tom FoxA Conversation with Skillsoft and StoneTurn: Part 5 - Stephen Martin on Continuous Monitoring and Continuous ImprovementWelcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. This week’s podcast series is jointly sponsored by Skillsoft and StoneTurn Group, LLP. Over the course of this series we have explored the recently released 2020 Update to the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Programs (2020 Update). Focused on your Code of Conduct and how it is informed by your Risk Assessment, training on your Code of Conduct, performing a Risk Assessment and conclude with how all this ties to continuous monitoring and con...
2020-08-2112 min
Innovation in Compliance with Tom FoxA Conversation with Skillsoft and StoneTurn: Part 4 - John Arendes on Assisting Your RisksWelcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. This week’s podcast series is jointly sponsored by Skillsoft and StoneTurn Group, LLP. In this podcast series we will explore the recently released 2020 Update to the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Programs (2020 Update). We focus on your Code of Conduct and how it is informed by your Risk Assessment, training on your Code of Conduct, performing a Risk Assessment and conclude with how all this ties to continuous monitoring and continu...
2020-08-2015 min
Innovation in Compliance with Tom FoxA Conversation with Skillsoft and StoneTurn: Part 3 - Jamen Tyler on Conducting Effective Risk AssessmentsWelcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. This week’s podcast series is jointly sponsored by Skillsoft and StoneTurn Group, LLP. In this podcast series we will explore the recently released 2020 Update to the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Programs (2020 Update). We focus on your Code of Conduct and how it is informed by your Risk Assessment, training on your Code of Conduct, performing a Risk Assessment and conclude with how all this ties to continuous monitoring and conti...
2020-08-1915 min
Innovation in Compliance with Tom FoxA Conversation with Skillsoft and StoneTurn: Part 2 - Charlie Voelker on How a Risk Assessment Informs Your Code of ConductWelcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. This week’s podcast series is jointly sponsored by Skillsoft and StoneTurn Group, LLP. In this podcast series we will explore the recently released 2020 Update to the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Programs (2020 Update). We focus on your Code of Conduct and how it is informed by your Risk Assessment, training on your Code of Conduct, performing a Risk Assessment and conclude with how all this ties to continuous monitoring and conti...
2020-08-1815 min
Innovation in Compliance with Tom FoxA Conversation with Skillsoft and StoneTurn: Part 1 - Toby Ralston on Your Code of ConductWelcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. This week’s podcast series is jointly sponsored by Skillsoft and StoneTurn Group, LLP. In this podcast series we will explore the recently released 2020 Update to the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Programs (2020 Update). We focus on your Code of Conduct and how it is informed by your Risk Assessment, training on your Code of Conduct, performing a Risk Assessment and conclude with how all this ties to continuous monitoring and conti...
2020-08-1710 min
Innovation in Compliance with Tom FoxA Conversation with Convercent and StoneTurn: Stephen Martin on Evaluating Compliance ProgramsWelcome to a special five-part podcast series, A Conversation with Convercent and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. This week’s podcast series is jointly sponsored by Convercent and StoneTurn Group. Over the course of the series we have explored the impacts on corporate compliance programs from the recently released 2020 Update to the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Programs (2020 Update). We focus on investigations, data analytics, evaluating compliance programs, internal reporting and corporate culture. Participants in this podcast series include: Asha Palmer, Convercent Chief Ethics and Compliance Officer (CECO) and E...
2020-08-1418 min
Innovation in Compliance with Tom FoxA Conversation with Convercent and StoneTurn: Asha Palmer on Corporate CultureWelcome to a special five-part podcast series, A Conversation with Convercent and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. This week’s podcast series is jointly sponsored by Convercent and StoneTurn Group. Over the course of the series we are exploring the impacts on corporate compliance programs from the recently released 2020 Update to the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Programs (2020 Update). We focus on investigations, data analytics, evaluating compliance programs, internal reporting and corporate culture. Participants in this podcast series include: Asha Palmer, Convercent Chief Ethics and Compliance Officer (CECO) and E...
2020-08-1313 min
Innovation in Compliance with Tom FoxA Conversation with Convercent and StoneTurn: Michele Edwards on Creating an Inventory of MetricsWelcome to a special five-part podcast series, A Conversation with Convercent and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. This week’s podcast series is jointly sponsored by Convercent and StoneTurn Group. Over the course of the series we will explore the impacts on corporate compliance programs from the recently released 2020 Update to the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Programs (2020 Update). We focus on investigations, data analytics, evaluating compliance programs, internal reporting and corporate culture. Participants in this podcast series include: Asha Palmer, Convercent Chief Ethics and Compliance Officer (CECO) and Exe...
2020-08-1218 min
Innovation in Compliance with Tom FoxA Conversation with Convercent and StoneTurn: Asha Palmer on Internal ReportingWelcome to a special five-part podcast series, A Conversation with Convercent and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. This week’s podcast series is jointly sponsored by Convercent and StoneTurn Group. Over the course of the series we will explore the impacts on corporate compliance programs from the recently released 2020 Update to the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Programs (2020 Update). We focus on investigations, data analytics, evaluating compliance programs, internal reporting and corporate culture. Participants in this podcast series include: Asha Palmer, Convercent Chief Ethics and Compliance Officer (CECO) and E...
2020-08-1114 min
Innovation in Compliance with Tom FoxA Conversation with Convercent and StoneTurn: Rex Homme on Conducting Investigations and Ensuring Consistent OutcomesWelcome to a special five-part podcast series, A Conversation with Convercent and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. This week’s podcast series is jointly sponsored by Convercent and StoneTurn. Over the course of the series we will explore the impacts on corporate compliance programs from the recently released 2020 Update to the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Programs (2020 Update). We focus on investigations, data analytics, evaluating compliance programs, internal reporting and corporate culture. Participants in this podcast series include: Asha Palmer, Convercent Chief Ethics and Compliance Officer (CECO) and Execu...
2020-08-1016 min
Compliance and CoronavirusJeff Matthews on Fraud Risk During Covid-19Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. In this episode, I visit Jeff Matthews, a partner at StoneTurn. He brings over 20 years of experience in financial investigations, forensic accounting and litigation support. He has served as a financial expert in corruption and white-collar criminal cases, as well as multi-jurisdictional business disputes, testifying in multiple civil and criminal matters at the state and federal levels. His clients include the nation’s top law firms, Fortune 100 legal departments and government investigative agencies.
We discuss how corporate fraud risks have changed during the age of Coronavirus and th...
2020-07-2118 min