Shows
VinciWorksYour compliance learning agenda for 2026- The big issues to train onAs we approach 2026, compliance and learning teams face evolving challenges, from the Crime and Policing Bill to the complexities of AI and data protection. Ensuring your workforce is prepared for these changes goes beyond simple tick-box training—it's about driving meaningful behaviour and cultural shifts. In this episode, we bring you the recording of our live webinar, where VinciWorks' compliance experts Nick Henderson-Mayo and Ruth Mittelmann-Cohen, alongside Nelson Sivalingam, CEO and Co-Founder of HowNow, explore the future of compliance learning. Nelson shares his expertise on the latest trends in learning and development, focusing on how compliance training mu...
2025-12-1058 min
VinciWorksFrom the SRA to the FCA: What the Single Professional Services Supervisor means for your firmThe UK's anti-money laundering (AML) landscape is undergoing a significant transformation. The government has confirmed that the Financial Conduct Authority (FCA) will take over from the Solicitors Regulation Authority (SRA), the Law Society of Scotland, and other professional bodies to become the Single Professional Services Supervisor (SPSS) for AML supervision. This marks the first time law firms and accountancy firms across the UK will be regulated under a single AML authority. In this webinar recording, VinciWorks' legal compliance experts, alongside our partners at The Compliance Office and special guest Mike Ross, Director & MLRO at Anderson Strathern, break...
2025-12-041h 00
VinciWorksGDPR - What's next for data protection and complianceOver seven years since its introduction, the GDPR continues to evolve as new technologies, court rulings and regulatory guidance reshape how organisations handle personal data. In this episode, we bring you insights from our recent webinar, where experts unpacked the latest developments in GDPR and global data protection. With the EU AI Act now in force, shifting cross-border data frameworks, and regulators issuing record fines, compliance has never been more complex — or more crucial. Tune in to learn: What recent GDPR fines reveal about regulator priorities How to navigate overlaps between AI...
2025-11-1255 min
VinciWorksThe Data (Use and Access) Act 2025 - What it means for your organisationThe Data (Use and Access) Act 2025 (DUAA) has brought the most significant changes to UK data protection since UK GDPR came into force. While it doesn't replace GDPR, the DPA 2018, or PECR, the DUAA reshapes how organisations process personal data, handle subject access, manage cookies, and apply legitimate interests. In this episode, we share highlights from our live webinar, where VinciWorks experts explained how these reforms affect compliance strategies. From broad consent in scientific research and recognised legitimate interests, to expanded cookie exemptions, stricter rules for children's services, and higher PECR fines, the DUAA introduces both opportunities...
2025-09-1048 min
VinciWorksFailure to prevent fraud: What businesses need to knowOn 1 September 2025, the UK's compliance rules changed with the introduction of the failure to prevent fraud offence under the Economic Crime and Corporate Transparency Act (ECCTA). In this episode, we share highlights from our expert-led webinar, covering what this new offence means for businesses, how to implement "reasonable procedures," and the steps organisations must take to reduce fraud risks. From lessons learned under bribery and tax evasion laws to new risks for senior managers and guidance from the Serious Fraud Office, this episode gives you the practical insights needed to stay compliant and protect your...
2025-09-0345 min
VinciWorksGDPR - Seven years onIt's been seven years since the EU's General Data Protection Regulation (GDPR) came into force, and its impact has only grown. With over €1 billion in fines issued in the past year alone, it's clear that regulators are scrutinising businesses of all sizes, and enforcement is ramping up. In this episode, we examine how GDPR is shaping global data privacy despite legal pushback, regulatory divergence, and the rising complexity brought on by AI. Here's what we'll cover: Recent GDPR fines and enforcement trends - real case studies, real lessons Global influence: How GD...
2025-05-2857 min
VinciWorksAI compliance and ethical practicesAI is no longer just hype; it's here, powerful, and already reshaping how organisations operate. But with that power comes legal and ethical responsibility. This episode explores how businesses can harness AI while staying within the law and public trust. From the EU AI Act to GDPR and the emerging frameworks in the UK and US, we unpack what compliance looks like in an AI-driven world. Here's what we cover: The latest AI compliance frameworks and global regulations How to embed ethical principles into your AI systems Spotting and mitigating risks like bias and d...
2025-05-0755 min
VinciWorksHealth and safety and the Employment Rights BillAre you ready for the Employment Rights Bill? What it means for health & safety in 2025 New year, new compliance challenges. The forthcoming Employment Rights Bill is set to reshape the health and safety (H&S) landscape, placing greater legal responsibility on employers to protect their workforce. In this episode, we dive into the major H&S implications of the Bill and what it means for your organisation. From enhanced reporting duties to new employer obligations, our experts break down the legal shifts and share practical strategies to stay compliant and mitigate workplace risks. ...
2025-04-2356 min
VinciWorksManaging bribery and corruption risksBribery and corruption remain major risks for businesses worldwide, with enforcement agencies ramping up scrutiny and penalties for non-compliance. Without strong anti-bribery policies, companies face financial, legal, and reputational fallout. One of the most effective (yet often overlooked) ways to mitigate bribery risks? A robust gifts and hospitality reporting framework. In this episode, we'll explore how businesses can enhance transparency and accountability to protect themselves from bribery risks. From real-world case studies of bribery scandals to practical compliance strategies, our experts break down the essentials of an effective anti-bribery programme. Key topics include:
2025-04-0257 min
VinciWorksThe transatlantic trade wars and the UKRising trade tensions between the US and the rest of the world are creating uncertainty for businesses. With tariffs already imposed on Canada, Mexico, and China—and threats looming over the EU and UK—the global regulatory landscape is shifting fast. Beyond economic disruptions, we're also witnessing growing conflicts in data regulation, sanctions policies, and corporate compliance standards, from bribery laws to DEI initiatives. What does this mean for businesses trying to stay compliant and competitive in 2025? In this episode, our compliance experts break down the latest developments in the transatlantic trade wars and what busi...
2025-03-2451 min
VinciWorksThe culture wars at work - Managing protected beliefs under the UK Equality ActEmployers today face increasingly complex challenges when managing a diverse workforce, especially when it comes to balancing protected beliefs under the UK Equality Act 2010. One of the most debated and legally significant issues is how to navigate conflicts between employees who hold gender-critical beliefs and transgender employees. Recent legal cases have highlighted the importance of understanding the law, implementing fair policies, and fostering an inclusive work environment. In this episode, we team up with employment law experts from Worknest to explore how organisations can manage these sensitive situations while staying compliant with UK equality law.
2025-03-131h 03
VinciWorksProliferation financing and sanctions compliance in a changing worldSanctions are evolving at an unprecedented pace, with global instability making compliance more complex than ever. What was once a lower priority for some organisations is now a critical area of risk—where even a minor misstep can lead to severe penalties. In this episode, our experts unpack recent shifts in US, UK, and EU sanctions policies, particularly regarding Russia, Iran, and the Middle East. We'll explore the political and economic drivers behind these changes and provide practical guidance on how businesses can navigate this high-risk landscape. Key topics include: The purpose of sanctions: Th...
2025-03-1055 min
VinciWorksNavigating the Data (Use and Access) Bill – Preparing for the UK's GDPR changesThe Data (Use and Access) Bill (DUAB) is set to transform data protection and privacy in the UK, bringing major updates to UK GDPR and the Data Protection Act 2018. These changes will impact how businesses manage data access, automate decision-making, and comply with evolving regulatory requirements. In this episode, our compliance experts break down the key provisions of DUAB, explore its potential impact on businesses, and share practical steps to help you stay ahead of the changes. Key topics include: What's changing? A deep dive into DUAB's impact on data processing, subject access rights...
2025-03-0657 min
VinciWorksSupplier onboarding and vendor managementIn today's interconnected global economy, the health of your supply chain is critical to your business's success. But with increased outsourcing, global expansion, and evolving regulations, compliance risks can easily go undetected—until they become major issues. From human rights abuses and environmental concerns to fraud, bribery, and health and safety violations, hidden supply chain risks can lead to reputational damage, hefty fines, and legal consequences. In this podcast episode, VinciWorks compliance experts discuss how to effectively audit your supply chain, using practical techniques and tools to identify risks during supplier onboarding and ongoing monitoring....
2025-02-1955 min
VinciWorksThe Compliance Tech Buyers GuideThe 2025 Compliance Tech Buyers Guide is Here! 61 pages of in-depth research, vendor comparisons, and insights into emerging regulatory needs—this guide is your essential roadmap to navigating the evolving compliance tech landscape. 🔗 Download the guide here: https://bit.ly/tech-buyers-guide-podcast 💡 Why This Matters: Recent surveys show that over 50% of leading companies find their compliance processes too manual and lacking automation. Don't be part of that statistic! Investing in compliance tech can transform your business—but only if you make informed choices. 🎧 Listen In: Catch Menachem Pritzker and Nick Henderson Milo as they...
2025-01-2915 min
VinciWorksThe US Election and Compliance - Navigating the challenges of the second Trump AdministrationThe results of the 2024 US election have ushered in a new era of compliance challenges. With the return of the Trump Administration, the regulatory and compliance landscape is poised for significant shifts, bringing disruption and opportunity for businesses in 2025. From evolving sanctions policies and potential trade wars to increased scrutiny on diversity, equity, and inclusion (DEI) initiatives, organisations must be prepared to navigate this new political reality. In this podcast episode, our panel of experts breaks down the key compliance implications of the new administration. We'll explore how shifting policies on sanctions, tariffs, and DEI...
2025-01-221h 00
VinciWorksAML and Financial Crime in 2025The world of anti-money laundering (AML) and financial crime is evolving at an unprecedented pace, and 2025 is shaping up to be a transformative year for the regulated sector. Emerging technologies like artificial intelligence and cryptocurrency are reshaping risk landscapes, while stricter regulations are raising the bar for compliance and accountability. With severe penalties for failing to prevent financial crime, businesses must navigate a more complex environment to safeguard their operations and reputations. In this episode, we'll delve into the critical trends and challenges defining AML, fraud, and financial crime in 2025. From tackling cryptocurrency scams to...
2025-01-1557 min
VinciWorksAI and GDPR Compliance in 2025 – What you need to know for the year aheadThe rapid rise of artificial intelligence is revolutionising the way businesses operate. But with innovation comes an ever-expanding list of regulatory challenges. As AI systems become more embedded in our lives, they generate massive amounts of data, raising urgent questions about transparency, consent, and compliance. For organisations in 2025, navigating the complex relationship between AI and GDPR isn't just important—it's essential. In this podcast episode, we unpack the latest developments at the intersection of AI and data privacy. From understanding the compliance challenges posed by AI tools like ChatGPT to exploring global regulations such as th...
2025-01-1458 min
VinciWorksHealth and Safety in 2025As we step into 2025, the workplace health and safety landscape is evolving rapidly. With new legislative changes, an increased focus on mental health, and the complexities of hybrid work environments, organisations are facing a broader spectrum of responsibilities. Today's leaders must embrace a proactive approach that goes beyond traditional compliance—prioritising physical safety, fostering psychological well-being, and creating inclusive policies for diverse and dynamic workforces. In this podcast episode, we'll explore the key trends and regulatory updates shaping workplace health and safety in 2025. From the transformative implications of Labour's Employment Rights Bill to practical strategies fo...
2025-01-1355 min
VinciWorksThe Compliance Agenda in 2025As we enter 2025, the compliance landscape is undergoing major transformations. From evolving regulatory frameworks to emerging risks, staying ahead of these challenges is crucial for every organisation. This year sees an intensified focus on sanctions, cybersecurity, diversity and inclusion, data protection, and more. Organisations must brace for the EU's AI Act, the UK's revamp of GDPR, potential sanctions changes from the US, and an increasingly unstable global environment. Tune in to our podcast where our compliance experts will break down the key regulatory trends and challenges for 2025. We'll share actionable strategies to help...
2025-01-1056 min
VinciWorksNavigating the German Political Landscape: What's Next?This conversation delves into the recent collapse of the German government under Chancellor Schultz, the upcoming federal elections, and the potential implications for both German and European politics. Thomas Falk provides insights into the ideological divides within the coalition, the rise of the AFD, and the challenges facing the next government, including compliance issues and the impact of sanctions on Russia. The discussion also touches on the dynamics of potential coalitions and the future of green policies in Germany. Takeaways The collapse of Schultz's government was not entirely unexpected due to ongoing dysfunction. The u...
2024-12-1654 min
VinciWorksTrump and the future of European complianceIn this episode, we explore the complex interplay between politics and global compliance. From the seismic impact of Trump's election on compliance practices to navigating the shifting landscape of tariffs and trade deals, we delve into the challenges businesses face in a rapidly changing world. We discuss the UK's struggle to define trade standards post-Brexit, the evolving sanctions on Iran, and strategies for staying ahead in an era of uncertainty. Join us as we unpack how global events reshape compliance frameworks and what it means for the future.
2024-11-2135 min
VinciWorksBarristers and EDI - The BSB consultation on the proposed new rulesThe Bar Standards Board has launched a consultation on proposed amendments to the Equality Rules. The consultation runs until 29 November 2024. The BSB is gathering views on proposed rules to advance equality, diversity, and inclusion at the Bar, and is keen to hear a wide range of views and welcomes all contributions to the ongoing consultation. As the BSB gathers views of barristers and chambers on proposed amendments, they welcome all contributions to the ongoing consultation. Hear from the Bar Standard Board's Policy Manager for Equality and Access to Justice, Poornima Karunacadacharan and VinciWorks...
2024-11-1459 min
VinciWorksDie KI-Verordnung der Europäischen Union – Was Sie jetzt beachten müssenVinciWorks berät Sie zur KI-Verordnung der Europäischen Union! Hören Sie sich unser Podcast an und lernen Sie: • Was die Ziele der KI-Verordnung sind • Wie der Risiko-basierte Ansatz funktioniert • Warum rechtliche Rahmenbedingungen und ethische Standards beim Einsatz von KI unverzichtbar sind • Wie Sie Compliance sicherstellen Thomas Falk, Head of Content für VinciWorks, zeigt Ihnen, wie die KI-Verordnung eine Chance für Ihr Unternehmen darstellen kann.Klicken Sie HIER, um den Podcast zu hören.
2024-11-1214 min
VinciWorksThe Worker Protection Act 2023The Worker Protection Act 2023 comes into force on 26 October 2024, imposing a new, proactive duty on all employers across the UK to take reasonable steps to prevent sexual harassment in the workplace. With at least 1 in 5 men and nearly half of all women experiencing sexual harassment at work, this new compliance duty is an important step employers must prepare for. The new "preventative duty" shifts beyond reacting to complaints and requires employers to take steps to prevent harassment from occurring in the first place. Critically, the meaning of reasonable steps will vary from company to company...
2024-10-311h 00
VinciWorksAI regulation in the UK, EU and rest of the worldThe pace of AI regulation is heating up. From the monumental AI Act passed by the EU, countries and states around the world adopting copycat laws, to commitments by the new UK government to better regulate artificial intelligence. Regulators and legislators are racing to ensure they are not left behind by the AI revolution, and can levy ever larger fines on companies who get things wrong. As companies and industries race to ensure they are AI-ready, the cost of a compliance failure is ticking up. With potential fines that could dwarf GDPR, getting it wrong...
2024-07-2958 min
VinciWorksWhat the General Election means for compliance The UK is set to go to the polls on Thursday, 4 July in a seismic election which could see a significant shift in the next UK government's regulatory priorities. Every sector could be impacted and every area of compliance is likely to be reviewed by the next government. From overhauls of financial services regulation, reviews of data protection law, closer alignment with EU regulations and an expansion of health and safety protections, the next parliament will see compliance at the centre of the regulatory agenda. Listen to our special pre-election podcast for a detailed look...
2024-07-0157 min
VinciWorksRisk mitigation for bribery - What do companies need to know?Bribery and corruption are not new issues. But they remain impressively persistent in their ability to wreak havoc and cause trouble. Companies are losing hundreds of thousands of pounds to these schemes, not to mention reputational damage and legal action. In this webinar we will look at the different types of bribery risks your company can face, how to assess the specific dangers to your company and what you can do to mitigate those risks so you can sleep at night. In this episode, we look at key information on bribery legislation, the myriad of ways companies...
2024-06-2356 min
VinciWorksGDPR – Six years onThe EU's General Data Protection Regulation (GDPR) has now been in force for six years. During that time, fines have totalled billions of euros, with over €1 billion in fines coming in the past 12 months. The most recent fines show that both large and small businesses are subject to regulators' scrutiny. With fines and enforcement actions, developments in GDPR case law and new challenges of AI, data protection remains one of the most complex areas of compliance. Despite best efforts, many organisations are still falling short when it comes to getting GDPR right. In this podcast, we...
2024-05-2758 min
VinciWorksMaking your organisation more neurodiversity friendlyNeurodiversity is becoming more understood as a workplace issue. As many as 1 in 7 people in the UK are neurodivergent, meaning that organisations that fail to meet the needs of their neurodivergent staff and clients are neglecting a significant demographic. Although there are challenges associated with these differences, there are also many strengths. At the same time, failing to make workplaces inclusive of neurodiversity is an increasing risk. Over a hundred cases of neurodiversity discrimination were taken to employment tribunals last year, with almost none the year before. Organisations that fail to put in...
2024-04-1559 min
VinciWorksGetting to grips with proliferation financing one year onSince 1 April 2023, all firms in the regulated sector have been required to carry out proliferation financing (PF) risk assessments. This applies to all regulated entities, from law firms to financial services, casinos to cryptocurrency. Regulated entities can create a new risk assessment on proliferation financing or incorporate PF risks into existing AML and terrorist financing risk assessments. However, regulators expect firms to take action to understand the risk of PF and how to mitigate it in their business. Failing to do so can result in a breach of the Money Laundering Regulations. One...
2024-04-1251 min
VinciWorksAn international perspective on gifts, hospitality and bribery lawsThe issues of gifts, hospitality and bribery are increasingly complicated – especially for companies doing business in other countries. The danger of getting caught up in a corruption scandal is damaging, expensive and could be ultimately devastating. But when is a gift considered bribery? How can corruption, or even the perception of corruption, be avoided in business? In this episode, we highlight some recent bribery scandals, analyse how they could be avoided, and take a deep dive into international anti-corruption laws. Most importantly, we discuss how companies can safely conduct business around the world. We include inf...
2024-03-1959 min
VinciWorksMaking your organisation more menopause friendlyMany organisations discuss gender equality and promoting women, particularly older and more experienced women. But what does this look like in practice? What are the practical steps to supporting older women in the workplace, and how can barriers to success be overcome? One highly effective strategy is making your organisation menopause friendly. Older women are one of the fastest growing in today’s workplace, and research has shown that nearly two-thirds of women have taken time off work due to their symptoms, with some even leaving their jobs due to not being supported in their workplace.
2024-03-1157 min
VinciWorksGlobal sanctions compliance in 2024 The field of economic sanctions has been growing increasingly complicated in recent years, and the past year was a historic and transformative period for the use of financial sanctions on both the global and UK levels, with Western nations launching an unprecedented line of sanctions against Russia as a result of its invasion of Ukraine in February 2022. Recent conflicts such as the Hamas-Israel war in response to Hamas's October 7 massacre, the Russian invasion of Ukraine, as well as events in Iran, China and other countries, have grabbed global headlines. These events have sparked waves of new laws and...
2024-03-0457 min
VinciWorksUndezrstanding the EU AI Act - What do companies need to know?In this episode, we explore the vast implications of the EU AI Act, the world's first comprehensive AI regulation. With this legislation, the EU hopes to create a framework to regulate AI systems across the EU. But the Act will impact companies who do any business in the EU, and, similar to the General Data Protection Regulation (GDPR), the AI Act will likely set a global standard. This episode will provide key background on how the AI Act was developed, its main elements, including an understanding of its risk-based approach, and critical advice on what...
2024-02-2858 min
VinciWorksUnderstanding failure to prevent fraud - The new UK compliance requirementUnder UK law, a corporation can face criminal prosecution if it fails to prevent certain actions from being undertaken by its employees, associates or even contractors. In this episode, we explain what this new corporate criminal offence means, what kind of fraud is covered, and how to comply with the 'failure to prevent' provisions. Try our new customiseable collection of Fraud courses: https://bit.ly/fraud-courses Download our guide to Tax Evasion: Failure to Prevent: https://bit.ly/tax-evasion-guide
2024-01-2958 min
VinciWorksCompliance Trends 2024: What to put on your agenda This episode dives into the top compliance trends to set your agenda for 2024. We'll also delve into key compliance issues we expect to see in areas like anti-money laundering, diversity and inclusion, and sustainability. We'll review key pieces of legislation we're tracking in the EU, US and UK. Try our customisable AI compliance training courses for free: https://vinciworks.com/courses/artificial-intelligence/ Download our free Top 10 Compliance Trends 2024 Guide: https://bit.ly/2024-compliance-trends-guide Download our free Guide to Mental Health and Psychological Safety: https://bit.ly/psychological-safety-guide Download our free US Corp...
2024-01-221h 00
VinciWorksMenopause in the Workplace This episode discusses the taboo subject of menopause, specifically how menopause impacts the workplace. We go into the undeniable stigma around this topic, why it is important for businesses to offer more support to their employees, and how they could go about this. Resources: Try our customisable GDPR and data protection training courses for free: https://vinciworks.com/courses/gdpr/ Download our free guide to World Menopause Day: https://bit.ly/4arwWdm Learn more about our customisable Workplace Diversity Questionnaire: https://bit.ly/48n7Vhr
2023-12-1922 min
VinciWorksGDPR and Automation: Tracking the Challenges of Compliance GDPR presents not just a single compliance challenge - how to get policies and procedures right - but an ongoing plethora of overlapping priorities that must be dealt with at various levels of the business. From implementing technical measures, tracking data subject requests and putting in place incident breaches registers, there is never an 'end' point to GDPR compliance. However, automation of various data privacy and technical security tasks can vastly improve compliance efficiency and, more importantly, provide evidence of how your organisation complies with GDPR. In this podcast, join our exp...
2023-12-051h 02
VinciWorksThe HMRC AML consultation. What does the regulated sector need to know? - Part 2Gary and Nick from VinciWorks continue looking at the UK government's planned changes to how money laundering regulations are supervised and enforced. With four options on the table, from increased powers for OPBAS to an entirely new public sector regulator, what might these changes mean for the regulatory sector? Resources: Try our AML compliance training: https://bit.ly/AML-courses Learn more about our AML onboarding Omnitrack solution: https://bit.ly/AML-onboarding-solution Download our free resource on AML compliance - What financial services firms need to know about ongoing monitoring: https://bit.ly/finserv-ongoing-monitoring
2023-09-1831 min
VinciWorksThe HMRC AML consultation. What does the regulated sector need to know? - Part 1What's the latest on the UK government's planned changes to how money laundering regulations are supervised and enforced? Reform of the AML/CTF regime is coming, with the government proposing four potential changes, from increased powers for OPBAS to an entirely new, public sector regulator. What will be the impact of the regulated sector of these changes, and what is your preferred model? Resources: Try our AML compliance training: https://bit.ly/AML-courses Learn more about our AML onboarding Omnitrack solution: https://bit.ly/AML-onboarding-solution Download our free resource on AML compliance - What fi...
2023-09-1132 min
VinciWorksHealth and Safety in the Inflation AgeFor health and safety professionals, the challenge in today's workplace is ensuring health and safety remains a top priority in a world of overlapping crises when many people are struggling to make ends meet. Health and safety has never been more important when an accident at work could leave people in an even worse position. In this podcast, join our experts as they discuss: The impact of inflation and cost of living crisis on health and safety infrastructure Recent cases and statistics of H&S challenges for businesses Best practice in health and safety training and...
2023-08-2852 min
VinciWorksDecoding CSRD: Understanding Sustainability Compliance and Reporting CSRD, a new EU legislation, mandates large and listed organisations to publish reports on social and environmental risks and their impact. Join Gary Yantin, Nick Henderson-Mayo, and Naomi Grossman in this informative podcast, where they unravel CSRD's complexities and guide you on compliance and reporting strategies. In this podcast, you'll gain an understanding of CSRD, including: A deep dive into CSRD and its origin Step-by-step guidance on CSRD compliance and reporting guidelines Key considerations for both EU and Non-EU businesses Timelines and strategies for preparing your organisation for CSRD Res...
2023-07-2458 min
VinciWorksSRA's Diversity Survey: A guide to beating this summer's deadline with the SRA's Head of EDI The Solicitors Regulation Authority (SRA) has announced that its biannual mandatory diversity survey will be due on 23 July 2023. All SRA-regulated law firms, regardless of size, must collect, report and publish their workforce diversity data every two years. In this podcast, VinciWorks' Director of Best Practice, Gary Yantin, is joined by Siân Hughes, Head of EDI at the SRA, and Andrew Donovan, Managing Director at Compliance Office. Gary, Siân and Andrew discuss the importance of reporting and publishing SRA diversity data. Resources: Try our AML compliance training: https://vinciworks.com/co...
2023-07-121h 02
VinciWorksThe Money Laundering Files: Yevgeny Prigozhin, a Russian warlord, passes money laundering checksDespite international sanctions, London-based law firm Discreet Law took on Wagner Group head Yevgeny Prigozhin as a client after he passed money laundering checks. The Russian warlord most recently led a mercenary rebellion in Russia and is now believed to be in Belarus. Resources: Try our AML compliance training: https://vinciworks.com/courses/aml/ Download free AML resources: https://vinciworks.com/resources/aml/ Learn more about our AML onboarding solution: https://vinciworks.com/products/omnitrack/aml-onboarding/
2023-07-1024 min
VinciWorksThe Money Laundering Files: Crypto Exchange Bitzlato Owner Arrested for Money LaunderingThis case involves Anatoly Legkodymov, a Russian national who was arrested for his alleged operation of a money-transmitting business that transported and transmitted $700m in illicit funds and that failed to meet US regulatory safeguards, including anti-money laundering (AML) requirements. Legkodymov is the majority shareholder of Bitzlato, a Hong Kong-registered cryptocurrency exchange that operates globally. Resources: Try our AML compliance training: https://vinciworks.com/courses/aml/ Download free AML resources: https://vinciworks.com/resources/aml/ Learn more about our AML onboarding solution: https://vinciworks.com/products/omnitrack/aml-onboarding/
2023-06-1933 min
VinciWorksSRA Diversity Survey 2023 - What You Need to KnowThe Solicitors Regulation Authority (SRA) has announced that its mandatory diversity survey will be due on 23 July 2023, with reporting open from 26 June. In this episode, VinciWorks' EDI expert Nick Henderson-Mayo speaks to Compliance Office's Director and Founder Andy Donovan to give firms guidance on what needs to be reported, which firms need to report, why the survey is so important, and more. We also take you through the free reporting tool VinciWorks is offering to help you collect and aggregate the relevant data from your staff. Additional resources: Request our free data collection solution...
2023-06-0533 min
VinciWorksGDPR - Five Years OnThe EU's General Data Protection Regulation (GDPR) has now been in force for five years. During that time, fines have totalled close to €2.8 billion, with over €1 billion in fines coming in the past 12 months. The most recent fines show that both large and small businesses are subject to regulators' scrutiny. Recorded the day before GDPR's fifth anniversary, in this episode we look at the effect the regulation has had on the way we collect and process data and what we can expect going forward. We were joined by our own in-house DPO to take you through the key...
2023-05-251h 01
VinciWorksFCA compliance — Are you doing enough to combat money laundering?The UK ranks second highest among money laundering hot spots worldwide, with an estimated £88 billion laundered each year. Financial institutions are responsible for catching the bad actors to prevent and stop money laundering. But unfortunately, it's not always easy to identify who they are. In this episode, we are joined by Nick Henderson-Mayo, VinciWorks' Director of Learning and Content, Naomi Grossman, VinciWorks' Learning and Content Manager and Sandra Erez, VinciWorks' Director of Global Enterprise Sales, to explore money laundering, how it impacts financial services firms, and what firms can do to protect themselves. R...
2023-05-2258 min
VinciWorksThe Money Laundering Files: Glencore Pays Record £281m for Bribery in AfricaThis case involves the mining and commodities giant Glencore, which was fined £281m for using bribes to bolster its oil profits in five African countries. The company paid cash bribes to officials in the country's national oil and gas companies. Resources: Try our AML compliance training: https://vinciworks.com/courses/aml/ Download free AML resources: https://vinciworks.com/resources/aml/ Learn more about our AML onboarding solution: https://vinciworks.com/products/omnitrack/aml-onboarding/
2023-05-1524 min
VinciWorksThe Money Laundering Files: Lafarge Guilty of Providing Material Support to ISISIn this episode, we look at a case involving the US government's first-ever prosecution of a corporation for providing material support for terrorism. In this case, Lafarge and its subsidiary pled guilty to giving donations and "taxes" to ISIS and al-Nusrah Front (ANF), two of the world's most notorious terrorist organisations, in exchange for the continued operation of their cement plant in Syria. The company received a nearly $800 million fine. Resources: Try our AML compliance training: https://vinciworks.com/courses/aml/ Download free AML resources: https://vinciworks.com/resources/aml/ Learn more about our AML onboarding...
2023-05-0929 min
VinciWorksThe Money Laundering Files: Ex-Premier League Star Richard Rufus Jailed Over £15m FraudRichard Rufus was part of both Charlton Athletic teams that earned promotion to the Premier League during the Alan Curbishley era, playing in the 1998 Football League First Division play-off final against Sunderland that Charlton won on penalties. Ten years after being inducted into Charlton's Hall of Fame in 2013, he was convicted for fraud. He was able to convince friends, family members and associates to invest with him by claiming he was getting 60% in returns. One victim testified that he was told by Rufus that he only traded 5% of the capital investment, which meant 95% would have been retained safely...
2023-05-0324 min
VinciWorksThe Money Laundering Files: Understanding China and its RisksChina is of growing concern to compliance professionals on a number of fronts. From sanctions on Uyghur forced labour to supply chain disruption to warnings about China's banks, the world's second-largest economy is both of critical importance and an increasingly critical risk. In this episode, we look at China's role in corporate compliance, and what companies should be aware of when doing business with or in China. Resources: Try our AML compliance training: https://vinciworks.com/courses/aml/ Download free AML resources: https://vinciworks.com/resources/aml/ Learn more about our AML onboarding solution: https://vinciworks...
2023-04-2428 min
VinciWorksThe Money Laundering Files: Commerzbank Makes the ListIn this episode, Nick and Naomi are back to talk about yet another big money laundering case involving a bank. This time they look at how banks can mess up their anti-money laundering systems - and get fined, royally. Specifically, Commerzbank's London Branch being hit with a whopping £38m fine by the FCA for not having good AML controls. Resources: Try our AML compliance training: https://vinciworks.com/courses/aml/ Download free AML resources: https://vinciworks.com/resources/aml/ Learn more about our AML onboarding solution: https://vinciworks.com/products/omnitrack/aml-onboarding/
2023-04-1726 min
VinciWorksCompliance 101: An Update From the Law Society's Risk and Compliance ConferenceWhat are the big topics affecting law firms? In this special episode recorded shortly after the Law Society's Risk and Compliance conference, Gary Yantin and Nick Henderson break down the key issues of concern for the legal industry. Resources: Try our AML compliance training: https://vinciworks.com/courses/aml/ Download free AML resources: https://vinciworks.com/resources/aml/ Learn more about our AML onboarding solution: https://vinciworks.com/products/omnitrack/aml-onboarding/
2023-04-0331 min
VinciWorksThe Money Laundering Files: 'Made in China' Makes the ListIn a case before the High Court, the World Uyghur Congress argued that UK authorities should have launched money laundering investigations into the cotton imports brought into the UK from the Xinjiang region of China because of the high likelihood of forced labour that was present at the start of the supply chain. The court refused the claim but the reasons indicated that other supply chain challenges could be successful in the future. Companies doing business in China should be on high alert. In this episode, we dig into the implications of the case for companies dealing...
2023-03-2726 min
VinciWorksAML Compliance - Are Paper-Based ID Checks Dead?Many firms are still carrying out paper-based identification and verification of clients during the onboarding process. But is this the most efficient method? In this episode, we are joined by Thirdfort's AML Services Manager Harriet Holmes, Compliance Office's Managing Director Andy Donovan and VinciWorks' Director of Product (Omnitrack) Ruth Mittelmann Cohen to explore the extent to which paper-based ID checks are still the best way to carry out CDD.
2023-03-231h 00
VinciWorksThe Money Laundering Files: Credit Suisse Found GuiltyIn this episode, Nick Henderson and Naomi Grossman examine a compliance case that rocked the world of Credit Suisse, the venerated global investment bank and a crown jewel of Switzerland. It seems that Credit Suisse has been lurching from one scandal to the next, much of it due to their lack of serious anti-money laundering efforts. But this case is really significant because it's the first time a Swiss bank was subject to this kind of criminal prosecution.
2023-03-2026 minVinciWorksCompliance 101 special: Understanding the failure to prevent fraud offenceUnder UK law, a corporation can face criminal prosecution if it fails to prevent certain actions from being undertaken by its employees or contractors. The UK government have recently announced they are pushing ahead with a game-changing new regulation to expand the 'failure to prevent' family of offences to fraud. In this episode, Director of Learning and Content Nick Henderson-Mayo and Directory of Best Practice Gary Yantin get into detail about the proposed new law, and what it might mean for compliance. Download our guide to the 'failure to prevent' family of offences: https://bit...
2023-02-2727 minVinciWorksUK Mandatory Disclosure Rules (MDR) - In conversation with HMRCIn November 2022 HMRC released the summary of responses from their consultation on the UK's Mandatory Disclosure Rules (MDR). The consultation clarified that: 1. The historic lookback period will go back to 25th June 2018 (and not 29th October 2014 as originally stated). 2. Reporting will be via XML only. With UK MDR expected to come into force in the first half of 2023, we were joined by John Sandeman, HMRC's policy official for Mandatory Disclosure Rules, who will help our listeners get to grips with the UK MDR and how it may impact your organisation.
2023-02-2052 minVinciWorksHealth, safety and the supply chain in a changing worldIn a rapidly changing economy, companies are ever more reliant on a well-functioning supply chain to get things done. From outsourcing payroll to launching a new product, supply chain management has never been more crucial. Examining the risks posed by new suppliers is equally vital. A worrying incident can have a knock-on effect on your business, from reputational risk to fines or criminal action. In this episode, VinciWorks, in collaboration with our partners DeltaNet, examine the risks of third-party failures in health and safety.
2023-01-261h 00VinciWorksSRA Compliance Update: Hot topics and what to watch out for in 2023As the year comes to a close, leading SRA consultancy service, Compliance Office, look at the latest SRA compliance developments and hot topics for law firms. Founder Andy Donovan speaks to leading regulatory solicitors Julie Norris and Iain Miller at Kingsley Napley and Ruth Mittlemann Cohen, an AML product specialist at VinciWorks. They look at: What the SRA's increases in fining powers mean in practice Christmas parties and appropriate behaviour Social media and other professional comms blunders SRA's new expectations around office culture Hot off the press analysis of the SRA's new guidance on supervising fee...
2022-12-131h 18VinciWorksAnti-money laundering - Understanding independent auditsAll UK law firms are required to establish an independent audit function to examine, evaluate and make recommendations regarding the adequacy and effectiveness of their practice's anti-money laundering and counter-terrorist financing policies, controls, and procedures. This can be carried out via an internal or an external auditor. In this episode, we speak to the Director and Founder of SRA consultancy firm Compliance Office, Andy Donovan, to explore what an independent AML audit involves, the differences between an independent audit and an external audit and what should be included in every audit. Find out how we...
2022-12-0530 minVinciWorksManaging the risks of doing business with third partiesGetting third-party risk management right is critical for businesses. In this episode, CoreStream's SVP of business development, Paul Cadwallader, explores how businesses can ensure effective procedures for extended enterprise management. We'll dive into how to identify and mitigate risks through effective and efficient processes and what to consider when implementing risk-based third-party due diligence. Further resources: - Third party risk management software: https://www.corestream.co.uk/third-party-risk-management-software/ - Supplier onboarding compliance solution: https://vinciworks.com/products/omnitrack/supplier-tracking/ - Guide to risk based third party due diligence: https...
2022-11-281h 01VinciWorksTackling modern slavery - Making a difference beyond tick-box complianceSince the UK Modern Slavery Act came into force, it is estimated that the number of people trapped in forced labour or forced marriages has actually increased, with the number now believed to have reached over 50 million. A mixture of armed conflict, climate change and the global pandemic has made modern slavery a growing challenge, despite an increase in regulations in many countries. With the UK and other countries set to strengthen their regulations, we look at whether businesses are doing enough to eradicate modern slavery.
2022-10-2659 minVinciWorksESG - Your questions answeredESG - Environmental, Social and Governance - helps businesses measure their impact on the world. It goes broader than profit and loss and is more detailed than corporate social responsibility. Over the past year, we have fielded hundreds of questions on ESG. From how to get started to understanding how to choose the right ESG framework for you, businesses at all stages in their ESG journey have unanswered questions. In this episode, Director of Learning and Content Nick Henderson and Director of Product Alona Stern will answer your ESG questions. Free ESG resources: ht...
2022-09-141h 01VinciWorksWhat's the latest in AML compliance and what does the legal sector affinity group guidance say about it?In July 2021, HM Treasury launched a new AML consultation entitled 'Amendments to the Money Laundering Terrorist Financing and Transfer of Funds Regulations 2017 (MLRs)'. The planned updates, most of which are coming into force on 1 September, are required to ensure that the UK continues to meet international AML standards, whilst also clarifying how the UK's anti-money laundering and counter-terrorist financing (AML/CTF) regime works. UK law firms continue to be at the forefront of the fight against money laundering and terrorist financing. In this episode, Lindsay Taylor from Compliance Office and Nick Henderson from VinciWorks will give...
2022-09-121h 02VinciWorksAML - Maintaining compliance in uncertain timesKeeping money launderers out of legal services has long been a priority of the SRA. In 2021, the SRA visited an average of 7 law firms a month to check on their money laundering systems. The majority were told to make changes to the way they work. Further, in its latest threat assessment, the National Crime Agency (NCA) estimated that at least 70,000 people are engaged in serious organised crime in the UK, with upwards of £12bn in criminal cash generated annually. In this episode, Compliance Office Founder and Director Andy Donovan, and VinciWorks Head of Legal and Product Research R...
2022-06-291h 00VinciWorksGetting to grips with global sanctionsSince Russia launched its invasion on Ukraine at the end of February, the west has imposed significant sanctions on Russia, Belarus, and Vladimir Putin's oligarchs who fund his war. The rapidly evolving nature of the situation has made sanctions compliance an increasing challenge for businesses, but also one that is vital to understand and has prompted many organisations to review their compliance processes. In this episode, our Director of Best Practice Gary Yantin and Director of Learning and Content Nick Henderson help businesses tackle questions around global sanctions compliance. Sanctions resource page: www...
2022-06-1552 min
VinciWorksCompliance 101 Ep10: The mental health and wellbeing scoring experimentThe team at VinciWorks took part in a mental health and wellbeing experiment inspired by mental health advocate Rob Stephenson. In this experiment, we invited people to share their daily mental health score in their Slack status and then invited half of those people to post a mental health update, if they wanted, in a special closed Slack channel. We wanted to see if sharing a score makes a difference and whether sharing the reason for the score also has an impact. In this episode, our Director of Learning and Content Nick Henderson and Director of Best Practice Gary...
2022-06-1339 min
VinciWorksCompliance 101 Ep9: Mental Health at Work - Wellbeing in the 'post'-Covid WorldAfter two years of social and financial pressures, and with the pandemic still prevalent in our everyday lives, not everyone is comfortable with returning to the workplace in person. Are your employees struggling with returning to the office? Are they anxious and uncomfortable? How are they doing mentally now that lockdown is over, and what impact has virtual or hybrid working had on their mental health and wellbeing? In this episode, we hear from a host of experts, including Teresa Higgins, Managing Director at Barbour EHS, Dee Arp, Chief Operating Officer at NEBOSH and Alexis Powell-Howard, Director...
2022-06-0648 min
VinciWorksCompliance 101 Ep8: Mental health in professional services - in conversation with expertsIn this episode, we focus on mental health in professional services firms. While we're taking law firms as a broad example of professional services, these lessons and ideas really extend to wider professional services firms. VinciWorks' Director of Best Practice Gary Yantin supports law firms in getting compliance right, and he has been speaking with two experts in this field. Ben Morris, Head of Employee Relations DAC Beachcroft and Kate Dodd, Diversity and Inclusion Consultant for Pinsent Masons LLP. They discuss the importance of taking staff's mental health into consideration and how best to do that. They also share...
2022-05-3040 minVinciWorksGDPR - Four years onHappy fourth birthday GDPR! Since GDPR came into force four years ago, fines have reached a total of over €1.6 billion, with the majority of fines having been levied in the past 12 months. Also during that time, the UK left the EU, data protection regulation reforms were announced in the UK and the ICO appointed a new commissioner. On the fourth anniversary of GDPR coming into force, we looked at the last four years of GDPR, the effect the regulation has had on the way we collect and process data and what we can expect going forward. ...
2022-05-261h 02
VinciWorksCompliance 101 Ep 7: Mental health and complianceWelcome to our new mini-series which is going to focus on mental health and wellbeing, particularly as we transition away from an era of covid restrictions and enter into a new world of hybrid working. In this episode, Director of Learning and Content Nick Henderson goes through the basics of mental health and wellbeing from a compliance perspective. We'll look at how leaders can set the tone, the role of managers, the impact of training, and the elements of an effective mental health and wellbeing programme. Learn more about our mental health training: https://vinciworks...
2022-05-2319 min
VinciWorksCompliance 101 special: Unpacking different approaches to compliance trainingIn this episode, Nick speaks to VinciWorks' CMO Yehuda Solomont to look at the trends in compliance training and what they mean. Yehuda has all the numbers and statistics at hand to give some real insight into the most popular topics, as well as other trends, such as the increased need for relevant training, how long a course should be and whether gamified learning and VR and catching on.
2022-05-1631 min
VinciWorksCompliance 101 special: What makes compliance work?In this episode, we are joined by VinciWorks' Director of Global Compliance Sandy Erez. Sandy has been breaking boundaries in the field of compliance since the 70s, when she broke the school dress code to wear trousers of all things to her elementary school graduation. She shares how she got involved in the world of compliance and tackles assumptions made about those who work in the field. VinciWorks' course catalogue: https://vinciworks.com/courses/
2022-05-0936 min
VinciWorksCompliance 101 Ep6: The evolution of bribery laws and your bribery questions answeredIn the final episode of our anti-bribery series, Director of Learning and Content Nick Henderson considers the evolution of bribery laws, and answers some of the bribery compliance questions you have been sending in. The questions Nick answers cover facilitation payments, how those who commit bribery are caught and more.
2022-04-2517 min
VinciWorksCompliance 101 Ep5: What does successful bribery compliance look like?Compliance failures cost the business in financial penalties, reputational damage, and even jail time. In this episode, Director of Learning and Content Nick Henderson takes us through the crucial elements that make up a successful anti-bribery and corruption programme for your business. Free anti-bribery resources: https://vinciworks.com/resources/anti_bribery/
2022-04-1120 minVinciWorksESG - Understanding reporting frameworksESG can feel like a complex and confusing topic, from finding the right data to track to aligning to frameworks. Are ESG frameworks mandatory, or even necessary for ESG? Which framework is right for which industry and size of business, and what's the benefit, or not, of aligning to a framework for ESG? In this episode. VinciWorks' Director of Product Alona Stern and Director of Learning and Content Nick Henderson unpack what frameworks mean, how to align with them, and which one, if any, may be right for your business. We also hear from Amanda Latham, Associate and Policy & Strategy...
2022-04-071h 02
VinciWorksCompliance 101 Ep4: Risk assessing briberyAt the heart of any anti-bribery programme is a risk assessment. Like any other risk assessment, the specific risks will depend on your business and industry. But risks can change over time. For example, in light of the Coronavirus pandemic, medical supplies and PPE are some of the riskiest areas when perhaps they weren't a few years ago. In this episode, Nick speaks to Transparency International's Britta Niemeyer about how businesses can handle bribery, and what they should do about it. The anti-bribery compliance solution: https://vinciworks.com/anti-bribery/
2022-04-0421 min
VinciWorksHow the sanctions on Russia affect complianceSince Russia launched its invasion at the end of February, the west has imposed significant sanctions on Russia, Belarus, and Vladimir Putin's oligarchs who fund his war. The rapidly evolving nature of the situation has made sanctions compliance an increasing challenge for businesses, but also one that is vital to understand. In this special episode, we look at sanctions compliance in the wake of the ongoing Russian invasion of Ukraine. Sanctions resource page: https://vinciworks.com/resources/sanctions/
2022-03-2825 min
VinciWorksCompliance 101 Ep 3: What are bribery laws like around the world?In this episode, Director of Learning and Content Nick Henderson looks at what bribery at an international level looks like. Nick shares examples of potential bribery cases and unpacks best practice guidance. Anti-bribery resource page: https://vinciworks.com/resources/anti_bribery/
2022-03-2120 min
VinciWorksCompliance 101 Ep2: How is bribery & corruption being tackled?In this episode, Director of Learning and Content Nick Henderson is joined by Head of the Anti-Corruption Division in the OECD Directorate for Financial and Enterprise Affairs Patrick Moulette. Patrick will draw on important anti-corruption and bribery cases and what we can learn from them, as well as the industries most vulnerable to bribery and corruption. VinciWorks' anti-bribery compliance solution: www.vinciworks.com/bribery
2022-03-1424 min
VinciWorksCompliance 101 Ep1: What is bribery and corruption?Welcome to the first episode of our brand new podcast! In this episode, VinciWorks' Director of Learning and Content Nick Henderson and Director of Best Practice Gary Yantin discuss the basics of anti-bribery and corruption. Gary gives some insight on the warning signs and red flags to look out for and the need to go beyond tick-box compliance. We also look at instances where gifts and hospitality are in fact bribes. Learn more about our anti-bribery compliance solution: https://vinciworks.com/anti-bribery
2022-03-0736 min
VinciWorksIntroducing Compliance 101 from VinciWorksWe are excited to announce the launch of our new podcast, Compliance 101. Our first series is all about bribery and corruption. Director of Learning and Content Nick Henderson will bring you interviews and analysis, discuss the latest news stories, explore new regulations and look at what they might mean for your business. Learn more: https://vinciworks.com/
2022-03-0303 minVinciWorksWhistleblowing - Are you up to date?Whistleblowing is a fundamental part of good governance, and vital for any business concerned about their ESG score. But whistleblowing rules differ widely between countries, with the UK, US, and now the EU Whistleblowing Directive all mandating differing levels of protection for whistleblowers. In this episode, we review the whistleblowing regulations across the US, UK and EU, what the new EU Directive means, and what best practice looks like for whistleblowing compliance. More info on whistleblowing training and reporting solutions: www.vinciworks.com/whistleblowing
2022-02-091h 01VinciWorksHow to successfully implement an ESG programmeImplementing an ESG programme can seem like a daunting task. From reporting methodologies to external ratings, there's a lot to consider. In this episode, we look at the steps that any business can take to begin thinking about an ESG programme. Whether you have an extensive, carbon-heavy supply chain or are in professional services, ESG reporting doesn't have to be complicated. The ESG resource library: https://vinciworks.com/resources/esg/
2022-01-261h 00VinciWorksWhat's on the compliance agenda for 2022?Despite the ongoing pandemic, compliance departments can still enter the new year with a sense, if not an outline, of what should be on their agenda in 2022. Preparing for rapid, sudden changes in 2022, from new Covid-19 variants to supply chain problems or catastrophic climate events, should still be high on every compliance officer's agenda. But that doesn't mean planning for the expected should take a back seat. In this episode, our Director of Best Practice Gary Yantin and Director of Learning and Content Nick Henderson looked at the regulatory and compliance horizon for the upcoming year.
2022-01-121h 02VinciWorks'Bin bags full of cash' - NatWest fined £264m for AML failuresIn the first criminal prosecution of a financial institution by the Financial Conduct Authority (FCA), a litany of failings took place at NatWest which enabled black bin liners stuffed with cash to be deposited, literally bursting out of floor-to-ceiling branch safes. In this short episode, Director of Learning and Content Nick Henderson takes us through exactly what happened and why the crime was allowed to be carried out for so long without being flagged. VinciWorks Compliance: www.vinciworks.com
2021-12-2704 minVinciWorksMandatory Disclosure Rules in the UK – Understanding HMRC's consultationOn 30 November 2021, HMRC published its draft UK Mandatory Disclosure Rules (MDR) and released its consultation which seeks views on the design of the draft regulations. The consultation will be open until 8 February 2022. The UK MDR is expected to come into force in summer 2022, replacing UK DAC6. In this episode, we are joined by John Sandeman, HMRC's policy official for Mandatory Disclosure Rules, who will help you get to grips with the UK MDR and how it applies to your organisation. John will also answer attendee questions. VinciWorks' MDR reporting solution: https://vinciworks.com/products/omnitrack...
2021-12-1557 minVinciWorksCOP26 and compliance - ESG after GlasgowThe UK recently hosted the UN Climate Change Conference, known as COP26. This summit is one of the most consequential climate events since the negotiation of the Paris Agreement in 2015 and was attended by world leaders, politicians, business chiefs, climate change campaigners and sustainability experts. In this episode, we're joined by the UK Sustainable Investment and Finance Association's Chief Executive James Alexander and their Senior Policy and Communications Manager Oscar Warwick Thompson. We hear about ethical investing and how businesses can set themselves apart through net-zero commitments and ESG compliance. ESG training and reporting solution...
2021-11-1759 minVinciWorksDAC6 — 10 months onFollowing multiple delays, DAC6 has now been in force in most EU Member States since January 2021. Businesses across Europe are now reporting on cross-border transactions, with many still grappling with when, how and what they need to report. In this episode, Director of Best Practice Gary Yantin and Head of Legal and Product Research Ruth Mittelmann Cohen discuss the challenges that intermediaries and taxpayers face, give an overview of how the different EU Member States and the UK have implemented DAC6 and reveal the reporting patterns emerging from the different tax authorities. They also give an update...
2021-11-1058 minVinciWorksWhat's on the compliance agenda for Q4?In this episode, Director of Best Practice Gary Yantin and Director of Learning and Content Nick Henderson will explore the regulatory agenda for the next few months and beyond. We will be covering changes to data protection regulations in the UK, proposed "failure to prevent" anti-harassment rules, tax evasion regulations in light of the Pandora Papers and more. Download the regulatory agenda for October: https://vinciworks.com/resources/download/?resource=regulatory-agenda-october-2021
2021-10-061h 00VinciWorksData Protection - What the UK wants to changeThe UK government's consultation on reforming data protection, launched on 9 September, sets out a radically different framework for data protection than GDPR. From re-orientating the Information Commissioner's Office to new ways for businesses to process data, these far-reaching reforms are set to have a significant impact on businesses. In this episode, our Director of Learning and Content takes us through what the potential changes are and how they might affect the way we process data. Free GDPR resources: https://vinciworks.com/resources/gdpr/
2021-09-1323 minVinciWorksDiversity – Managing reasonable adjustments in the age of hybrid workAs COVID-19 restrictions are lifted and businesses begin to return to the office, companies are taking a variety of approaches to managing the transition. While some are staying at home for now and others have gone back full time, most are opting for a hybrid working policy. But many people are anxious, or at least conflicted, about returning to in-person work, with these worries likely to be exacerbated for those requiring reasonable adjustments. In this episode, we delve into the challenges faced by disabled staff during the pandemic, and the impacts on inclusion in changing workplace practices...
2021-09-021h 05VinciWorksGDPR — Back to the OfficeAs COVID-19 restrictions are lifted and businesses begin to return to the office, companies are taking a variety of approaches to managing the transition. While some are staying at home for now and others have gone back full time, most are opting for a hybrid working policy. While this might be a sensible and fair solution for the time being, having staff work both at home as well as the office raises several data security and GDPR compliance concerns. we are joined by Dechert LLP's Director of Risk and Compliance Mohbub Rahman to explore the key things...
2021-08-311h 04VinciWorksCode of conduct — How to get your staff on boardA strong code of conduct is vital for employees to know what is expected of them. How do you ensure your staff are able to easily grasp your code and put it into practice without feeling overwhelmed or bored? And how do you succinctly cover topics as diverse as discrimination and harassment to bribery and cyber security? In this episode, we are joined by Hershey's Head of Ethics and Compliance, Sonia Zeledón, to explore the challenges of effectively managing and training on codes of conduct. Related resources VinciWorks' build-your-own code o...
2021-08-1850 minVinciWorksCode of conduct - In conversation with Hershey's Head of Ethics & Compliance, Sonia ZeledónIn this short episode, we interview Sonia Zeledón, Hershey's Head of Ethics & Compliance, to explore how Hershey's, a global confectionary company, has gone about updating and sharing its code of conduct. Sonia shares why Hershey decided to update its code, the importance of branding and the inspiration behind unique innovations within their code. Related resources: VinciWorks' build-your-own code of conduct training: https://vinciworks.com/courses/code-of-conduct/ Hershey's code of conduct: https://www.thehersheycompany.com/content/dam/corporate-us/documents/investors/code-of-conduct-english.pdf
2021-08-1111 minVinciWorksMental Health - Returning to WorkWith the UK's COVID-19 vaccination roll-out in full swing, many companies are reevaluating their office policies and home working rules as legal restrictions are repealed. In this episode, our Director of Learning and Content Nick Henderson explores some of the mental health aspects of returning to the office, sharing some ideas and tools to help manage this transition for your workforce. COVID-19 resource page: http://www.vinciworks.com/covid-19
2021-07-1318 minVinciWorksAnti-money laundering — Understanding best practiceIn 2017, the UK enacted The Money Laundering, Terrorist Financing and Transfer of Funds Regulations. Over the past few years, there have been a number of changes to these regulations. To help those governed by the Regulations navigate the ever-changing AML landscape, certain bodies have compiled industry-specific guidance. Two of those bodies are the Legal Sector Affinity Group (LSAG) and The Joint Money Laundering Steering Group (JMLSG). Their guidance was published for the legal and financial sectors respectively. However, the risks faced by an organisation will vary on a case-by-case basis. Accordingly, many of our clients are still...
2021-06-3054 min