Shows
NewsRamp Finance and Fintech PodcastFinancial Industry Acquisitions, Appointments, and Reports: A SummaryMariner acquires Taurus Asset Management to enhance services for professional athletes, Advyzon appoints Clark Richards as Vice President, NAVEX releases regional benchmark report on whistleblowing, ABVC BioPharma announces share dividend, Riot Platforms appoints Jonathan Gibbs as Chief Data Center Officer, Grant Thornton appoints Rick Surett as CFO, Mission Driven Bank Fund invests in GBS Financial Inc., Envestnet appoints Sean Meighan as Head of RIA Distribution, Treliant appoints Bobbie Paul as Managing Director, and Henry Mercer becomes CIO of Withum Wealth Management. Trillion Energy International plans to settle debt with common shares issuance.
2025-06-0312 min
Power HouseBob Broeksmit: Playing to your strengths in business and on Capitol HillToday, HousingWire CEO Clayton Collins talks with an industry leader who is well known to many of you: Bob Broeksmit, the President and CEO of the Mortgage Bankers Association (MBA). With over 35 years of senior finance and mortgage executive experience, Broeksmit brings a depth of knowledge across many facets of the industry, including marketing, sales, operations, secondary marketing, and loan servicing, to his role at MBA. Prior to joining the MBA in 2018, he held executive roles at Treliant, Chevy Chase Bank, Prudential Home Mortgage and The Money Store.This compelling conversation charts Broeksmit’s journey thr...
2024-02-0843 min
She Said Privacy/He Said SecurityChief Privacy Officer Jason Sarfati Explains Everything You Need To Know About Location Data PrivacyJason Sarfati is the Chief Privacy Officer and VP of Legal at Gravy Analytics, a location intelligence company providing real-world consumer intelligence to help organizations overcome today's biggest challenges. Before joining Gravy Analytics, he was a Privacy Associate at Arent Fox and the Director of Privacy & Data Ethics at Treliant, a consulting firm serving financial institutions. Jason earned his JD from George Mason University and holds a Certified Information Privacy Professional certification with a US concentration, making him an expert in the data privacy laws that govern US private sectors. He's a member of the International Association o...
2023-08-0336 min
HousingWire DailyBob Broeksmit on the state of the mortgage industry in 2023On today’s episode, Editor in Chief Sarah Wheeler talks with Bob Broeksmit, the president and CEO of the Mortgage Bankers Association. Bob has more than 35 years of experience in the mortgage industry, including serving in senior leadership positions at Treliant, Chevy Chase Bank and Prudential Mortgage. Today he joins the show to talk about the state of the mortgage industry going into 2023.Enjoy the episode!Be sure to check out our Youtube channel here for special behind-the-scenes content and video versions of HW Media podcasts!HousingWire Daily examines the mo...
2023-01-1043 min
SitusAMC's On The HillEp 17: Bob Broeksmit, MBA President & CEOIn the latest episode of On the Hill, Tim Rood, SitusAMC Head of Government and Industry Relations, speaks with Bob Broeksmit, President & CEO of the Mortgage Bankers Association since 2018. They discuss the intensifying regulatory landscape in Washington, D.C., trends in mortgage lending, and when Fannie Mae and Freddie Mac might emerging from conservatorship.
In his nearly four decades in the industry, Broeksmit led all aspects of mortgage lending activities, including marketing, sales, operations, secondary marketing, loan servicing, and default management, at companies such as Treliant, Chevy Chase Bank, Prudential Home Mortgage and Great Western Mortgage.
2022-10-1338 min
IIB Bank TalkIIB Bank Talk with John Carey Discussing MonitorshipTune in as IIB's CEO Briget Polichene joins John Carey, a Senior Managing Director at IIB Gold APM Treliant as they discuss his role, as well as a recent three part series he authored on monitorship, including how to select a monitor, how to drive success under a monitorship, and what to do when facing a potential enforcement action.
2022-05-0229 min
A Quest for Well-BeingStrengths That Matter For Balanced Life— "Creative, authentic, loving, forgiving, kind, persistent, prudent, and brave, are character strengths which are elements of good character valued across time and around the world." Valeria Teles interviews Shannon Polly — the author of "Character Strengths Matter: How to Live a Full Life." Shannon Polly is one of the first 100 people in the world to get her degree in positive psychology and has trained over 1500 US Army sergeants in resiliency. Her mission in life is to increase the well- being of every person with whom she interacts. Shannon has built her coaching practice on thre...
2021-02-0547 min
Calling All Bank DirectorsWhat is a Bank Board’s Role in BSA/AML and OFAC Compliance? Part 2 | Calling All Bank Directors Ep. 29This week, host and AABD President David Baris is joined again by Ross Marrazzo, Managing Partner and Head of Compliance and Ethics of Treliant LLC, a leading bank consulting firm.
In Part 2 to our BSA/AML discussion, Ross will address metrics prepared by the BSA Officer for your board to review, the importance of accurate data across the organization, the role of the board in evaluating staffing and qualifications of management, the advantages of having at least one board member with relevant background, and measures that the board can take to mitigate the risk of enforcement actions.
2021-01-1214 minCalling All Bank DirectorsWhat is a Bank Board's Role in BSA/AML and OFAC Compliance? Part 1 | Calling All Bank Directors Ep. 28This week, host and AABD President David Baris is joined by Ross Marrazzo, Managing Partner and Head of Compliance and Ethics of Treliant LLC, a leading bank consulting firm.
In Part 1 to our BSA/AML discussion with Ross, he will address bank board responsibilities and regulatory expectations, program sustainability and resilience, how bank boards succeed or fail, and the metrics that boards should look for from their BSA Officer.
Ross has over 34 years of domestic and international experience in the design, oversight, and assessment of AML/BSA, global economic sanctions, fraud, and anti-bribery/corruption programs.
2021-01-0511 min
Wharton FinTech PodcastFinancial Regulation for the Digital Age – Jo Ann Barefoot, CEO & Founder of AIRIn this episode, Miguel Armaza sits down with Jo Ann Barefoot, CEO & Founder of the Alliance for Innovative Regulation and host of the podcast Barefoot Innovation.
Jo Ann is a famous advocate of “regulation innovation,” and is one of the most active and visible fintech leaders working to improve and modernize financial regulation around the world.
She is also a Senior Fellow at the Harvard Kennedy School Center for Business & Government and in the past was Deputy Comptroller of the Currency of the United States and a staff member at the U.S. Senate Banking Committee.
Jo Ann Barefoot
Jo Ann...
2020-11-2432 min
IIB Bank TalkIIB Bank Talk with Bill Dudley Discussing Financial Regulation, Economic Recovery, and MoreTune in as IIB's CEO, Briget Polichene, joins Bill Dudley, former President and Chief Executive Officer of the Federal Reserve Bank of New York and current board member and senior advisor to IIB Gold APM, Treliant, to discuss the regulatory response to the last financial crisis, nonbank vulnerabilities, culture and conduct, economic recovery from the COVID-19 crisis, climate risk, and more.
2020-10-2244 min
The Risk Management AssociationConsumer Protection Implications of Emerging TechnologiesLynn Woosley, Senior Director at Treliant, and Max Sherman, Senior Analyst at Treliant, discuss consumer protection implications of emerging technologies.
2019-08-2607 min
Compliance Hero PodcastFive Things to Consider when Realigning Responsibilities with the First Line of DefenseTreliant's Senior Advisory Board Member Lyn Farrell sits down with CCO of PNC, Mike Little, to discuss Five Things to Consider when Realigning Responsibilities with the First Line of Defense
2018-10-3114 min
Compliance Hero PodcastFive Ways to Improve Teamwork between Stakeholders of Compliance Related IssuesSenior Advisory Board Member at Treliant and Host Lyn Farrell speaks with Elizabeth Snyder about "Five Ways to Improve Teamwork between Stakeholders of Compliance-Related Issues" on this episode of Compliance Hero, a Treliant podcast.
2018-10-2613 min
Compliance Hero PodcastFive Tips for Making Relationships Work between the Three Lines of Defense with Richard HarveyCompliance professionals understand the importance of strong relationships between the three lines of defense. Listen to the latest Compliance Hero podcast with Treliant's Senior Advisory Board Member Kathlyn L. Farrell featuring compliance expert Richard Harvey on, "Five Tips for Making Relationships Work between the Three Lines of Defense."
2018-10-1216 min
Compliance Hero PodcastFive Things Compliance Professionals Should Be Concerned With - Featuring Sterling HeningSterling Hening joins Treliant's Kathlyn L. Farrell to discuss Five Things Compliance Professionals Should Be Concerned With in the next 18-24 months.
2018-09-2617 min
Compliance Hero PodcastCassandra (Cassi) Chandler August 2018On this episode of Compliance Hero, Kathlyn (Lyn) L. Farrell speaks with Cassandra (Cassi) Chandler, Senior Advisor with Treliant, about “Five Things Compliance Professionals Need to Know About Cybersecurity.”
2018-08-1421 min
Compliance Hero PodcastKristy Grant Hart July 2018On this episode of Compliance Hero, Kathlyn (Lyn) L. Farrell speaks with Kristy Grant Hart, Founder and CEO, Spark Compliance Consulting, about “Five Ways to be a Wildly Effective Compliance Officer.”
2018-07-1619 min
Compliance Hero PodcastDoug Jackson June 2018In the latest episode of Compliance Hero, Kathlyn (Lyn) L. Farrell speaks with Doug Jackson, Chief Compliance Officer, Regions Bank, about “Five Things Compliance Officers Should Know in Our Changing Environment of 2018.”
2018-06-2216 min
The FarrCast Three Minute Morning BriefFrom Bombast to Photo Ops - Jaw Jaw is better than War WarMichael opens the show as he always does by checking in with Kenny Polcari to talk about the volatile day on Wall Street and the surprising news about GE. Next, Dan Mahafee from CSPC calls in to discuss the aftermath of the Singapore Summit, and the growing tension between the US and China over the trade war. And Michael wraps up by chatting with Mark Olson from Treliant Risk Advisors about the latest news from the Fed and whether the standard of living in the US will rise or decline in the coming years.
2018-06-2044 min
The FarrCast : Wealth StrategiesFrom Bombast to Photo Ops - Jaw Jaw is better than War WarMichael opens the show as he always does by checking in with Kenny Polcari to talk about the volatile day on Wall Street and the surprising news about GE. Next, Dan Mahafee from CSPC calls in to discuss the aftermath of the Singapore Summit, and the growing tension between the US and China over the trade war. And Michael wraps up by chatting with Mark Olson from Treliant Risk Advisors about the latest news from the Fed and whether the standard of living in the US will rise or decline in the coming years.
2018-06-2044 min
Compliance Hero PodcastCara James May 2018Cara James, CCO of Arvest Bank, and Lyn Farrell, discuss five things compliance professionals need to know about a bank's culture.
2018-05-2235 min
Compliance Hero PodcastAnurag Agarwal April 2018Kathlyn (Lyn) L. Farrell, Senior Advisor at Treliant, interviews Anurag Agarwal, President and creator of RiskExec, about fair lending analysis.
2018-04-1722 min
Barefoot Innovation PodcastThe ABA's Regulatory Compliance Conference (Part 2)Gift from Gene Ludwig - Compliance isn't Mickey Mouse This is a very special show because we recorded it directly from the bustling floor of the American Bankers Association's 2017 Regulatory Compliance Conference. The RCC has long been the preeminent gathering of compliance professionals in the United States and, not surprisingly, it's growing -- with another attendance record this year at 1800 people. That makes it one of the largest events of the US banking industry. We gathered in Orlando this summer to grapple with the huge array of challenges facing compliance professionals, from bank...
2017-09-061h 24
Barefoot Innovation PodcastThe ABA's Regulatory Compliance Conference (Part 1)From the main stage This is a very special show because we recorded it directly from the bustling floor of the American Bankers Association's 2017 Regulatory Compliance Conference. The RCC has long been the preeminent gathering of compliance professionals in the United States and, not surprisingly, it's growing -- with another attendance record this year at 1800 people. That makes it one of the largest events of the US banking industry. We gathered in Orlando this summer to grapple with the huge array of challenges facing compliance professionals, from bank compliance officers and attorneys, to...
2017-09-061h 24
Barefoot Innovation PodcastHeroic Compliance : Treliant's Lyn FarrellThis episode is incredibly special, in two ways. First, Lyn Farrell is not only my former colleague, but one of my very best friends. We had such fun recording this at my apartment in Boston one weekend late last year. In many ways, it's just a slice of a long conversation we've been having more or less continuously for years, including over countless meals on the road together, in the consulting life we used to share Second, I love it when our podcast discussions are actual brainstorming sessions. This one hit the jackpot on that...
2017-04-301h 27